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Open-Closed Homotopy Algebra (OCHA)

Updated 11 November 2025
  • Open-Closed Homotopy Algebra (OCHA) is a framework unifying A∞ and L∞ algebras to model the interactions of open and closed strings with mixed higher operations.
  • It encodes complex operations through coderivations and master equations, providing algebraic tools for deformation theory, gauge invariance, and quantization in string field theories.
  • OCHA leverages operadic geometry, such as Swiss-cheese operads, to construct minimal models and analyze moduli spaces in both classical and quantum string theory contexts.

An open-closed homotopy algebra (OCHA) is a homotopy-theoretic framework that unifies the algebraic structures governing both open and closed string field theories, encoding AA_\infty- and LL_\infty-algebra data as well as all mixed higher operations coupling open and closed sectors. Originally developed by Kajiura and Stasheff to axiomatize and generalize the algebraic relationships derived from moduli spaces of punctured Riemann surfaces with boundaries and interiors, OCHA provides the natural receptacle for Zwiebach's open-closed string field theory, its operadic geometry, and the associated Hochschild-type (co)homological invariants. The structure and compatibility relations of OCHA, including their quantum (loop-level) extensions, underlie background independence, deformation theory, and obstruction theory of string field models and appear in the paper of moduli, symplectic geometry, and topological field theories.

1. Algebraic Data and Core Structures

An OCHA consists of two graded vector spaces (or cochain complexes) %%%%2%%%% (closed sector) and VoV_o (open sector) equipped with systems of multilinear maps encoding the homotopy operations and their compatibilities:

  • Closed sector: An LL_\infty-algebra structure given by symmetric maps

n:VcnVc,n=2n,n1,\ell_n : V_c^{\otimes n} \rightarrow V_c, \quad |\ell_n| = 2-n, \quad n \geq 1,

satisfying the homotopy Jacobi (LL_\infty) relations:

i+j=N+1σSh(i,Ni)(1)ϵ(σ)j(i(xσ(1),...,xσ(i)),xσ(i+1),...,xσ(N))=0.\sum_{i+j=N+1} \sum_{\sigma \in \mathrm{Sh}(i,N-i)} (-1)^{\epsilon(\sigma)} \ell_j\bigl(\ell_i(x_{\sigma(1)}, ..., x_{\sigma(i)}), x_{\sigma(i+1)}, ..., x_{\sigma(N)}\bigr) = 0.

  • Open sector: An AA_\infty-algebra structure encoded by

mq:VoqVo,mq=2q,q1,m_q : V_o^{\otimes q} \rightarrow V_o, \quad |m_q| = 2-q, \quad q \geq 1,

satisfying the higher associativity (AA_\infty) identities:

r+s=q+1i=0qr(1)ismr(idimsid(qis))=0.\sum_{r+s=q+1} \sum_{i=0}^{q-r} (-1)^{i s} m_r(\mathrm{id}^{\otimes i} \otimes m_s \otimes \mathrm{id}^{\otimes(q-i-s)}) = 0.

  • Open-closed operations: Multilinear maps

np,q:ΛpVcVoqVo,np,q=2(p+q),p0,q1,n_{p,q} : \Lambda^p V_c \otimes V_o^{\otimes q} \rightarrow V_o, \quad |n_{p,q}| = 2 - (p+q), \quad p \geq 0, q \geq 1,

governing the interactions between sectors.

These operations are subject to a hierarchy of coherence conditions which, in component, ensure: (a) the LL_\infty-relations for n\ell_n, (b) the AA_\infty-relations for mqm_q, (c) an LL_\infty-module type action of the closed sector on open, and (d) derivation-up-to-homotopy conditions involving all higher np,qn_{p,q}, as made explicit in the foundational relations of Kajiura–Stasheff (Jonsson, 27 Aug 2024).

2. Homotopy Relations and Master Equations

The defining relations for OCHA unify the LL_\infty, AA_\infty, and mixed open-closed compatibility into a single set of quadratic equations. In the coderivation language, assembling all operations into a coderivation D\mathcal{D} on the coalgebra Sc(Vc)Tc(Vo)S^c(V_c) \otimes T^c(V_o), the master equation reads:

[D,D]=0,[\mathcal{D}, \mathcal{D}] = 0,

which unfolds into:

  • Closed sector: [,]=0[\ell, \ell] = 0 (i.e., LL_\infty structure);
  • Open sector: [m,m]=0[m, m] = 0 (AA_\infty structure);
  • Mixed sector: NL=dhN+12[N,N]ΔN \circ L = d_h \circ N + \tfrac{1}{2}[N,N] \circ \Delta, where NN encodes the open-closed maps, LL is the closed coderivation, dhd_h is the Hochschild differential induced by the open sector, and Δ\Delta is the coproduct, see (Muenster et al., 2012) and (Jonsson, 27 Aug 2024).

For the quantum (loop-level) case, the master equation generalizes to include second-order coderivations and loop-corrected operations, as in quantum OCHA (QOCHA), requiring a BV-type master equation of the schematic form:

dS+ΔS+12{S,S}=0,d S + \Delta S + \tfrac{1}{2}\{S, S\} = 0,

with Δ\Delta capturing edge-contractions in the modular operad (Feynman transform) setting (Doubek et al., 2013), and SS an appropriate generating function for the string vertices.

3. Operadic and Topological Origins

The full scope of OCHA is controlled operadically by the homotopy-theoretic and moduli-space geometry of surfaces with boundaries and interiors. This is formalized through the Swiss-cheese operads of Kontsevich and Voronov and their homology (or chain) operads (Livernet et al., 2011), which admit minimal models via Koszul duality. In this language:

  • The operad OC=Ω(H0(SCo))\mathrm{OC}_\infty = \Omega(\mathrm{H}_0(\mathrm{SC}^o)^\vee) governs OCHA;
  • The cobar construction on the Koszul dual of the relevant 2-colored operad yields the minimal resolution encoding all OCHA homotopy data.

