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Pivot Sliced Discrepancy Analysis

Updated 7 July 2026
  • The paper's main contribution is replacing ambiguous 1D sliced couplings with a pivot-based 3-marginal optimal transport formulation that enforces transport-plan consistency.
  • The methodology leverages a unique Wasserstein midpoint of projected measures to embed a constrained Kantorovich problem, ensuring rigorous one-dimensional transport correspondence.
  • Practical insights include exact recovery in high dimensions and improved matching in discrete settings, with metric-like properties on appropriately atomless measure classes.

Pivot Sliced Discrepancy is a direction-dependent sliced transport discrepancy introduced to endow sliced optimal transport constructions with a rigorous transport-plan interpretation. For probability measures μ1,μ2P2(Rd)\mu_1,\mu_2\in\mathcal P_2(\mathbb R^d), it replaces the ambiguous lifting of one-dimensional sliced couplings by a pivot-based $3$-marginal optimal transport formulation built from a unique Wasserstein midpoint of the projected measures. In the formulation of Tanguy, Chapel, and Delon, the resulting quantity PSθ\mathrm{PS}_\theta is well-defined, symmetric, separating, bounded below by W2W_2, equal to a constrained Kantorovich problem, and metric on a restricted atomless class, while failing to satisfy the triangle inequality in full generality (Tanguy et al., 2 Aug 2025).

1. Conceptual setting and motivation

The classical sliced Wasserstein distance

SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta

is attractive because each one-dimensional Wasserstein term is cheap to compute, but it only yields a scalar discrepancy and not a canonical transport plan in Rd\mathbb R^d. The central obstruction is projection ambiguity: in dimension d>1d>1, the projection xθxx\mapsto \theta^\top x loses information, different points can share the same projected value, and the one-dimensional optimal plan does not determine how mass should be matched in orthogonal directions (Tanguy et al., 2 Aug 2025).

This issue is made explicit through the earlier Sliced Wasserstein Generalised Geodesic heuristic, which for discrete measures sorts projected points and pairs them. When projected values have ties, the resulting quantity depends on arbitrary sorting permutations. Pivot Sliced Discrepancy is designed precisely to remove that arbitrariness. The construction introduces a pivot measure on the projected line, chosen from the projected marginals themselves, and encodes admissible correspondences through a constrained $3$-plan.

The terminology should be distinguished from other uses of “sliced discrepancy” in the literature. In cut-and-project theory, “sliced discrepancy” refers to lattice-point counting in thin slabs such as (tΩ)×Ω(t\Omega_\triangledown)\times\Omega_\triangle (Koivusalo et al., 2024). In image comparison, convolution sliced Wasserstein replaces linear projections by convolutional slicers rather than using a pivot measure (Nguyen et al., 2022). In Stein methods, sliced kernelized Stein discrepancy uses projected score tests indexed by directions $3$0 and $3$1 (Gong et al., 2020). These are distinct constructions.

2. Mathematical definition and the pivot measure

For a direction $3$2, the paper uses the scalar and line projections

$3$3

Given $3$4, the pivot is defined as a Wasserstein midpoint of the projected measures $3$5 and $3$6. The set of Wasserstein means is

$3$7

and in the projected one-dimensional setting the mean is unique: $3$8 It is given explicitly by

$3$9

where

PSθ\mathrm{PS}_\theta0

Pivot Sliced Discrepancy is then defined by inserting this pivot into the PSθ\mathrm{PS}_\theta1-based Wasserstein distance: PSθ\mathrm{PS}_\theta2 with

PSθ\mathrm{PS}_\theta3

The admissible PSθ\mathrm{PS}_\theta4-plans are

PSθ\mathrm{PS}_\theta5

Accordingly, PSD is a pivot-based PSθ\mathrm{PS}_\theta6-marginal optimal transport problem in which the pivot is the projected Wasserstein midpoint. A plausible implication is that the entire construction is designed to encode consistency across the two marginals through a common intermediate measure rather than through an arbitrary lifting of one-dimensional pairings.

3. Relation to PSθ\mathrm{PS}_\theta7-based Wasserstein distance and constrained transport

A central theoretical backbone is the PSθ\mathrm{PS}_\theta8-based Wasserstein distance analyzed via generalized geodesics. If PSθ\mathrm{PS}_\theta9, the associated generalized geodesic is

W2W_20

The paper recalls the identity

W2W_21

and for an optimal W2W_22,

W2W_23

This places PSD in the framework of generalized geodesics based on a prescribed pivot measure (Tanguy et al., 2 Aug 2025).

The same paper defines a constrained sliced transport cost

W2W_24

where W2W_25 is the unique one-dimensional optimal transport plan between W2W_26 and W2W_27.

The key theorem states

W2W_28

The equivalence is proved by comparing admissible sets in both directions: every admissible W2W_29 for SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta0 can be lifted to a SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta1-plan admissible for SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta2, and every admissible SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta3-plan for SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta4 induces a coupling admissible for SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta5. In this sense, PSD is also a constrained Kantorovich problem: it minimizes transport cost among couplings whose projected coupling is exactly the one-dimensional optimal plan.

This equivalence clarifies the role of the pivot. The pivot is not an auxiliary artifact; it is the mechanism through which the one-dimensional optimal coupling is imposed as a hard projection constraint in the ambient transport problem.

