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Image Simple Fold Maps in Topology

Updated 10 July 2026
  • Image simple fold maps are smooth maps to surfaces where the singular set is embedded, resulting in disjoint closed curves that organize the target's structure.
  • They stratify the surface into regular regions with controlled fiber transitions, reflecting changes like disk birth, annihilation, or pair-of-pants splits.
  • Their study bridges singularity theory and topology through Reeb spaces, bubbling operations, and algebraic constraints that link source manifold invariants.

Image simple fold maps are smooth maps to surfaces for which the singular image is embedded. In the surface-target setting, if MM is a closed smooth manifold of dimension m2m \ge 2, Σ\Sigma is a smooth surface, and f:MΣf:M\to \Sigma, then ff is image simple when the restriction fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma is a topological embedding; for fold maps this means the singular image f(S(f))f(S(f)) is a finite union of pairwise disjoint embedded closed curves (Saeki et al., 4 Sep 2025). In adjacent parts of the fold-map literature, the same image-level rigidity appears under the conditions that qfS(f)q_f|_{S(f)} is injective, that fS(f)f|_{S(f)} is an embedding, or that the singular value set is a concentric family of embedded circles or spheres; round fold maps and strongly simple fold maps are standard subclasses of this type (Kitazawa et al., 2021).

For maps to surfaces, the singular set is

S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.

A point m2m \ge 20 is a fold singularity if, in suitable local coordinates near m2m \ge 21 and m2m \ge 22,

m2m \ge 23

with m2m \ge 24; m2m \ge 25 or m2m \ge 26 gives a definite fold, and the remaining cases are indefinite folds (Saeki et al., 4 Sep 2025). In the m2m \ge 27 case, the local normal forms are particularly concrete: m2m \ge 28 for definite and indefinite folds respectively (Kitazawa et al., 2021).

The singular set of a fold map is a smooth closed m2m \ge 29-dimensional submanifold, and the restriction to the singular set is an immersion; for maps to surfaces this makes Σ\Sigma0 a 1-dimensional submanifold, hence for closed source manifolds a finite disjoint union of circles (Kitazawa, 2021). For generic maps into surfaces, singularities are folds and cusps, but the present theory focuses on fold maps as endpoint objects even when homotopies may transiently introduce cusps (Saeki et al., 4 Sep 2025).

Several standard classes organize the subject.

Class Defining condition appearing in the literature Singular image
Image simple Σ\Sigma1 is a topological embedding Pairwise disjoint embedded closed curves
Simple fold map Σ\Sigma2 is injective; equivalently each connected component of each fiber contains at most one singular point No self-identification in the Reeb space
Strongly simple fold map Σ\Sigma3 is an embedding Embedded 1-submanifold
Round fold map Σ\Sigma4 is an embedding and Σ\Sigma5 is a concentric family of simple closed curves or spheres Concentric circles or spheres
Directed round fold map All critical circles are inward-directed Concentric circles with monotone inward fiber count
Special generic map All fold singularities have index Σ\Sigma6 Definite-fold image only

The class of round fold maps is especially rigid: every round fold map is a simple stable map, and in the plane-target case its singular value set is a concentric family of embedded circles, with the outermost circle consisting of definite fold points (Kitazawa et al., 2021). This suggests an image-centered hierarchy in which image simple maps sit between general fold maps and the more structured round and special generic classes.

2. Singular image geometry and fiber change

For image simple fold maps, the embedded singular image stratifies the target surface into regular regions. In the Σ\Sigma7 round case, after a diffeomorphism of Σ\Sigma8, one may assume

Σ\Sigma9

where f:MΣf:M\to \Sigma0 is the circle of radius f:MΣf:M\to \Sigma1 centered at f:MΣf:M\to \Sigma2, and the plane decomposes into the critical value set, annular regular-value regions f:MΣf:M\to \Sigma3, the innermost disk, and the outermost complementary annulus (Kitazawa et al., 2021). Crossing a critical circle changes the number of connected components of a regular fiber by exactly one. More precisely, if f:MΣf:M\to \Sigma4 meets a critical circle transversely once, then f:MΣf:M\to \Sigma5 is a compact surface on which the restriction is a Morse function with exactly one critical point, and

f:MΣf:M\to \Sigma6

(Kitazawa et al., 2021).

The distinction between definite and indefinite folds is reflected in this fiber transition. Definite folds create or annihilate a disk component in the fiber, whereas indefinite folds implement a pair-of-pants change: one circle component splits into two, or two merge into one (Kitazawa et al., 2021). In the Reeb-space language, definite folds contribute boundary-type edges, while indefinite folds generate the f:MΣf:M\to \Sigma7-shaped branching locus (Kitazawa, 2021).

