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K-Stability of Spherical Varieties

Updated 10 July 2026
  • K-stability of spherical varieties is defined via explicit combinatorial data such as weight lattices, valuation cones, and moment polytopes.
  • The approach extends toric geometry by incorporating colors and nonabelian symmetries to convert Donaldson–Futaki, Mabuchi, and Ding invariants into concrete integrals.
  • Effective criteria and test configurations across polarized, Fano, weighted, and cone settings enable computational methods for verifying stability.

K-stability of spherical varieties is the algebro-geometric stability theory for varieties on which a Borel subgroup has an open orbit, and it is expressed in this setting through explicit combinatorial and valuative data attached to the open spherical homogeneous space. Across polarized, Fano, weighted, and affine-cone settings, the basic objects are the weight lattice, valuation cone, colors, moment polytope, and Duistermaat–Heckman density; these data turn Donaldson–Futaki, Mabuchi, Ding, and normalized-volume functionals into concrete integrals or linear forms on convex functions and valuations. In this sense, spherical varieties form the principal nonabelian extension of the toric theory, with toric, horospherical, symmetric, and group-compactification cases appearing as special subclasses (Delcroix, 2016, Nghiem, 2024, Delcroix, 10 Sep 2025).

1. Spherical data, momentum polytopes, and combinatorial structure

A normal GG-variety XX is spherical if a Borel subgroup BGB \subset G has an open dense orbit. Equivalently, in the affine case the coordinate ring is multiplicity free, and for polarized projective varieties (X,L)(X,L), the GG-representations H0(X,Ln)H^0(X,L^n) are multiplicity free for all n0n \ge 0. The open orbit is G/HG/H for a spherical subgroup HH, and the basic lattices are the weight lattice MM of XX0-semi-invariant rational functions and its dual XX1 (Cupit-Foutou et al., 2018).

The valuation cone XX2 is the cone of values of XX3-invariant valuations restricted to XX4-eigenfunctions. Colors are the XX5-stable prime divisors in the open orbit, and Luna–Vust theory organizes spherical embeddings by colored fans built from XX6, color valuations, and the corresponding orbit combinatorics. This structure governs both projective embeddings and degenerations. In particular, the moment polytope of a polarized spherical variety is the convex hull of dominant highest weights occurring in sections, and it admits descriptions both as a convex hull and as an intersection of half-spaces defined by facet normals and admissibility conditions (Cupit-Foutou et al., 2018).

For XX7-Fano spherical varieties, anticanonical geometry is encoded by the same data. The classification by reflexive or XX8-reflexive momentum triples gives a combinatorial description of Fano spherical varieties, while the anticanonical divisor is represented by a piecewise linear support function on the colored fan. This support function is the spherical analogue of the toric anticanonical support function and organizes admissible degenerations and K-stability computations (Cupit-Foutou et al., 2018).

A recurrent point in the literature is that spherical varieties generalize toric varieties. In the toric case the valuation cone and momentum data reduce to the standard fan and polytope description; in the spherical case the same role is played by moment polytopes together with valuation cones, colors, and root-theoretic weights (Delcroix, 2016).

2. Equivariant test configurations and convex-analytic functionals

For polarized spherical varieties, XX9-equivariant test configurations admit an explicit convex-geometric encoding. In one formulation, a BGB \subset G0-equivariant test configuration for BGB \subset G1 is encoded by a convex, piecewise rational affine function

BGB \subset G2

on the translated moment polytope, with slopes BGB \subset G3 in the valuation cone BGB \subset G4. The number of linearity domains of BGB \subset G5 equals the number of irreducible components of the central fiber, and product configurations correspond, up to base change, to affine functions coming from the linear part BGB \subset G6 (Delcroix, 10 Sep 2025).

