The Kuznecov Sum Formula is an asymptotic statement that relates spectral sums of squared eigenfunction period integrals to the geometric and dynamical properties of submanifolds.
It utilizes microlocal analysis and stationary phase methods to identify leading and oscillatory terms in the asymptotic expansion of eigenvalue counts.
Extensions of the formula address singular measures and fractal settings, with generic metric results eliminating the oscillatory second term under transversality conditions.
Searching arXiv for papers on the Kuznecov sum formula and its refinements.
The Kuznecov sum formula is an asymptotic statement for spectral sums of squared period integrals of Laplace eigenfunctions over a submanifold, relating high-frequency spectral data to the geometry of conormal directions and, in refined forms, to the dynamics of geodesic returns (Wyman et al., 2022). In its classical Riemannian form, for a compact Riemannian manifold without boundary and an embedded compact submanifold H, the formula describes the growth of
N(λ):=λj≤λ∑∫HejdVH2
as λ→∞, where {ej} is an L2-orthonormal Laplace–Beltrami eigenbasis. Subsequent work has identified a structured oscillatory second term governed by conormal loopings (Wyman et al., 2022), shown that this term is generically absent for a residual set of metrics when the submanifold is fixed (Kaloshin et al., 9 Jul 2025), and extended the leading-order theory from smooth submanifold measures to s-Ahlfors regular fractal measures (Xi, 20 Dec 2025).
1. Classical formulation
In the standard geometric setting, (M,g) is a compact Riemannian manifold without boundary, H⊂M is an embedded compact submanifold of dimension d, n=dimM, and N(λ):=λj≤λ∑∫HejdVH20. The Laplace–Beltrami operatorN(λ):=λj≤λ∑∫HejdVH21 admits an N(λ):=λj≤λ∑∫HejdVH22-orthonormal basis of eigenfunctions N(λ):=λj≤λ∑∫HejdVH23 satisfying
N(λ):=λj≤λ∑∫HejdVH24
and the period integral over N(λ):=λj≤λ∑∫HejdVH25 is
N(λ):=λj≤λ∑∫HejdVH26
The associated Kuznecov counting sum is
N(λ):=λj≤λ∑∫HejdVH27
The classical Kuznecov sum formula, proved by Zelditch in the Riemannian setting, states that there exists a constant N(λ):=λj≤λ∑∫HejdVH28 depending on the geometry of N(λ):=λj≤λ∑∫HejdVH29 and λ→∞0 such that
A weighted formulation is also standard. For a closed embedded submanifold {ej}3 of codimension {ej}4, induced measure {ej}5, and {ej}6, one considers
In local coordinates L27 with L28, a natural density on L29 is
s0
and the Leray measure on s1 is its restriction to s2. If s3, the Jacobian factor s4 is defined through
s5
This Jacobian measures how conormal volume densities transform under the return map, while the associated Maslov factor s6 is determined by the local symplectic geometry along the conormal loop (Wyman et al., 2022).
The lower-order terms of the Kuznecov expansion arise from nontrivial stationary points of the phase in the time integral of s7, where s8 is the wave group and s9 is the restriction operator. Geometrically, these are precisely the times (M,g)0 for which the canonical relation has clean fixed points on (M,g)1, meaning looping directions (M,g)2 with (M,g)3 (Kaloshin et al., 9 Jul 2025). Closed geodesics meeting (M,g)4 orthogonally and non-periodic looping geodesics can both contribute, depending on clean intersection properties (Kaloshin et al., 9 Jul 2025).
3. Two-term refinement
A two-term refinement was established by Wyman and Xi. Let (M,g)5 denote the countable set of nonzero times such that (M,g)6 has positive measure. Define
(M,g)7
and then the bounded oscillatory function
(M,g)8
understood as the inverse Fourier transform of the distribution (M,g)9 (Wyman et al., 2022).
The asymptotic notation used in the refinement is weaker than literal equality. For monotonically increasing tempered H⊂M0 and tempered H⊂M1, the notation
H⊂M2
means there exists a decreasing function H⊂M3 such that
H⊂M4
with the little-H⊂M5 depending on H⊂M6. If H⊂M7 is uniformly continuous, then H⊂M8 (Wyman et al., 2022).
The main two-term asymptotic is
H⊂M9
where the constant d0 is harmless except when d1, accounting for an d2 contribution in codimension d3 after smoothing and integration (Wyman et al., 2022). Under mild dynamical hypotheses, the same structure is expressed in the notation of the later generic-metrics work as
d4
with the oscillatory term encoded by the looping locus
The geometric meaning of d6 is explicit. The contributions to d7 come from unit conormal covectors whose geodesics leave d8 in the normal direction and return conormally after time d9, with n=dimM0 mapping n=dimM1 isomorphically onto n=dimM2. The phase n=dimM3 records the travel time, n=dimM4 is the return-map Jacobian amplitude, and n=dimM5 is the Maslov contribution (Wyman et al., 2022).
