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r-Nondefectivity in Secant Varieties

Updated 10 July 2026
  • r-Nondefectivity is the property ensuring that the r-th secant variety of a projective variety reaches its expected dimension of min{r(n+1)-1, N}.
  • It is characterized by the sum of tangent spaces at general points and computed using tools like Terracini’s lemma and osculating projections.
  • Recent advances extend nondefectivity criteria to Chow varieties, Grassmannians, and invariant or reducible cones, impacting generic rank and identifiability.

rr-nondefectivity is the condition that the rrth secant variety of a projective variety attains its expected dimension. For an irreducible projective variety XPNX\subset \mathbb P^N of dimension nn, the rrth secant variety is

σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,

and the naive parameter count gives

dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.

Equality defines nondefectivity; strict inequality defines defectivity (Torrance et al., 2020). In recent work, the notion has been developed along several axes: exact results for Chow varieties, asymptotic bounds for Grassmannians via osculating projections, representation-theoretic criteria for invariant secant varieties, and generalizations from irreducible varieties to reducible cones and VV-embedded vector bundles (Massarenti et al., 2016, Blomenhofer et al., 2023, Blomenhofer et al., 12 Sep 2025).

1. Classical definition and equivalent formulations

For a non-degenerate, irreducible projective variety $X\subset \PP^N$ of dimension nn, the expected dimension of the rr0-secant variety is

rr1

The variety is called rr2-defective if

rr3

and the rr4-defect is

rr5

When rr6, one says that rr7 is non-rr8-defective (Massarenti et al., 2016).

The same notion is frequently expressed in affine-cone language. If rr9 is an irreducible affine cone of dimension XPNX\subset \mathbb P^N0, then XPNX\subset \mathbb P^N1 is XPNX\subset \mathbb P^N2-nondefective if for general XPNX\subset \mathbb P^N3 one has

XPNX\subset \mathbb P^N4

Otherwise XPNX\subset \mathbb P^N5 is XPNX\subset \mathbb P^N6-defective (Blomenhofer et al., 12 Sep 2025). This formulation is equivalent to the projective one after passage between a projective variety and its affine cone.

A recurrent notational difference is that some papers use XPNX\subset \mathbb P^N7 and others use XPNX\subset \mathbb P^N8 for the secant order. The underlying condition is the same: the span of general tangent spaces must grow at the rate predicted by the parameter count. This makes XPNX\subset \mathbb P^N9-nondefectivity a geometric dimension statement rather than a statement about a particular decomposition algorithm.

2. Expected dimension, filling, and generic rank

The expected dimension arises from the observation that a general choice of nn0 points on an nn1-dimensional variety spans an nn2-plane, so one expects

nn3

This quantity is explicitly called the expected dimension in the Chow-variety analysis (Torrance et al., 2020). One therefore expects nn4 to fill the ambient space as soon as

nn5

(Torrance et al., 2020).

The smallest nn6 such that nn7 is the generic rank. A trivial parameter count gives

nn8

(Blomenhofer et al., 2023). In settings where all secant varieties up to the filling threshold are nondefective, this lower bound becomes the actual generic rank.

A common source of confusion is the relation between nondefectivity and filling. Nondefectivity does not mean that nn9 for every rr0; it means only that rr1 equals the expected value. Filling occurs only once the expected dimension reaches the ambient dimension. This distinction is central in applications to generic rank and identifiability.

3. Terracini’s lemma and projection-based criteria

The fundamental computational device is Terracini’s lemma. If rr2 are general and rr3 is a general point of the secant plane, then

rr4

where hats denote affine cones. Consequently,

rr5

(Torrance et al., 2020). In practice, rr6-nondefectivity is therefore reduced to a statement about the dimension of a generic sum of tangent spaces.

A second approach uses tangential and osculating projections. Given general points rr7, the rr8-tangential projection is the linear projection with center rr9. A proposition attributed to Chiantini–Ciliberto states that if the general σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,0-tangential projection is generically finite onto its image, then σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,1 is not σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,2-defective (Massarenti et al., 2016).

Osculating spaces refine this perspective. At a smooth point σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,3, the σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,4th osculating space σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,5 is the projective span of all partial derivatives of order at most σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,6, with

σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,7

An osculating projection is the linear projection from a span of several such spaces. For Grassmannians, Massarenti and Rischter prove a birationality criterion: if σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,8 is Plücker-embedded, σr(X)=p1,,prXp1,,prPN,\sigma_r(X)=\overline{\bigcup_{p_1,\dots,p_r\in X}\langle p_1,\dots,p_r\rangle}\subset \mathbb P^N,9 are coordinate points corresponding to disjoint dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.0-subspaces of dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.1, and

dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.2

then the osculating projection

dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.3

is birational onto its image, hence generically finite (Massarenti et al., 2016). This converts control of osculating behavior into nondefectivity bounds.

4. Inductive, combinatorial, and stationarity methods

For Chow varieties, Torrance and Vannieuwenhoven develop an inductive construction that combines Terracini’s lemma with Newton’s backward difference formula. They define backward differences with step size dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.4 by

dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.5

and use Newton’s formula

dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.6

to organize inclusion–exclusion calculations on specially constructed lattices of linear subspaces (Torrance et al., 2020). The induction reduces high-dimensional secant computations to finitely many base cases.

The computational part of that proof is explicit. In the main theorem, the authors take dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.7, dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.8, and dimσr(X)min{r(n+1)1,N}.\dim \sigma_r(X)\le \min\{r(n+1)-1,N\}.9. The hardest base case is the VV0th secant variety of the degree-VV1 Chow variety in VV2. They construct a matrix whose columns span the sum of VV3 tangent spaces plus VV4 special linear spaces in VV5, compute its rank over the finite field VV6 with VV7 by Gaussian elimination in optimized C++ libraries, and use semicontinuity to certify nondefectivity from a single full-rank instance (Torrance et al., 2020).