For round fold maps, the singular circles carry a canonical normal orientation determined by the sign of the change in f:MΣf:M\to \Sigma8 of the regular fiber across the circle. A round fold map is directed if all components are inward-directed. If f:MΣf:M\to \Sigma9 are the concentric critical circles and ff0 for a regular value ff1 with ff2, then in the directed case ff3 increases by ff4 each time ff5 crosses a critical radius and is strictly increasing toward the central region (Kitazawa et al., 2021). The image thus records not only where singularities occur, but also the monotone or non-monotone evolution of fiber connectivity.

This image-level perspective extends beyond concentric geometry. For simple fold maps into the plane, the singular image is still a 1-dimensional immersed or embedded submanifold, and the intuitive rule remains that definite folds change the number of circle components by birth/death while indefinite folds merge or split components (Kitazawa, 2021). The embeddedness condition suppresses self-intersections among singular value curves and makes the complementary regions and their fiber data combinatorially accessible.

3. Reeb spaces, branched surfaces, and shadow-type models

The Reeb space of a map ff6 is

ff7

where ff8 if ff9 and fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma0 lie in the same connected component of a fiber fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma1 for some fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma2. Writing fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma3 for the quotient map, there is an induced map fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma4 with fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma5 (Kitazawa, 2021). For fold maps, fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma6 is a polyhedron; for stable fold maps into a surface it is a simple polyhedron, and for simple fold maps it becomes a branched-surface-type object without vertices (Kitazawa, 2021).

For simple fold maps fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma7, the local model of fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma8 is particularly explicit. Away from fS(f):S(f)Σf|_{S(f)}:S(f)\to \Sigma9, the Reeb space is a 2-manifold and f(S(f))f(S(f))0 is an immersion. Along f(S(f))f(S(f))1, each connected component has a bundle neighborhood with fiber either an interval or the f(S(f))f(S(f))2-shaped 1-dimensional polyhedron

f(S(f))f(S(f))3

consisting of three unit rays meeting at f(S(f))f(S(f))4 (Kitazawa, 2021). In normal simple fold maps, these f(S(f))f(S(f))5-bundles are trivial. This is the low-dimensional source of the “simple polyhedron without vertices” description.

The branched-surface interpretation sharpens the image-level viewpoint. A branched surface is a compact 2-dimensional polyhedron with branch circles whose neighborhoods are either f(S(f))f(S(f))6 or trivial/f(S(f))f(S(f))7-twisted f(S(f))f(S(f))8-bundles; for SSNS fold maps, the Reeb space is such a branched surface, and the induced map f(S(f))f(S(f))9 is an immersion away from the branch locus and locally a product map near it (Kitazawa, 2021). In the normal case the qfS(f)q_f|_{S(f)}0-bundles are trivial, and maps “born from SSNS fold maps” extend the class of immersions of compact surfaces into surfaces by allowing branching at the Reeb-space level rather than cusp singularities in the map between surfaces.

This polyhedral structure admits direct geometric realization. Every graph manifold admits a normal simple fold map qfS(f)q_f|_{S(f)}1 such that qfS(f)q_f|_{S(f)}2 is PL-homeomorphic to a 2-dimensional polyhedron assembled by gluing standard disk and pair-of-pants blocks and such that qfS(f)q_f|_{S(f)}3 is the composition of a PL embedding qfS(f)q_f|_{S(f)}4 with the orthogonal projection qfS(f)q_f|_{S(f)}5 (Kitazawa, 2021). In Turaev’s language, qfS(f)q_f|_{S(f)}6 functions as an un-decorated shadow. The embeddability of such Reeb spaces in qfS(f)q_f|_{S(f)}7 or in closed orientable 3-manifolds of Heegaard genus qfS(f)q_f|_{S(f)}8 yields invariants of graph manifolds via the minimal genus of an ambient 3-manifold admitting a PL embedding of qfS(f)q_f|_{S(f)}9 (Kitazawa, 2021).

A plausible implication is that “image simplicity” is best viewed not merely as embedded critical values in the target surface, but as a condition that makes the quotient geometry of the map finitely stratified, PL-controlled, and directly comparable with the JSJ-type decomposition of the source manifold.