A further structural statement is that n=dimM6 is bounded, and the function
n=dimM7
is monotone increasing in n=dimM8 (Wyman et al., 2022). The vanishing criterion is also sharp in the sense proved there: n=dimM9
In that case,
4. Dynamical hypotheses and consequences for period integrals
The refined formula connects remainder structure to recurrence of conormal geodesics. Let N(λ):=λj≤λ∑∫HejdVH201 denote the set of recurrent directions, meaning those N(λ):=λj≤λ∑∫HejdVH202 such that for every neighborhood N(λ):=λj≤λ∑∫HejdVH203 of N(λ):=λj≤λ∑∫HejdVH204, there exists N(λ):=λj≤λ∑∫HejdVH205 with N(λ):=λj≤λ∑∫HejdVH206. If N(λ):=λj≤λ∑∫HejdVH207 in N(λ):=λj≤λ∑∫HejdVH208, then the averaged size of the dynamical coefficients vanishes: N(λ):=λj≤λ∑∫HejdVH209
Under this averaging condition, N(λ):=λj≤λ∑∫HejdVH210 is uniformly continuous, and the asymptotic upgrades from “N(λ):=λj≤λ∑∫HejdVH211” to exact equality: N(λ):=λj≤λ∑∫HejdVH212
(Wyman et al., 2022).
This condition is stated to be weaker than requiring that the recurrent directions have measure zero, because it encodes averaged control over normal-return dynamics rather than a pointwise measure condition (Wyman et al., 2022). A second sufficient criterion is formulated in terms of the first return map on N(λ):=λj≤λ∑∫HejdVH213. If the only invariant N(λ):=λj≤λ∑∫HejdVH214 measure for the first return map is the trivial one, then the same averaging condition holds, hence N(λ):=λj≤λ∑∫HejdVH215 is uniformly continuous and the exact two-term formula follows (Wyman et al., 2022). In the self-focal point case N(λ):=λj≤λ∑∫HejdVH216 with a common return time N(λ):=λj≤λ∑∫HejdVH217, this recovers the absence-of-invariant-density condition appearing in work of Sogge–Zelditch and Galkowski, now extended from pointwise Weyl laws to period integrals over general submanifolds (Wyman et al., 2022).
These asymptotics imply improved estimates for individual periods in shrinking spectral windows. If the averaging condition holds and N(λ):=λj≤λ∑∫HejdVH218 is a normalized quasimode supported in N(λ):=λj≤λ∑∫HejdVH219 with N(λ):=λj≤λ∑∫HejdVH220, then
N(λ):=λj≤λ∑∫HejdVH221
improving the standard N(λ):=λj≤λ∑∫HejdVH222 bound to a little-N(λ):=λj≤λ∑∫HejdVH223 estimate (Wyman et al., 2022). In the weighted setting, earlier work cited in the generic-metrics paper states that when the set of looping directions N(λ):=λj≤λ∑∫HejdVH224 has measure zero, one obtains
N(λ):=λj≤λ∑∫HejdVH225
and the generic transversality result implies this condition for generic metrics (Kaloshin et al., 9 Jul 2025).
5. Generic metrics and elimination of the oscillatory term
A later result studies the dependence of the Kuznecov remainder on the metric. Let N(λ):=λj≤λ∑∫HejdVH226 be the Fréchet space of N(λ):=λj≤λ∑∫HejdVH227 Riemannian metrics on a fixed compact manifold N(λ):=λj≤λ∑∫HejdVH228, equipped with the N(λ):=λj≤λ∑∫HejdVH229 topology, so that “generic” means residual in this Baire space. For a fixed closed embedded submanifold N(λ):=λj≤λ∑∫HejdVH230, the main theorem states that there exists a residual set of metrics N(λ):=λj≤λ∑∫HejdVH231 such that
The corollary is that, for a residual set of metrics N(λ):=λj≤λ∑∫HejdVH234,
N(λ):=λj≤λ∑∫HejdVH235
and equivalently,
N(λ):=λj≤λ∑∫HejdVH236
Thus the oscillatory term N(λ):=λj≤λ∑∫HejdVH237 is generically eliminated, improving the classical remainder N(λ):=λj≤λ∑∫HejdVH238 to N(λ):=λj≤λ∑∫HejdVH239 (Kaloshin et al., 9 Jul 2025).
