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Phase-Averaged Delocalization Bounds

Updated 9 December 2025
  • Phase-Averaged Delocalization Bounds are defined as mathematical tools that quantify quantum transport by averaging quantum amplitudes over phase variables in complex systems.
  • They leverage spectral analysis and the concept of eventual absolute continuity to establish sharp lower and upper bounds, indicating near-ballistic transport under certain conditions.
  • This framework extends to random band matrices via fluctuation-averaging, effectively bridging deterministic and stochastic approaches to quantum delocalization.

Phase-averaged delocalization bounds quantify quantum transport phenomena in systems exhibiting deterministic or random structure, focusing on the averaged behavior over phase variables of underlying Hamiltonians. In recent work, sharp phase-averaged bounds were established for the Fibonacci Hamiltonian using spectral analysis, transport exponents, and a new notion of "eventual absolute continuity," substantially strengthening prior results on quantum delocalization in quasiperiodic and random models (Leclerc, 7 Dec 2025, Yang et al., 2018).

1. Phase-Averaged Transport Quantities

Given a self-adjoint operator HωH_\omega (e.g., the Fibonacci Hamiltonian) with coupling V>0V>0 and phase ωT\omega\in\mathbb T, one studies the time evolution in position space using

a(n,t;ω)=δn,eiHωtδ0,a(n, t; \omega) = \langle \delta_n, e^{-iH_\omega t} \delta_0 \rangle,

interpreting a(n,t;ω)2|a(n, t; \omega)|^2 as the quantum probability amplitude from $0$ to nn at time tt. The phase-averaged pp-th moment at time TT is

Mp(T):=nZnpa(n,T;ω)2ω,M_p(T) := \sum_{n\in\mathbb Z} |n|^p \left\langle |a(n, T; \omega)|^2 \right\rangle_\omega,

with phase average ω=T()dω\langle \cdot \rangle_\omega = \int_\mathbb T (\cdot)\, d\omega. Transport exponents

β+(p):=lim supTlogMp(T)plogT,β(p):=lim infTlogMp(T)plogT,\beta^+(p) := \limsup_{T \to \infty} \frac{\log M_p(T)}{p \log T}, \quad \beta^-(p) := \liminf_{T \to \infty} \frac{\log M_p(T)}{p \log T},

characterize the asymptotic spreading rate, distinguishing between ballistic (β±(p)1\beta^\pm(p)\approx1), sub-ballistic, or localized quantum transport.

2. Spectral Conditions: Eventual Absolute Continuity

The classical absolutely continuous (a.c.) subspace Hac\mathcal H_\mathrm{ac} for HH is defined by spectral measures μψ\mu_\psi having densities with respect to Lebesgue measure: μψdE\mu_\psi \ll dE. The stricter requirement of absolute continuity is relaxed in (Leclerc, 7 Dec 2025) through "eventual absolute continuity": a vector ψ\psi lies in the subspace Heac\mathcal H_\mathrm{eac} if there exists N1N\ge1 such that the NN-fold convolution measure

μψN=μψμψN times\mu_\psi^{*N} = \underbrace{\mu_\psi * \cdots * \mu_\psi}_{N \text{ times}}

is absolutely continuous, i.e., μψNL1(dE)\mu_\psi^{*N} \in L^1(dE). Notably,

HacHeac,\mathcal H_\mathrm{ac} \subset \mathcal H_\mathrm{eac},

and models such as the Fibonacci quasicrystal can satisfy μψNdE\mu_\psi^{*N} \ll dE even when μψ\mu_\psi is purely singular. This extension is critical for delocalization arguments based on phase-averaged bounds.

