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Limiting Free Energy in Lattice Maxwell Theory

Updated 12 November 2025
  • The paper derives an explicit closed-form expression for the universal constant K_d, quantifying leading free energy corrections in lattice gauge theories.
  • It employs rigorous spectral analysis and Gaussian integration under axial gauge to reduce gauge redundancy and isolate physical degrees of freedom.
  • The work illustrates how boundary corrections vanish in the thermodynamic limit, ensuring universal free energy formulations for both Abelian and non-Abelian models.

The limiting free energy of lattice Maxwell theory quantifies the infinite-volume free-energy density of Abelian gauge fields on a dd-dimensional lattice, and encapsulates the universal, nontrivial contribution to the leading term in the free energy of lattice Yang-Mills theories as the volume and, where appropriate, the lattice cutoff become large. The calculation centers on evaluating Gaussian integrals under a specific gauge-fixing scheme—most notably axial gauge—and extracting the thermodynamic limit while controlling the boundary- and gauge-dependent subleading corrections. The key structural object is a universal constant, KdK_d, which arises as the normalized logarithmic determinant of a discrete Maxwell (Laplacian-like) operator projected onto physical degrees of freedom. This constant appears explicitly in closed form, as derived by finite-dimensional analysis and continuum Riemann-sum limits (Brennecke, 10 Nov 2025, Chatterjee, 2016).

1. Quantitative Formulation of the Lattice Maxwell Free Energy

Lattice Maxwell theory is defined on a finite hypercube %%%%2%%%%, with oriented nearest-neighbor edges EnE_n and a collection of real-valued gauge fields (ue)eEn1(u_e)_{e\in E_n^1}, where En1E_n^1 are the “free” edges not fixed by the maximal tree TnT_n (imposing axial gauge). The quadratic action is prescribed by the discrete circulation upu_p of uu around each plaquette pPnp\in P_n,

Σn0(u,u)=pPnup2,\Sigma_n^0(u,u) = \sum_{p \in P_n} u_p^2,

with ue=0u_e=0 for constrained edges eEn0e\in E_n^0. The finite-volume Maxwell partition function is

ZnM=REn1exp ⁣(12Σn0(u,u))eEn1due=(2π)En1/2[detΣn0]1/2.Z_n^M = \int_{\mathbb{R}^{E_n^1}} \exp\!\left(-\tfrac{1}{2}\Sigma_n^0(u,u)\right) \prod_{e\in E_n^1} du_e = (2\pi)^{|E_n^1|/2} [\det \Sigma_n^0]^{-1/2}.

The number of unconstrained edges satisfies En1=(d1)ndO(nd1)|E_n^1| = (d-1) n^d - O(n^{d-1}), and in the thermodynamic limit the normalized log-partition function

limn1ndlogZnM=d12log(2π)+Kd\lim_{n\to\infty} \frac{1}{n^d} \log Z_n^M = \frac{d-1}{2} \log(2\pi) + K_d

is well defined. The universal constant,

Kd=limn12ndTrlogΣn0,K_d = - \lim_{n \to \infty} \frac{1}{2 n^d} \mathrm{Tr} \log \Sigma_n^0,

is the focus of the explicit characterization.

2. Operator-Theoretic Reduction and Spectral Structure

The quadratic form Σn0\Sigma_n^0 corresponds, via extension and symmetrization of edge variables, to a discrete one-form ww defined on edges at each site. The key result is that Σn0\Sigma_n^0 can be written as

Σn0(u,u)=w,Qdww,Rdw,\Sigma_n^0(u,u) = \langle w, Q_d w \rangle - \langle w, R_d w \rangle,

where QdQ_d is a translation-invariant Maxwell operator acting on 2(Zd;Rd)\ell^2(\mathbb{Z}^d; \mathbb{R}^d): (Qdw)i(x)=Δwi(x)j=1dijwj(x),(Q_d w)_i(x) = -\Delta w_i(x) - \sum_{j=1}^d \partial_i \partial_j^* w_j(x), with Δ\Delta the usual lattice Laplacian and i\partial_i the forward difference operator. The boundary-correction term RdR_d is supported near the lattice boundary and has rank O(nd1)O(n^{d-1}), rendering its contribution to the free energy density vanishing in the infinite-volume limit.

Projection onto the physical (axial gauge) subspace Ωn1,a\Omega_n^{1,a} (imposed by TnT_n) leads to the reformulation: Kd=limn12ndTrlog(ΠΩn1,aQdΠΩn1,a).K_d = -\lim_{n\to\infty} \frac{1}{2 n^d} \mathrm{Tr} \log (\Pi_{\Omega_n^{1,a}} Q_d \Pi_{\Omega_n^{1,a}}). This isolates the contribution from the non-gauge-redundant sector.

3. Boundary Conditions and Zero Modes

Through a unitary embedding into a larger discrete torus Tn+5dT_{n+5}^d with periodicity, the original operator can be replaced (up to vanishing boundary corrections) by the periodic Maxwell operator QdperQ_d^{\mathrm{per}} on the periodic subspace Ωn1,a,p\Omega_n^{1,a,p}. Crucially, QdperQ_d^{\mathrm{per}} possesses a finite-dimensional kernel corresponding to pure gradients (arising from gauge invariance), but this kernel impacts only an O(nd1)O(n^{d-1})-dimensional subspace.