A different line of argument appears in the invariant and reducible settings. The key tool in the invariant case is the Stationarity Lemma: if

VV8

for generic points, and if for some VV9 one has

$X\subset \PP^N$0

then already

$X\subset \PP^N$1

(Blomenhofer et al., 2023). For reducible cones and $X\subset \PP^N$2-embedded vector bundles, this idea is extended to “rectangular” and “diagonal” stationarity, together with apex spaces

$X\subset \PP^N$3

to control joins, partial apices, and multi-index growth patterns (Blomenhofer et al., 12 Sep 2025).

These methods are structurally different but conceptually parallel. In each case, the problem is reduced to proving that dimension growth cannot stall prematurely without forcing a contradiction: either by combinatorial telescoping on lattices, or by stationarity that forces a span to become filling.

5. Established results for major classes of varieties

Several papers give either exact or asymptotic nondefectivity statements for specific families.

Variety or setting Nondefectivity statement Source
Chow variety of decomposable cubics $X\subset \PP^N$4, $X\subset \PP^N$5 For every $X\subset \PP^N$6, it is $X\subset \PP^N$7-nondefective for all $X\subset \PP^N$8; for $X\subset \PP^N$9, nn0 (Torrance et al., 2020)
Chow variety of decomposable quaternary forms nn1, nn2 For every nn3, it is nn4-nondefective for all nn5; for nn6, nn7 (Torrance et al., 2020)
Grassmannian nn8 If nn9, rr00, rr01, and rr02, then rr03 is not rr04-defective for any rr05 (Massarenti et al., 2016)
Irreducible rr06-invariant cone rr07 of dimension rr08 For all rr09, rr10 is rr11-nondefective; the generic rank satisfies rr12 (Blomenhofer et al., 2023)
Reducible cone rr13 with all components of dimension rr14 For rr15, rr16 is nondefective; for rr17, rr18 (Blomenhofer et al., 12 Sep 2025)

For Grassmannians, the combinatorial function rr19 is defined by writing rr20 in binary,

rr21

and setting

rr22

The resulting bound improves the earlier Abo–Ottaviani–Peterson bound

rr23

for every rr24, except the sporadic small cases rr25 (Massarenti et al., 2016).

For invariant secants, the same general theorem specializes to Grassmannians, Chow varieties, Segre–Veronese varieties, Gaussian moment varieties, the Lagrangian Grassmannian, and Spinor varieties by substituting the corresponding ambient-module and variety dimensions (Blomenhofer et al., 2023). The Chow case obtained this way yields broad lower-order nondefectivity ranges, whereas the Chow paper for cubics and quaternary forms gives complete nondefectivity for all secant orders in those two families (Torrance et al., 2020).

6. Consequences, extensions, and open directions

For Chow varieties, complete nondefectivity immediately determines generic Chow rank. A generic cubic in rr26 variables decomposes as a sum of

rr27

products of three linear forms, and a generic degree-rr28 form in four variables decomposes as

rr29

(Torrance et al., 2020). More generally, knowledge that all relevant secants are nondefective yields precise dimension formulas for joins of Chow varieties, with potential applications in tensor rank and algebraic complexity (Torrance et al., 2020).

In the invariant setting, rr30-nondefectivity has identifiability consequences. The 2023 paper states that whenever the tangent map rr31 is nondegenerate, rr32-nondefectivity implies rr33-identifiability, citing Massarenti–Mella (2022) (Blomenhofer et al., 2023). For Gaussian moment varieties, this is made explicit: for rr34, the tangent map is known to be nondegenerate, so rr35-nondefectivity implies rr36-identifiability (Blomenhofer et al., 2023).

The reducible and bundle-theoretic generalization substantially broadens the scope of the subject. If

rr37

is a reducible cone, then

rr38

and rr39 is defined to be rr40-nondefective when every such join has its expected dimension (Blomenhofer et al., 12 Sep 2025). For a rr41-embedded vector bundle rr42, one introduces multi-index notions such as rr43-nondefective and rr44-filling; the bundle is rr45-nondefective if it is rr46-nondefective for every rr47 with rr48 (Blomenhofer et al., 12 Sep 2025). This framework is then applied to Fröberg’s conjecture, fat point schemes, partition rank, and identifiability of mixtures of Gaussians and Laplace distributions. In particular, the paper states that rr49 Gaussians plus rr50 Laplaces are identifiable as soon as rr51 (Blomenhofer et al., 12 Sep 2025).

Several limitations and open questions remain explicit in the literature. The osculating-projection method raises the question of whether the exponents in the asymptotic Grassmannian bound can be improved, and whether a similar technique can settle the full conjecture that rr52 is non-defective except for the four known sporadic cases (Massarenti et al., 2016). The Chow-variety induction suggests extensions to higher degrees rr53 or dimensions rr54, but only subject to computational verification of an enlarged finite list of base cases (Torrance et al., 2020). In the invariant framework, a “critical degree” phenomenon is identified: when the ambient module dimension grows like a polynomial of degree rr55 and rr56 grows with lower degree, the bound

rr57

covers “almost all” interesting secant orders for rr58, whereas for rr59 most secants are known to be defective and the bound becomes vacuous (Blomenhofer et al., 2023). This suggests that rr60-nondefectivity is both a local tangent-space problem and a large-scale asymptotic phenomenon tied to the growth of ambient representation spaces.

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