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Neutrosophic and Fuzzy Generalizations

Updated 26 November 2025
  • Neutrosophic and fuzzy generalizations are advanced mathematical frameworks that extend classical fuzzy set theory by incorporating independent truth, indeterminacy, and falsity values.
  • They employ specialized algebraic and logical operators, such as N-norms and N-conorms, to aggregate and analyze information beyond traditional fuzzy paradigms.
  • These frameworks facilitate practical applications in decision-making, data modeling, and relational databases by handling inconsistent, incomplete, and contradictory data.

Neutrosophic and fuzzy generalizations constitute a broad set-theoretic, algebraic, and logical framework for modeling uncertainty, gradation, indeterminacy, and inconsistency beyond classical crisp and fuzzy paradigms. These generalizations unify, extend, and strictly contain classical fuzzy set theory and its higher-order variants (e.g., intuitionistic, Pythagorean, spherical, q-rung orthopair, and bifuzzy frameworks), supporting more nuanced manipulation of information in mathematical, logical, and applied domains.

1. Foundational Concepts and Definitions

Fuzzy sets assign to each element xx in a universe UU a single membership grade μ(x)[0,1]\mu(x)\in[0,1], modeling partial truth as introduced by Zadeh. Intuitionistic fuzzy sets (IFS) extend fuzzy sets by associating every xx with two values—membership μ(x)\mu(x) and non-membership ν(x)\nu(x)—subject to μ(x)+ν(x)1\mu(x)+\nu(x)\le1, with the leftover 1μ(x)ν(x)1-\mu(x)-\nu(x) interpreted as hesitation.

Neutrosophic sets further generalize these structures by encoding three independent values for each element:

(T(x),I(x),F(x))[0,1]3,0T(x)+I(x)+F(x)3(T(x), I(x), F(x)) \in [0,1]^3, \quad 0\leq T(x)+I(x)+F(x)\leq 3

where TT is truth-membership, II is indeterminacy (neutrality), and FF is falsity/non-membership. No normalization (e.g., T+I+F=1T+I+F=1) is generally imposed; this independence allows explicit modeling of incomplete, contradictory, and deeply indeterminate information (Smarandache, 2019, 0901.1289, Smarandache, 2016).

Further generalizations include:

  • Neutrosophic Overset/Underset/Offset: Extend T,I,FT,I,F beyond [0,1][0,1] to [Ψ,Q][\Psi,Q] (with Ψ<0<Q\Psi<0<Q), meaning memberships and non-memberships can exceed unity (over-performance) or be negative (under-performance) (Smarandache, 2016, Fujita, 24 Nov 2024).
  • Refined Neutrosophic Sets: Partition TT, II, FF into multiple subcomponents to build nn-valued neutrosophic sets, incorporating more granular distinctions of truth, indeterminacy, and falsity (Smarandache, 2014).

2. Generalization of Fuzzy Structures

The generalization hierarchy is constructed via explicit identification of fuzzy and intuitionistic models as special cases of neutrosophic sets by imposing constraints:

  • Fuzzy sets: I=0I=0, F=1TF=1-T; neutrosophic operators collapse to standard fuzzy T-norms/conorms (0901.1289).
  • IFS: I=1TFI = 1-T-F, T+F1T+F\le1; a special plane within the neutrosophic cube (Smarandache, 2019).
  • Pythagorean, q-rung, spherical, picture—fuzzy sets: Constraints on Tq+Fq1T^q+F^q\le1 or T2+I2+F21T^2+I^2+F^2\le1 and similar, realized by imposing algebraic dependencies among T,I,FT,I,F (Smarandache, 2019).
  • Plithogenic Sets: Further extend neutrosophic and fuzzy sets by introducing an attribute-based contradiction degree c(v)c(v), with aggregation operations becoming linear combinations of t-norm and t-conorm weighted by dissimilarity (Smarandache, 2018).

These embeddings demonstrate both strict extensiveness—every fuzzy or intuitionistic fuzzy set is a neutrosophic set with additional constraints—and the ability of neutrosophic formulations to accommodate arbitrary dependencies or independence among components (Smarandache, 2019, 0901.1289).

3. Algebraic Structures and Logical Operators

Neutrosophic frameworks systematically extend algebraic and logical operations:

  • N-norms and N-conorms: Generalize T-norms/conorms of fuzzy logic to three-component vectors, with componentwise, algebraic-product, bounded, and min/max variants (0901.1289, 0808.3109).
  • n-ary Operators: All 16 Knuth Boolean operators, and their nn-tuple generalizations, are extended to fuzzy and neutrosophic structures using vector-neutrosophic laws and Venn diagram codifications (0808.3109).
  • Description Logic Generalization: Classical and fuzzy DLs upgraded by interpreting concepts and roles as triple-valued functions (T,I,F):(x)[0,1]3(T,I,F):(x)\rightarrow[0,1]^3 with operators for conjunction, disjunction, and negation defined via min/max formulas per component. Reasoning remains PSPACE-complete as in ALC/fuzzy-ALC [0611118].

The explicit treatment of indeterminacy (II), along with rich algebraic rules, enables the modeling of contradictory, incomplete, or inconsistent systems in a manner that is both syntactically compatible and semantically richer than fuzzy logic (0901.1289), [0611118], (Smarandache, 2014).