In another formulation, used for polarized spherical varieties with BGB \subset G7-invariant polytope BGB \subset G8, equivariant test configurations correspond to rational convex piecewise-linear functions BGB \subset G9 on (X,L)(X,L)0 whose gradients lie in the dominant chamber (X,L)(X,L)1. Product test configurations correspond to central affine functions. The Donaldson–Futaki invariant becomes a linear functional on such convex functions, and in the relative setting one obtains the reduced Futaki functional

(X,L)(X,L)2

Here (X,L)(X,L)3 is the Duistermaat–Heckman density, (X,L)(X,L)4 are the outer facets, and (X,L)(X,L)5 is the central affine potential of the extremal vector field (Li et al., 2021).

The non-Archimedean Mabuchi functional is likewise explicit in the spherical setting. For the convex-geometric encoding above, one has

(X,L)(X,L)6

where (X,L)(X,L)7 is an integral functional involving boundary and interior terms weighted by root-theoretic polynomials (X,L)(X,L)8 and (X,L)(X,L)9. In the smooth polarized spherical setting, existence of a cscK metric in GG0 is equivalent to the condition that GG1 for all admissible GG2, with equality only for affine functions from GG3 (Delcroix, 10 Sep 2025).

This reduction is the basic reason spherical K-stability is computationally tractable: the stability problem is transferred from arbitrary test configurations to convex functions whose slopes are constrained by the valuation cone.

3. Explicit criteria across polarized, Fano, weighted, and cone settings

Several distinct but compatible criteria are now available. They differ by polarization, by whether one works with the Fano or general cscK problem, and by whether the variety is projective or an affine cone.

Setting Data Criterion
Polarized spherical GG4 Convex PL GG5 with slopes in GG6 K-polystable iff GG7 for all GG8, with equality only for affine GG9 from H0(X,Ln)H^0(X,L^n)0
H0(X,Ln)H^0(X,L^n)1-Fano spherical Moment polytope H0(X,Ln)H^0(X,L^n)2, valuation cone H0(X,Ln)H^0(X,L^n)3, DH barycenter K-polystable iff H0(X,Ln)H^0(X,L^n)4
Weighted H0(X,Ln)H^0(X,L^n)5-Fano spherical Weight H0(X,Ln)H^0(X,L^n)6, weighted barycenter H0(X,Ln)H^0(X,L^n)7 Equivalent to uniformly H0(X,Ln)H^0(X,L^n)8-Ding stable, uniformly H0(X,Ln)H^0(X,L^n)9-K-stable, and equivariantly n0n \ge 00-K-polystable
Log spherical cone n0n \ge 01 Slice n0n \ge 02, angle n0n \ge 03, valuation cone n0n \ge 04 K-stable iff n0n \ge 05

For n0n \ge 06-Fano spherical varieties, Delcroix’s barycenter criterion expresses n0n \ge 07-equivariant K-stability in terms of the anticanonical moment polytope, the valuation cone, and a Duistermaat–Heckman density

n0n \ge 08

The Donaldson–Futaki invariant of a special n0n \ge 09-equivariant test configuration is, up to a positive normalization constant,

G/HG/H0

and K-polystability is equivalent to the weighted barycenter lying in G/HG/H1 (Delcroix, 2016).

For weighted G/HG/H2-Fano spherical varieties, the Li–Li–Wang criterion replaces the ordinary barycenter by the G/HG/H3-weighted barycenter

G/HG/H4

The condition

G/HG/H5

is equivalent to G/HG/H6-uniform G/HG/H7-Ding stability, uniform G/HG/H8-K-stability, and equivariant G/HG/H9-K-polystability; by the cited analytic results, it is also equivalent to existence of a Kähler–Ricci HH0-soliton (Li et al., 2022).

For affine log spherical cones, the criterion is formulated in terms of the slice

HH1

its DH barycenter, and the angle functional HH2. The Donaldson–Futaki invariant is

HH3

and for a Ricci-flat cone metric, where HH4, the K-stability condition becomes positivity of HH5 on HH6 (Nghiem, 2024).