The mechanism is geometric and microlocal. The oscillatory second term arises from nonzero times N(λ):=λj≤λ∑∫HejdVH240 for which the canonical relation of N(λ):=λj≤λ∑∫HejdVH241 has clean fixed points on N(λ):=λj≤λ∑∫HejdVH242 or N(λ):=λj≤λ∑∫HejdVH243. By stationary phase, each clean intersection contributes a term of size N(λ):=λj≤λ∑∫HejdVH244 with phase N(λ):=λj≤λ∑∫HejdVH245. The generic transversality theorem implies that N(λ):=λj≤λ∑∫HejdVH246 is transverse; since both manifolds are half-dimensional in N(λ):=λj≤λ∑∫HejdVH247, the intersections are isolated and countable as N(λ):=λj≤λ∑∫HejdVH248 varies. Consequently, the set of looping directions N(λ):=λj≤λ∑∫HejdVH249 is countable, hence measure zero in N(λ):=λj≤λ∑∫HejdVH250, and the measure-zero elimination theorem from the two-term analysis applies (Kaloshin et al., 9 Jul 2025).
The proof uses a two-step perturbative strategy. First, localized diffeomorphism-induced perturbations move the embedding of N(λ):=λj≤λ∑∫HejdVH251 while preserving geodesics up to conjugacy in N(λ):=λj≤λ∑∫HejdVH252, removing periodic geodesics meeting N(λ):=λj≤λ∑∫HejdVH253 orthogonally. Second, localized conformal perturbations supported near terminal segments of non-closed geodesic arcs are constructed in Fermi-normal coordinates to force surjectivity of the relevant Jacobian and hence transversality. A parametric transversality lemma is then used to obtain a residual set of metrics with the desired property (Kaloshin et al., 9 Jul 2025).
A limitation stated there is that one cannot expect simultaneous elimination of oscillatory terms for all submanifolds N(λ):=λj≤λ∑∫HejdVH254 under a single metric; small geodesic spheres typically produce nontrivial oscillatory terms N(λ):=λj≤λ∑∫HejdVH255 (Kaloshin et al., 9 Jul 2025). This suggests that generic vanishing is fundamentally a statement for a fixed submanifold rather than a uniform statement over all possible restrictions.
6. Variants, examples, and extensions to singular measures
Several model cases clarify the role of conormal returns. For the flat torus N(λ):=λj≤λ∑∫HejdVH256 and N(λ):=λj≤λ∑∫HejdVH257 the unit circle, one computes
N(λ):=λj≤λ∑∫HejdVH258
Here the oscillatory term corresponds to diametral normal geodesics of the circle with return time N(λ):=λj≤λ∑∫HejdVH259; N(λ):=λj≤λ∑∫HejdVH260 has positive measure, while N(λ):=λj≤λ∑∫HejdVH261 has measure zero for N(λ):=λj≤λ∑∫HejdVH262 (Wyman et al., 2022). For a triaxial ellipsoid of dimension N(λ):=λj≤λ∑∫HejdVH263, with N(λ):=λj≤λ∑∫HejdVH264 a geodesic circle equidistant from an umbilical point and its antipode, all geodesics normal to N(λ):=λj≤λ∑∫HejdVH265 pass through the umbilical point and return with periods that are integer multiples of a base time N(λ):=λj≤λ∑∫HejdVH266. In that case N(λ):=λj≤λ∑∫HejdVH267 when N(λ):=λj≤λ∑∫HejdVH268 and is empty otherwise, while recurrent directions have measure zero, so the exact two-term asymptotic applies (Wyman et al., 2022).
The framework has also been extended beyond smooth submanifold measures. For a finite Borel measure N(λ):=λj≤λ∑∫HejdVH269 on a compact connected Riemannian manifold, one defines
N(λ):=λj≤λ∑∫HejdVH270
If N(λ):=λj≤λ∑∫HejdVH271 is N(λ):=λj≤λ∑∫HejdVH272-Ahlfors regular for some N(λ):=λj≤λ∑∫HejdVH273 and admits an averaged N(λ):=λj≤λ∑∫HejdVH274-density constant N(λ):=λj≤λ∑∫HejdVH275, then
This extends the classical smooth-submanifold Kuznecov formula by replacing the dimension N(λ):=λj≤λ∑∫HejdVH277 of a smooth submanifold measure with the Ahlfors dimension N(λ):=λj≤λ∑∫HejdVH278 of N(λ):=λj≤λ∑∫HejdVH279. In the smooth case, taking N(λ):=λj≤λ∑∫HejdVH280 for an embedded N(λ):=λj≤λ∑∫HejdVH281-dimensional submanifold N(λ):=λj≤λ∑∫HejdVH282, one recovers
N(λ):=λj≤λ∑∫HejdVH283
matching the leading term of Zelditch’s formula, while the two-term refinement remains specific to the smooth setting (Xi, 20 Dec 2025). The point mass case N(λ):=λj≤λ∑∫HejdVH284 reduces formally to the local Weyl law, and the result also applies to self-similar or self-conformal measures satisfying the stated density hypotheses (Xi, 20 Dec 2025).