3. Sharp Phase-Averaged Delocalization Theorems

The spectral density of the Fibonacci Hamiltonian admits a uniform power-law decay [Le25]:

μ^(t)Ctϵ,t1,|\hat\mu(t)| \leq C |t|^{-\epsilon},\quad|t|\gg1,

where ϵ=ϵ(V)>0\epsilon = \epsilon(V) > 0 for 0<V<V00 < V < V_0. Setting N:=1/ϵN := \lceil 1/\epsilon \rceil ensures μNL2(dE)L1(dE)\mu^{*N} \in L^2(dE) \subset L^1(dE), producing the following bounds:

  • Lower: Mp(T)C1(p,V)Tp(11/N)M_p(T) \ge C_1(p, V)\, T^{p(1-1/N)}
  • Upper: Mp(T)C2(p,V)TpM_p(T) \le C_2(p, V)\, T^{p}

Consequently,

β(p)11/N,β+(p)=1,\beta^-(p) \ge 1 - 1/N, \qquad \beta^+(p)=1,

implying almost ballistic quantum transport (β(p)1\beta^-(p) \to 1 as NN \to \infty) for all p>0p > 0 under the mere eventual absolute continuity condition (Leclerc, 7 Dec 2025). This substantially exceeds earlier bounds, which only established β(p)>0\beta^-(p)>0 for all pp.

4. Proof Strategies: Tensor-Product RAGE and Spectral Calculus

The argument leverages Fourier decay and high-order tensor products:

  • Step 1: Given μ^(t)Ctϵ|\hat\mu(t)|\le C|t|^{-\epsilon}, μNL2\mu^{*N}\in L^2 follows by repeated convolution.
  • Step 2: Construction of an NN-particle Hamiltonian HωH_{\vec\omega} yields spectral measure μω1μωN\mu_{\omega_1}*\cdots*\mu_{\omega_N}, which after phase-averaging on TN\mathbb T^N ensures decay in the averaged quantum amplitude by the RAGE theorem and Riemann-Lebesgue lemma.
  • Step 3: Cauchy-Schwarz and Hölder inequalities relate phase-averaged moments to averaged amplitudes over higher dimensions, bounding the single-particle behavior.
  • Step 4: Sites nT11/N|n|\sim T^{1-1/N} sustain nontrivial quantum probability, with a(n,T;ω)2ωT2/N⟨|a(n,T;\omega)|^2⟩_\omega \lesssim T^{-2/N}, enforcing spatial spreading at least to the scale T11/NT^{1-1/N}.

5. Explicit Asymptotics and Model Dependence

The Fourier decay exponent ϵ(V)\epsilon(V) can be chosen proportional to a positive power of VV for small VV:

N=1/ϵ(V)=O(1/Vα),for some α>0,N = \left\lceil 1/\epsilon(V) \right\rceil = O(1/V^\alpha), \quad \text{for some } \alpha>0,

yielding

β(p)1ϵ(V)\beta^-(p) \gtrsim 1 - \epsilon(V)

and ballisticity β(p)1\beta^-(p)\to1 as V0V\to 0. In the small-coupling regime, the phase-averaged bounds classify quantum transport as essentially ballistic, vastly refining prior delocalization exponents (Leclerc, 7 Dec 2025).

6. Extension to Other Models and Fluctuation-Averaging

A related fluctuation-averaging methodology is employed in the delocalization analysis of random band matrices (Yang et al., 2018). There, high-probability bounds on averages of polynomials in the resolvent entries for random band matrices of size NN and bandwidth WW enable sharp control of eigenvector delocalization:

Model Averaging Approach Principal Bound
Fibonacci Hamiltonian Phase (Lebesgue average) Mp(T)C1(p,V)Tp(11/N)M_p(T) \ge C_1(p, V)\, T^{p(1-1/N)}
Random Band Matrix Fluctuation-Averaging GxymδxyWd/2|G_{xy} - m\delta_{xy}|\prec W^{-d/2} at mesoscopic η\eta

Random band matrices in dimensions d2d \geq 2 realize complete averaged delocalization in the bulk for NW1+d/2N \prec W^{1+d/2}, ensuring a vanishing fraction of eigenvectors localized at scales lWl \gg W.

7. Research Context and Implications

The combination of explicit spectral Fourier decay, phase-averaged techniques, and the novel eventual absolute continuity condition delineates a powerful regime for establishing ballistic transport in quasicrystal models. For random band matrices, fluctuation-averaging similarly yields universality and delocalization in the bulk spectrum. These frameworks unify phase-averaged quantum dynamics and averaged resolvent methodology, bridging deterministic and random matrix approaches to delocalization phenomena.

This suggests that phase-averaged delocalization bounds, driven by high-order spectral convolution and tensor-product techniques, provide robust quantitative transport measures across both quasiperiodic and random Hamiltonian models.

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