These criteria recover classical special cases. In the toric case, HH7, so HH8 and HH9, giving the ordinary Euclidean barycenter condition. In the horospherical case, the valuation cone is the full space, so the criterion simplifies to a barycenter equality (Delcroix, 2016).

4. Semistability, homogeneous Monge–Ampère, and optimal degenerations

The spherical framework does not stop at numerical criteria; it also yields a structural description of strict semistability. In the variational approach, if MM0 for all admissible convex MM1 and MM2 for some non-central affine MM3, then MM4 is a generalized solution of the homogeneous Monge–Ampère equation

MM5

in the Alexandrov sense. The minimizer is therefore developable rather than strictly convex, and its contact set with a supporting affine function has extreme points on the boundary of the polytope (Li et al., 2021).

In rank two, this statement becomes much more explicit. If strict semistability occurs, then there exists a MM6-dominate simple piecewise-linear function MM7, not central affine, with MM8. For MM9-Fano spherical varieties, strict K-semistability is equivalent to the existence of a fundamental weight XX00 such that

XX01

which is the same as saying that the XX02-barycenter lies on the corresponding wall (Li et al., 2021).

The rank-two theory also identifies polystable degenerations. If XX03 is strictly K-semistable, XX04, XX05, and XX06, then there is a unique polystable degeneration to a XX07-Fano horospherical variety. In this case, the zero set of the Futaki functional is precisely

XX08

and the limit satisfies the barycenter identity XX09 (Li et al., 2021).

An affine-cone analogue is established for spherical log cones: any K-semistable spherical log cone admits a XX10-equivariant special degeneration to a K-stable spherical log cone, unique up to XX11-equivariant isomorphism preserving the Reeb field. The existence argument degenerates along the vanishing locus of the Futaki invariant, while uniqueness uses the uniqueness of K-stable central fibers in the sense of LWX theory (Nghiem, 2024).

A common misconception is that semistability always leaves a large family of optimal limits. In the spherical literature, the opposite is frequently true: in rank-two projective cases and in the log-cone setting, strict semistability often leads to a unique equivariant polystable degeneration.

5. Valuations, normalized volume, and compatible divisors

A complementary approach replaces convex functions by valuations. For a XX12-Fano spherical variety XX13, the equivariant stability threshold is

XX14

The compatible-divisor theory shows that there is a unique effective XX15-invariant anticanonical XX16-divisor XX17 such that

XX18

for all XX19-invariant divisorial valuations, hence

XX20

This divisor is defined as the barycenter of the XX21-invariant real linear series, and it is independent of the choice of linearization (Zheng, 31 Dec 2025).

The key representation-theoretic input is that for spherical XX22, the decomposition

XX23

is compatible with every XX24-invariant divisorial valuation: each such valuation is constant on every isotypic component and equals the value on the unique XX25-semi-invariant line inside that component. This makes the expected vanishing orders XX26 and XX27 computable from a single averaged XX28-invariant divisor. By piecewise XX29-linearity of the discrepancy on the valuation cone, the infimum reduces to a finite minimum over a prescribed finite set of XX30-invariant divisorial valuations (Zheng, 31 Dec 2025).

The affine-cone theory connects these ideas to normalized volume. For a log spherical cone XX31,

XX32

and the Donaldson–Futaki invariant is the directional derivative of XX33 at XX34, up to normalization. The K-stable Reeb field is therefore the minimizer of normalized volume on the Reeb cone (Nghiem, 2024).

This suggests a unified picture: projective Fano criteria, weighted barycenter criteria, and valuative XX35-invariants are not separate theories but different projections of the same spherical combinatorics.