4. Round fold maps and the topology of 3-manifolds

In dimension fS(f)f|_{S(f)}0, round fold maps provide a rigid image-simple model with strong topological consequences. A closed orientable 3-manifold admits a round fold map into the plane if and only if it is a graph manifold (Kitazawa et al., 2021). This generalizes the earlier characterization of graph manifolds by simple stable maps into the plane. Since every round fold map is a simple stable map and since the singular value set is a concentric family of embedded circles, the image determines a layered decomposition of the source into pieces diffeomorphic to fS(f)f|_{S(f)}1, fS(f)f|_{S(f)}2, or fS(f)f|_{S(f)}3, where fS(f)f|_{S(f)}4 is the pair of pants and fS(f)f|_{S(f)}5 (Kitazawa et al., 2021).

The directed subclass is more restrictive. A closed connected orientable graph 3-manifold admits a directed round fold map into fS(f)f|_{S(f)}6 if and only if it can be decomposed into finitely many copies of fS(f)f|_{S(f)}7 and solid tori fS(f)f|_{S(f)}8 such that the corresponding gluing graph is a tree (Kitazawa et al., 2021). An obstruction is the appearance of a non-trivial fS(f)f|_{S(f)}9-bundle over S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.0 among the annular-region pieces in the preimage; such a piece forces alternating inward and outward directions among critical circles. Equivalently, if the normal form plumbing graph contains a loop, then the manifold admits round fold maps but no directed round fold maps (Kitazawa et al., 2021).

The image geometry has further consequences. Non-graph manifolds do not admit round fold maps; in particular, hyperbolic 3-manifolds admit neither round fold maps nor simple stable maps into S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.1 (Kitazawa et al., 2021). By contrast, every closed orientable Seifert 3-manifold over S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.2 admits a directed round fold map because it admits a decomposition into S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.3 and S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.4 whose graph is a tree (Kitazawa et al., 2021).

Round fold maps also induce open-book structures. If S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.5 is the closed disk of radius S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.6, then S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.7 is an oriented link, and

S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.8

where S(f)={pMrank(dfp)<2}.S(f)=\{p\in M\mid \operatorname{rank}(df_p)<2\}.9 is radial projection, is a smooth fiber bundle; thus m2m \ge 200 is a fibered link and m2m \ge 201 admits an open book with binding m2m \ge 202 (Kitazawa et al., 2021). A page m2m \ge 203, for m2m \ge 204, carries a Morse function with exactly m2m \ge 205 critical points, one per critical circle. This gives a direct dictionary between the concentric image in the plane and the open-book/Morse data on the 3-manifold.

The same 3-manifold picture can be restated in Reeb-space terms. For graph manifolds, normal simple fold maps and topologically quasi-trivial round fold maps characterize the manifold, and planarity of the representation graph is equivalent to PL embeddability of the Reeb space of a suitable round fold map in m2m \ge 206 (Kitazawa, 2021). This suggests that, in dimension three, image simple fold maps form a bridge between singularity theory, JSJ-type decomposition, and shadow topology.

5. Construction methods, surgery operations, and bounding manifolds

Several explicit construction mechanisms generate image-simple fold maps while preserving control of the singular image.

A basic surgery framework is given by normal m2m \ge 207-bubbling and m2m \ge 208-bubbling operations. If m2m \ge 209 is obtained from a fold map m2m \ge 210 by normal m2m \ge 211-bubbling along a generating manifold m2m \ge 212 of dimension m2m \ge 213, then for any PID m2m \ge 214,

m2m \ge 215

and

m2m \ge 216

(Kitazawa, 2015). In image terms, the singular value set increases by m2m \ge 217, locally adding a shell around m2m \ge 218. When one starts from a simple fold map whose regular fibers are disjoint unions of almost-spheres, normal m2m \ge 219-bubbling preserves this property and preserves simplicity (Kitazawa, 2015). In the round setting, point bubbling adds a new concentric spherical component to the singular value set.

Another systematic method is the m2m \ge 220-operation on round fold maps. If m2m \ge 221 is a m2m \ge 222 m2m \ge 223-trivial round fold map and m2m \ge 224 is the total space of an m2m \ge 225-bundle over m2m \ge 226 that is trivial over the preimages of small tubular neighborhoods of the singular spheres, then there exists a m2m \ge 227 m2m \ge 228-trivial round fold map m2m \ge 229 (Kitazawa, 2013). For m2m \ge 230, this constructs round fold maps on total spaces of m2m \ge 231-bundles over manifolds already carrying round fold maps. The resulting maps are image-simple in the sense that m2m \ge 232 remains a disjoint union of embedded concentric spheres and m2m \ge 233 is an embedding (Kitazawa, 2013).

Composition with canonical projections yields another source of examples. Special generic maps and certain round fold maps, when composed with the projection m2m \ge 234, often produce round fold maps whose singular value sets are again concentric and whose regular fibers are explicitly described in terms of spheres and connected sums of sphere products (Kitazawa, 2021). This is especially effective when the Reeb space m2m \ge 235 is a disc, a product m2m \ge 236, or a boundary connected sum of elementary blocks.