4. Structural properties: semimetric behavior, metricity, and regularity

The paper proves that PSD is well-defined because the projected Wasserstein mean is unique in one dimension. For all SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta6, it satisfies symmetry,

SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta7

separation,

SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta8

and a lower bound by Wasserstein,

SW22(μ1,μ2)=Sd1W22(Pθ#μ1,  Pθ#μ2)dθSW_2^2(\mu_1,\mu_2)=\int_{\mathbb S^{d-1}} W_2^2(P_\theta\#\mu_1,\;P_\theta\#\mu_2)\,d\theta9

These properties justify describing PSD as a semi-metric rather than a metric in general (Tanguy et al., 2 Aug 2025).

The triangle inequality fails in general; the paper gives a counterexample. However, PSD becomes a genuine metric on

Rd\mathbb R^d0

where

Rd\mathbb R^d1

The proof uses a one-dimensional lemma asserting that if a Rd\mathbb R^d2-plan has two optimal one-dimensional bi-marginals and the relevant marginals are atomless, then the third bi-marginal is optimal as well.

The regularity theory is similarly qualified. The map Rd\mathbb R^d3 is continuous, while Rd\mathbb R^d4 is lower semicontinuous. Full continuity fails in general. A common misconception is therefore that PSD simply repairs sliced Wasserstein into a genuine metric without loss; the paper does not support that interpretation. Instead, it establishes a more precise statement: PSD has metric-like properties globally and full metricity only on a restricted atomless subclass.

5. Discrete formulations and exact recovery phenomena

For empirical measures

Rd\mathbb R^d5

the constrained formulation specializes to a discrete Monge-type problem: Rd\mathbb R^d6 where Rd\mathbb R^d7 is the set of pairs of permutations that sort the projected samples. The derivation relies on a constrained Birkhoff–von Neumann theorem,

Rd\mathbb R^d8

with Rd\mathbb R^d9 the doubly stochastic polytope and d>1d>10 the projection constraints (Tanguy et al., 2 Aug 2025).

This discrete characterization is important for two reasons. First, it shows that PSD does recover a one-to-one matching structure in the empirical uniform setting, rather than merely a scalar discrepancy. Second, it makes explicit that the admissible permutations are not arbitrary: they are precisely those compatible with the projected one-dimensional optimal transport plan.

The paper also defines the Min-Pivot Sliced discrepancy

d>1d>11

For discrete measures in general position, if d>1d>12, then

d>1d>13

This exact recovery result states that in sufficiently high dimension, optimization over the slicing direction can recover the full Wasserstein distance for uniform point clouds. This suggests that the directional constraint imposed by PSD need not be intrinsically lossy when the ambient dimension is large relative to sample size.

The most immediate comparison is with SWGG and Expected Sliced transport plans. SWGG is ill-defined when projections have ties because different sorting permutations can change the cost. PSD fixes this by using the one-dimensional optimal transport plan rather than arbitrary sorting and by encoding admissible couplings through the pivot-based constrained formulation. The paper also generalizes Expected Sliced transport plans, defining an averaged lifted plan d>1d>14 and a discrepancy

d>1d>15

It shows that d>1d>16 is nonnegative, symmetric, satisfies the triangle inequality, and d>1d>17, but it is not a distance in general because self-cost may be positive: d>1d>18 for some d>1d>19, including the uniform measure on the unit disk in xθxx\mapsto \theta^\top x0 (Tanguy et al., 2 Aug 2025).

Practical experiments in the same work compare xθxx\mapsto \theta^\top x1, classical xθxx\mapsto \theta^\top x2, PSD or min-Pivot Sliced, and Expected Sliced. In synthetic gradient flows, Expected Sliced does not converge reliably; in xθxx\mapsto \theta^\top x3 dimensions, xθxx\mapsto \theta^\top x4 and optimized PSD behave similarly and converge, while random-direction sliced methods struggle. In image color transfer, PSD often gives visually plausible transfers, though classical SW flow sometimes performs better in difficult color distributions. In rigid shape registration of point clouds such as bunny and armadillo, PSD performs particularly well, often outperforming nearest-neighbor ICP, SW, and Expected Sliced, and can help escape poor local minima by providing better correspondences. The reported sliced-based complexity is roughly xθxx\mapsto \theta^\top x5 for xθxx\mapsto \theta^\top x6 directions, and PSD as well as Expected Sliced avoid the xθxx\mapsto \theta^\top x7-memory cost of a full cost matrix.

The term “pivot sliced discrepancy” should not be conflated with other sliced methodologies that use different mechanisms. Convolution Sliced Wasserstein preserves image structure by replacing vectorization and linear projections with convolutional slicers; it is explicitly not pivot-based (Nguyen et al., 2022). Sliced Kernelized Stein Discrepancy can be read as using a pivot direction xθxx\mapsto \theta^\top x8 for score projection and a slicing direction xθxx\mapsto \theta^\top x9 for one-dimensional test functions, but it belongs to Stein discrepancy rather than optimal transport (Gong et al., 2020). In contrast, PSD is specifically a pivot-based sliced transport discrepancy built from a unique projected Wasserstein midpoint and equivalent to a constrained Kantorovich problem.

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