The fractal generalization is based on heat-kernel regularization: N(λ):=λj≤λ∑∫HejdVH285
followed by a Tauberian passage from small-N(λ):=λj≤λ∑∫HejdVH286 asymptotics to spectral asymptotics. The result is a one-term formula only: the remainder is N(λ):=λj≤λ∑∫HejdVH287, and in general this cannot be improved uniformly to a power-saving bound for all N(λ):=λj≤λ∑∫HejdVH288-Ahlfors regular measures admitting an averaged N(λ):=λj≤λ∑∫HejdVH289-density (Xi, 20 Dec 2025). A plausible implication is that the oscillatory second-term mechanism of the smooth theory depends on microlocal structures, such as conormal canonical relations and Maslov data, that are unavailable in the same form for general singular measures.
7. Methods, interpretation, and open directions
The proof of the two-term formula proceeds through the Fourier transform of N(λ):=λj≤λ∑∫HejdVH290. One writes
N(λ):=λj≤λ∑∫HejdVH291
where N(λ):=λj≤λ∑∫HejdVH292 is the half-wave kernel and N(λ):=λj≤λ∑∫HejdVH293 is the restriction distribution. The Hadamard parametrix for N(λ):=λj≤λ∑∫HejdVH294, together with oscillatory integral representations, is used to analyze singularities at N(λ):=λj≤λ∑∫HejdVH295 and N(λ):=λj≤λ∑∫HejdVH296 (Wyman et al., 2022).
At N(λ):=λj≤λ∑∫HejdVH297, the principal singularity produces the main term N(λ):=λj≤λ∑∫HejdVH298. A stationary phase lemma adapted to real oscillatory integrals with real symbols shows that the subprincipal part at N(λ):=λj≤λ∑∫HejdVH299 vanishes, permitting precise computation of λ→∞00 to order λ→∞01 before integration in λ→∞02 (Wyman et al., 2022). Away from λ→∞03, singularities arise from geodesics that leave and return conormally to λ→∞04; these yield the oscillatory contribution of size λ→∞05 with phase λ→∞06, amplitude determined by λ→∞07, and Maslov factor λ→∞08 (Wyman et al., 2022).
A refined Tauberian theorem, identified there as Safarov’s Theorem B.4.1, is used to pass from smoothed quantities to asymptotics of λ→∞09 (Wyman et al., 2022). Global clean composition is not assumed; instead, the analysis uses delicate oscillatory integral estimates, including a “very stationary phase” lemma handling flat-phase situations and a local normal form near conormal return points satisfying the structured-looping condition (Wyman et al., 2022). In the generic-metrics work, the same wave-kernel and stationary-phase perspective is combined with transversality theory to show that nonzero-time stationary points are generically negligible (Kaloshin et al., 9 Jul 2025).
Several restrictions remain explicit in the literature summarized here. The smooth two-term formula is proved for compact manifolds without boundary and smooth embedded compact submanifolds; extensions to manifolds with boundary would require addressing boundary wave propagation and related parametrix issues (Wyman et al., 2022). The structured looping condition and the Maslov/Jacobian data are microlocal and rely on smooth geodesic dynamics on λ→∞10 (Wyman et al., 2022). In codimension λ→∞11, the constant λ→∞12 or λ→∞13 appears due to smoothing and integration effects; in all known examples, the later paper states that λ→∞14 (Kaloshin et al., 9 Jul 2025).
Open questions identified in the smooth theory include characterizing dynamical regimes ensuring the averaging condition, computing λ→∞15 explicitly in additional model geometries, strengthening individual period bounds under weaker assumptions, and extending the theory to manifolds with boundary and to other spectral quantities involving restriction to λ→∞16 (Wyman et al., 2022). In the generic-metrics setting, the central conclusion is that the leading Kuznecov term is universal and local, while the second term is a dynamical signature of clean conormal loopings; for a Baire-generic class of metrics with fixed λ→∞17, such loopings are destroyed by transversality and the oscillatory second term vanishes (Kaloshin et al., 9 Jul 2025).
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