Image-simple fold maps also support bounding-manifold constructions. Under topologically trivial monodromy on the singular and regular parts and suitable boundaryability assumptions on the fiber data, a simple fold map m2m \ge 237 yields a compact m2m \ge 238-manifold m2m \ge 239 with m2m \ge 240, together with a lower-dimensional polyhedron m2m \ge 241 and simplicial maps m2m \ge 242, m2m \ge 243 such that m2m \ge 244 collapses to a subpolyhedron PL-homeomorphic to m2m \ge 245 (Kitazawa, 2013). In the sphere-fiber case of simple fold maps m2m \ge 246, the resulting m2m \ge 247-manifold m2m \ge 248 collapses onto the Reeb space and the induced map on m2m \ge 249 and m2m \ge 250 is an isomorphism (Kitazawa, 2013).

These construction methods show that image simplicity is compatible with both local surgery and global assembly. The singular image can be enlarged by controlled shells, lifted through bundle constructions, projected from higher-dimensional models, or used as the organizing skeleton of a manifold-with-boundary built from the Reeb space.

6. Homotopy invariants, algebraic constraints, and obstructions

A central image-level invariant is the parity of the number of connected components of the singular set. For an image simple fold map m2m \ge 251 with closed source manifold,

m2m \ge 252

and one considers m2m \ge 253 (Saeki et al., 4 Sep 2025). This parity behaves differently in odd and even source dimensions.

For closed odd-dimensional manifolds of dimension at least m2m \ge 254, parity is not a homotopy invariant. Given any image simple fold map m2m \ge 255, there exists a homotopy through smooth maps to another image simple fold map m2m \ge 256 such that

m2m \ge 257

and the homotopy can be supported in an arbitrarily small disc in the source (Saeki et al., 4 Sep 2025). Two constructive proofs are given: one uses open book decompositions and round fold maps, and the other uses allowable local moves. In the explicit odd-dimensional constructions, the singular set of the homotopy contains a Möbius band component and the restriction to the singular set has a triple self-intersection point (Saeki et al., 4 Sep 2025).

For closed even-dimensional source manifolds and orientable targets, parity is a homotopy invariant. The proof uses Euler characteristic accounting over the complementary regions of the embedded multicurve m2m \ge 258: when one crosses a fold curve, the Euler characteristic of the regular fiber changes by m2m \ge 259, and the parity of m2m \ge 260 is determined by m2m \ge 261 and m2m \ge 262 modulo m2m \ge 263 (Saeki et al., 4 Sep 2025). This fails for non-orientable targets: for every m2m \ge 264, there exist a closed non-orientable m2m \ge 265-manifold and two homotopic image simple fold maps into the open Möbius band with different parity of the number of fold components (Saeki et al., 4 Sep 2025).

Image-simple and simple fold maps also impose homotopical and cohomological constraints through their Reeb spaces. If m2m \ge 266 is a simple fold map whose singular indices are m2m \ge 267 or m2m \ge 268 and whose regular fibers are disjoint unions of almost-spheres, then for any ring m2m \ge 269 and m2m \ge 270,

m2m \ge 271

(Kitazawa, 2015). Thus low-degree algebraic topology of the source is encoded by the image-level quotient.

For special generic maps, the Reeb space is even more restrictive: m2m \ge 272 is a smooth m2m \ge 273-manifold immersed in the target, and one obtains vanishing theorems for cup products and triple Massey products in ranges controlled by the collapse dimension of m2m \ge 274 (Kitazawa, 2020). In particular, a closed simply-connected 7-manifold with a nonvanishing triple Massey product in degree m2m \ge 275 admits no special generic map into m2m \ge 276 for m2m \ge 277 (Kitazawa, 2020). In the 3-manifold round setting, directedness imposes an additional homological obstruction: if a closed orientable 3-manifold admits a directed round fold map into m2m \ge 278, then for every m2m \ge 279, the cup product m2m \ge 280 vanishes in m2m \ge 281 (Kitazawa et al., 2021).

Current developments indicate two complementary themes. One is rigidity: embedded singular images force strong restrictions on Reeb spaces, plumbing graphs, open books, and algebraic invariants. The other is flexibility: bubbling operations, m2m \ge 282-operations, projection constructions, and allowable moves permit controlled modification of the singular image, often by adding new embedded components. This suggests that image simple fold maps occupy a technically precise middle ground between arbitrary generic maps to surfaces and the highly structured subclasses of special generic and round fold maps.

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