4. Neutrosophic and Fuzzy Extensions in Data and Decision Systems

Neutrosophic and fuzzy generalizations are incorporated into:

  • Decision Making: Soft sets introduce parameterized binary matrices for scoring options; fuzzy generalizations replace binary entries with fuzzy numbers or intervals (e.g., grey numbers, TFNs). The neutrosophic extension replaces each entry with a triplet (T,I,F)(T,I,F), and options are ranked using componentwise averaging and various criteria (optimistic, conservative, compromise) (Voskoglou, 2023).
  • Relational Database Models: Neutrosophic relations assign tuples two or three values (truth, falsity, indeterminacy). Operators generalize set-theoretic and relational algebra computations (join, projection, selection) via min/max or customized rules, supporting inconsistent and incomplete data and enabling “split” and “combine” operators to handle pseudo-consistency (0710.5333).
  • Interval and Bipolar Extensions: Interval-valued neutrosophic soft sets, and interval-valued bipolar fuzzy weighted neutrosophic sets (IVBFWN) allow increased expressiveness by assigning intervals (and positive/negative branches) for T,I,FT,I,F grades, supporting aggregation and group decision-making (Deli, 2014, Deli et al., 2016).

These frameworks admit both classical (via reduction) and extended interpretability, offering a toolkit for expressing imprecision, partial truth, and conflict in high-dimensional, multi-criteria environments (Voskoglou, 2023, Deli, 2014, Deli et al., 2016).

5. Measures of Information and Entropy

Generalizations of Shannon entropy and similar information measures have been formulated for neutrosophic information, spanning:

  • Distance and Similarity: L1-based neutrosophic distances between triples (μ,ω,ν)(\mu,\omega,\nu) provide normalized dissimilarity metrics, recover established fuzzy/intuitionistic/paraconsistent cases via parameterization (Patrascu, 2018).
  • Extended Entropy: Entropy formulas are provided in closed form, with escort-fuzzy pairs and score-based mappings from triples to classical entropy forms. Bifuzzy, intuitionistic, and paraconsistent specializations are immediate via parameter selection, and maximum entropy corresponds to maximal indeterminacy (Patrascu, 2018).
  • Fine-Grained Uncertainty: Neutrosophic entropy can be decomposed into ambiguity, ignorance, contradiction, neutrality, and saturation. In the hepta-valued generalization, truth and falsity indices are included, providing a full partition of unity. As ω\omega (neutrality) and the bifuzzy “ignorance” or “contradiction” vary, the model transitions smoothly from classical fuzzy to full neutrosophic (Patrascu, 2015).

These constructions not only unify and extend fuzzy information-theoretic tools but enable computation and analysis in high-uncertainty, high-contradiction domains.

6. Advanced Frameworks and Structural Generalizations

Beyond scalar or set-based paradigms:

  • Linear Algebra: Neutrosophic linear algebra “lifts” vector space, semigroup, group, and algebraic structures to neutrosophic components, defining addition, scalar multiplication, and closure in indeterminacy-extended settings. Fuzzy-neutrosophic bilinear and bivector structures admit graded and indeterminate components, subsuming classical forms (Kandasamy et al., 2010).
  • Topological Structures: Neutrosophic topologies define open sets using neutrosophic components and extend closure properties via N-norm and N-conorm rules. Intuitionistic and fuzzy topologies are recovered via component reduction (0901.1289).
  • Combinatorics and Graph Theory: Neutrosophic oversets, undersets, and offsets extend fuzzy and intuitionistic graph models, supporting hypergraphs with memberships that can be strictly beyond [0,1][0,1]. Nonstandard extensions (e.g., via hyperreal fields) allow infinitesimal gradations (Fujita, 24 Nov 2024).
  • Plithogenic Sets: Introduction of data-driven contradiction degrees distinguishing attribute values and redefining aggregation operators as convex combinations of t-norm/t-conorms, unifying classical, fuzzy, intuitionistic, and neutrosophic set models in a single generalization (Smarandache, 2018).

These generative frameworks facilitate complex modeling of uncertainty, vagueness, and contradiction, with applications spanning AI, decision theory, knowledge representation, and mathematical modeling.

7. Relations to Classical and Modern Fuzzy Theories

Neutrosophic and fuzzy generalizations offer the following comparative features (as established in (Smarandache, 2016, 0901.1289, Smarandache, 2019)):

Feature Fuzzy Set Intuitionistic Fuzzy Set Neutrosophic Set Neutrosophic Over/Under/Off
Components per element 1 ([0,1][0,1]) 2, sum 1\leq1 3, no sum restriction 3, range [Ψ,Q][\Psi,Q]
Over/under-values (>1>1/<0<0) no no no yes
Indeterminacy modeled no via residual explicitly explicitly + offset
Handles contradictory info no no yes yes
Operators T/S-norms T/S-norms + residuals N-norms/conorms extended N-operators

This hierarchy underlines the strict inclusiveness of neutrosophic and their plithogenic extensions. The use of explicit indeterminacy, partial and complete dependence, and flexible normalization enables modeling of both conventional and real-world ambiguous scenarios, such as overtime/under-performance, damage, paraconsistency, deep uncertainty, and contradictory datasets.


In summary, neutrosophic and fuzzy generalizations provide a unified, strictly more flexible theoretical and computational foundation for reasoning, decision-making, algebraic manipulation, and information-theoretic analysis in the presence of uncertainty, indeterminacy, and even logic-violating contradictions. All advanced fuzzy set models to date are captured as explicit limiting or special cases within the neutrosophic paradigm, which is further enriched by interval, bipolar, refined, and plithogenic constructions, with robust algebraic and logical tools for generalized modeling (Smarandache, 2019, Smarandache, 2014, Voskoglou, 2023, Smarandache, 2018, Patrascu, 2015).

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