By orthogonally projecting away the zero modes, the calculation reduces further: Kd=limn12ndTrlog(ΠΩn1,p,+QdperΠΩn1,p,+),K_d = -\lim_{n\to\infty} \frac{1}{2 n^d} \mathrm{Tr} \log (\Pi_{\Omega_n^{1,p,+}} Q_d^{\mathrm{per}} \Pi_{\Omega_n^{1,p,+}}), where Ωn1,p,+=(kerQdper)\Omega_n^{1,p,+} = (\ker Q_d^{\mathrm{per}})^\perp.

4. Explicit Evaluation and Closed-Form Formula for KdK_d

On the finite torus Tnd=Zd/nZdT_n^d = \mathbb{Z}^d / n\mathbb{Z}^d, the forward/backward differences are diagonalized by plane waves ep(x)=nd/2e2πipxe_p(x) = n^{-d/2} e^{2\pi i p \cdot x} for pΓn=[0,1)d(1/n)Zdp \in \Gamma_n^* = [0,1)^d \cap (1/n)\mathbb{Z}^d. The Laplacian eigenvalue is ε(p)=2k=1d[1cos(2πpk)]\varepsilon(p) = 2 \sum_{k=1}^d [1 - \cos(2\pi p_k)]. For pp such that all pk0p_k \neq 0, the spectrum of QdperQ_d^{\mathrm{per}} on the orthogonal complement to gradients consists of one eigenvalue 2[1cos(2πpd)]2[1-\cos(2\pi p_d)] and (d2)(d-2) copies of ε(p)\varepsilon(p). Summing over momenta and passing to Riemann integrals, one obtains

Kd=d12log21201dxlog[1cos(2πx)]d22[0,1]dddxlog(k=1d[1cos(2πxk)]),K_d = -\frac{d-1}{2} \log 2 - \frac{1}{2} \int_0^1 dx \log[1-\cos(2\pi x)] - \frac{d-2}{2} \int_{[0,1]^d} d^d x \, \log\left( \sum_{k=1}^d [1-\cos(2\pi x_k)] \right),

where all integrals are over the unit dd-cube. This expression is universal and independent of lattice artifacts or boundary conditions, capturing purely bulk contributions.

5. Role in Lattice Yang-Mills Theory and Continuum Limits

The constant KdK_d appears additively in the leading-order free energy density for lattice U(N)\mathrm{U}(N) Yang-Mills theories. In dd dimensions and for N1N\ge1,

f(a)=ad[(d1)N2log[g2a4d]+(d1)logj=1N1j!(2π)N/2+N2Kd]+o(ad),f(a) = a^{-d} \biggl[ (d-1) N^2 \log [g^2 a^{4-d}] + (d-1) \log \frac{\prod_{j=1}^{N-1} j!}{(2\pi)^{N/2}} + N^2 K_d \biggr] + o(a^{-d}),

for lattice spacing aa, generalized coupling g02=a4dg2g_0^2 = a^{4-d} g^2, and KaKdK_a\to K_d as a0a\to 0 (Chatterjee, 2016). For N=1N=1, the formulas specialize directly to Abelian lattice Maxwell theory. In three dimensions,

f(a)=a3[2log(e2)log(2π)+K3]+o(a3),f(a) = a^{-3} \left[ 2\log(e^2) - \log(2\pi) + K_3 \right] + o(a^{-3}),

where e2e^2 is the continuum electric charge.

The evaluation of KdK_d completes the explicit formula for the free energy's leading term, an advance made possible without recourse to phase-cell or block-spin renormalization, but instead by precise spectral analysis in fixed gauge.

6. Methodological Context and Analytical Techniques

The approach is characterized by several interconnected methodologies:

  • Gauge fixing to the axial gauge by a maximal tree, drastically reducing the number of degrees of freedom and removing gauge redundancy.
  • Quadratic approximation of the action in the weak-coupling regime (g01g_0\ll 1), exploiting the concentration of holonomies near the identity.
  • Reduction to a finite-dimensional Gaussian integral, computation of determinants via spectral range separation (removal of zero modes), and boundary correction estimates of rank O(nd1)O(n^{d-1}).
  • Application of plane wave expansion and Riemann-sum arguments to extract infinite-volume and continuum limits.
  • Avoidance of multi-step block-spin renormalization or phase-cell decompositions, streamlining derivation of explicit constants.

The core result rests on the ability to characterize and control the kernel and range of QdperQ_d^{\mathrm{per}}, to estimate the negligible effects of boundaries, and to calculate spectral densities in the large-nn thermodynamic limit.

7. Broader Implications and Interpretive Remarks

The limiting free energy of lattice Maxwell theory, through the explicit evaluation of KdK_d, serves as a universal additive correction to the thermodynamic free energy for a broad range of lattice gauge theories, including non-Abelian Yang-Mills models in weak-coupling or continuum scaling limits (Brennecke, 10 Nov 2025, Chatterjee, 2016). The explicit nature of KdK_d is of further significance as it applies across dimensions d2d\ge2, is insensitive to ultraviolet regularization details, and admits computation by elementary spectral means.

A common misconception is that such universal constants might depend heavily on the choice of gauge or on lattice boundary effects; in fact, rigorous estimates show the O(nd1)O(n^{d-1}) dependence of gauge and boundary corrections, ensuring the universality of KdK_d in the infinite-volume limit. The analytical strategy demonstrates that precise spectral and linear-algebraic techniques are sufficient to provide fully explicit, closed-form formulas for quantities previously thought to require non-constructive or renormalization-based arguments.

A plausible implication is that analogous constants for other lattice field theories with Gaussian (quadratic) sectors are similarly approachable by this spectral-projection technology, suggesting routes to explicit formulations in related statistical or quantum field-theoretic models.

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