Operadic composition corresponds precisely to sewing and gluing operations on the moduli of open/closed Riemann surfaces, and the Feynman transform construction of modular operads (for the quantum/loop-level structure) packages the BV-master equation, the open-closed sewing relations, and the full suite of multilinear string vertices into a single algebraic object (Doubek et al., 2013).

4. Applications in String Field Theory

OCHA provides the algebraic backbone for the construction of classical and quantum open-closed string field theories (Kunitomo, 2022, Muenster et al., 2012, Muenster et al., 2013). In the classical case, the OCHA structure organizes all off-shell open and closed string vertices (possibly subject to cyclicity and symmetry conditions) ensuring gauge invariance and the correct local-to-global consistency of string amplitudes. The main consequences include:

  • Field content and interactions: Each solution of the Maurer–Cartan equation in the closed sector corresponds to a consistent closed string background; the open sector is deformed accordingly, with the moduli space of open string theories being (classically) isomorphic to that of closed backgrounds (Muenster et al., 2012, Muenster et al., 2013);
  • Homotopy transfer and minimal models: Applying homological perturbation theory transfers the OCHA data to cohomology, yielding minimal AA_\infty- and LL_\infty-models encoding the on-shell S-matrix and unifying all physically equivalent formulations;
  • Quantum field theory extensions: The quantum (loop) OCHA, or QOCHA, incorporates all higher-genus and multi-boundary corrections via second-order coderivations and modular Feynman transform, with solutions of the quantum master equation corresponding to consistent quantum string field theories (Muenster et al., 2011, Doubek et al., 2013).
  • Large NN and effective theories: In the planar (large NN) limit, only genus-zero surfaces with arbitrary boundaries survive, and integrating out the open string sector yields a deformation of the closed LL_\infty-algebra by the boundary state source (Maccaferri et al., 2023).

5. Hochschild-Type Cohomologies and Algebraic Structures

Every OCHA naturally defines an open-closed version of the Hochschild complex, C,(B;A,A)C^{*,*}(B;A,A), receiving contributions from the open (Hochschild), closed (Chevalley–Eilenberg), and open-closed mixed operations (Yuan, 28 Oct 2024, Yuan, 6 Nov 2025). This complex is equipped with:

  • Gerstenhaber structure: Its cohomology admits a canonical Gerstenhaber algebra structure, with cup and bracket operations derived from the brace formalism, and compatibility encoded in new OCHA-specific brace relations.
  • BV algebra in cyclic cases: For cyclic and unital OCHA as in the sense of Kajiura–Stasheff, the normalized cohomology carries a BV (Batalin–Vilkovisky) algebra structure, with the BV operator constructed at the cochain level from the cyclic brace identities (Yuan, 6 Nov 2025).
  • A∞-algebra extension: The endomorphism complex End(C,)\mathrm{End}(C^{*,*}) inherits an extended AA_\infty-structure.

These open-closed Hochschild cohomologies generalize classical deformation theories and endow moduli of brane systems, disk mapping spaces, and their iterated integral models with homotopically complete algebraic invariants (Wang et al., 7 Nov 2025).

6. Morphisms, Twists, and Realizations

Morphisms of OCHA are pairs (Fc,Fp,q)(F_c, F_{p,q}) consisting of an LL_\infty-morphism between closed sectors and a hierarchy of open-closed maps respecting all compatibility relations (Jonsson, 27 Aug 2024). These allow for:

  • Homotopy transfer: OCHA structures can be homotopy-transferred across quasi-isomorphisms, establishing minimal models and invariance of moduli under equivalences.
  • Twisting by backgrounds: Given a Maurer–Cartan element QQ in VcV_c, one can twist all OCHA operations by QQ via explicit generating series formulas, deforming the algebra to a new background (Jonsson, 27 Aug 2024).
  • Resolutions of field-theoretic complexes: Minimal and Tate resolutions of supersymmetric multiplets and their Koszul duals naturally inherit OCHA structures, with spans of quasi-isomorphisms linking these models in the \infty-category of OCHAs (Jonsson, 27 Aug 2024).

7. Quantum Extensions and Moduli Spaces

Quantum OCHA (QOCHA) generalizes OCHA by including loop and higher-genus corrections. The quantum master equation for the QOCHA coderivation, formulated via modular operads and the BV formalism, encodes all sewing and degeneration data of open-closed moduli. Central theorems (Muenster et al., 2011, Doubek et al., 2013):

  • Guarantee the existence of a loop algebra (IBL_\infty) governing quantum closed string field theory;
  • Establish an IBLIBL_\infty-morphism (the quantum open-closed correspondence) between closed and open moduli;
  • Imply uniqueness and background independence of SFT on the level of minimal and loop-homotopy models (modulo quantum obstructions present in the bosonic string case).

A significant application is the precise correspondence between deformations of closed backgrounds and open string field theories up to quantum corrections and possible obstructions (Muenster et al., 2013, Muenster et al., 2012).


OCHA thus provides the unifying algebraic scaffold underlying the topology, deformation theory, and field-theoretic consistency of open-closed (and open-closed-quantum) systems, forming a bridge from modern operad theory to concrete realizations in quantum field theory, higher category theory, and geometric representation of mapping spaces and moduli. The structure and implications of OCHA pervade current developments in homotopical algebra, mathematical physics, and the geometry of field theories.

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