6. Examples, classifications, and failures of naive toric analogies

Concrete classifications and case studies are a major part of the subject. For XX36 with spherical symmetry under XX37, the only complete Calabi–Yau metrics with maximal volume growth are the standard flat metric and the Li–Conlon–Rochon–Székelyhidi AC metrics with horospherical asymptotic cone XX38. In the same work, an affine smoothing is exhibited that admits no XX39-invariant Calabi–Yau metric asymptotic to the cone, and the asymptotic cone of a complete XX40-invariant Calabi–Yau metric on an affine XX41-spherical manifold is shown to be unique up to XX42-equivariant isomorphism preserving the Reeb field (Nghiem, 2024).

Low-rank projective examples show how explicit the criteria can become. For rank-one spherical varieties, K-stability can reduce to a single scalar inequality. In the note on rank-one spherical Fano fourfolds, the blowup of XX43 along the diagonal is studied in arbitrary Kähler classes. After normalization, the problem becomes positivity of an explicit scalar XX44 derived from one-dimensional integrals against the Duistermaat–Heckman density XX45. Boundary factorizations give positivity near the walls of the ample cone, and numerical evaluation indicates positivity on the full triangle XX46, giving strong indication of cscK metrics in every Kähler class (Delcroix, 2024).

Weighted K-stability introduces an important caveat. For spherical Fano threefolds, weighted K-polystability with respect to the action of the connected center of a Levi subgroup of the automorphism group is equivalent to vanishing of the weighted Futaki invariant for all spherical Fano threefolds except the Mori–Mukai family XX47-XX48. This is notable because, unlike the toric case, non-product special equivariant test configurations can exist. The equivalence fails for XX49-XX50 and for a suitable XX51-action on the quadric threefold XX52; in those cases, explicit even weights XX53 yield strictly weighted K-semistable or unstable behavior, and the corresponding optimal degenerations are explicit toric Gorenstein Fano threefolds (Delcroix, 2024).

The toric analogy is therefore accurate but incomplete. Toric varieties satisfy “all equivariant special test configurations are product,” whereas spherical varieties can admit non-product special equivariant degenerations. In many spherical threefolds this does not obstruct weighted K-polystability once the weighted Futaki invariant vanishes, but in some smooth cases it does (Delcroix, 2024).

7. Effective methods, scope, and open directions

An effective viewpoint has emerged in which K-stability of spherical varieties is checked directly from combinatorial input: XX54, XX55, XX56, the weight lattice XX57, the valuation cone XX58, the moment polytope XX59, and the root-theoretic polynomials XX60 and XX61. For polarized spherical varieties, the non-Archimedean Mabuchi functional is explicitly computable as

XX62

and cscK existence is equivalent to nonnegativity of this functional on the cone of admissible convex piecewise-linear functions (Delcroix, 10 Sep 2025).

The effective Yau–Tian–Donaldson problem remains open in general. In the survey on the effective YTD conjecture, the spherical case is presented as one of the main classes where K-stability criteria can be effectively computed from combinatorial data, but the broader problem of reducing K-stability to finitely many bounded-complexity test configurations is still open, and explicit bounds XX63 are unknown. The same survey emphasizes that the cone XX64 of admissible convex functions is infinite-dimensional even in the spherical setting, so complete effective reductions depend on special features such as the Fano barycenter criterion, rank-one reduction, or low-dimensional symmetry (Delcroix, 10 Sep 2025).

Several limits are explicit in the current theory. Rank-two simplifications rely on low-dimensional geometry of the valuation cone and moment polytope. The assumption that the spherical moment data extend to a convex XX65-invariant polytope XX66 is automatic for group compactifications but requires verification in general. Alexandrov solutions of the homogeneous Monge–Ampère equation capture the optimal-degeneration problem variationally, but finer regularity and uniqueness modulo automorphisms remain delicate (Li et al., 2021).

A plausible implication is that future progress will continue to combine three viewpoints already present in the literature: convex functionals on moment polytopes, valuative formulas for XX67-invariants, and affine-cone normalized-volume minimization. In spherical geometry, these viewpoints are unusually close to one another because the combinatorial data of the open orbit control both projective and affine degenerations.

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