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Harmonic Matrix MH(G): Spectral Invariants

Updated 23 November 2025
  • Harmonic Matrix MH(G) is a symmetric matrix defined for a graph where adjacent vertices yield entries 2/(d_i+d_j), capturing a degree-weighted bond between nodes.
  • It leads to the harmonic characteristic polynomial and harmonic energy, unifying classical invariants such as the Fajtlowicz harmonic index and Gutman’s graph energy.
  • Explicit formulas for families like complete, star, and bipartite graphs, along with open research challenges, underscore its significance in spectral graph theory.

The harmonic matrix MH(G)MH(G) is a graph-theoretic construct arising from the paper of spectral invariants that unify the Fajtlowicz harmonic index and Gutman’s graph energy. For a simple undirected graph GG with degree sequence {di}\{d_i\}, MH(G)MH(G) is the symmetric n×nn \times n real matrix where each entry is 2/(di+dj)2/(d_i + d_j) if vertices viv_i and vjv_j are adjacent, and zero otherwise. This matrix facilitates a spectral analysis distinct from the adjacency or Laplacian formalisms. Key invariants derived from MH(G)MH(G) include the harmonic characteristic polynomial and the harmonic energy HE(G)HE(G), defined as the sum of the absolute values of its eigenvalues. These invariants admit explicit formulas for several notable graph families and are the subject of ongoing research regarding their extremal properties and relationships to graph structure (Rahimi et al., 16 Nov 2025).

1. Definition and Construction

Let G=(V,E)G=(V,E) be a simple undirected graph of order nn, with vertex set V={v1,,vn}V = \{v_1,\dots,v_n\} and degrees di=deg(vi)d_i = \deg(v_i). The harmonic matrix is defined as

MH(G)=(hij)1i,jn,hij={2di+djif vivj, 0otherwise.\mathrm{MH}(G) = (h_{ij})_{1 \leq i,j \leq n},\quad h_{ij} = \begin{cases} \displaystyle \frac{2}{d_i + d_j}& \text{if } v_i \sim v_j,\ 0 & \text{otherwise}. \end{cases}

Equivalently, in terms of the indicator function χ{vivj}\chi_{\{v_i\sim v_j\}},

MH(G)i,j=2di+djχ{vivj}.\mathrm{MH}(G)_{i,j} = \frac{2}{d_i+d_j}\,\chi_{\{v_i\sim v_j\}}.

The matrix is real, symmetric, and has sparsity reflecting the adjacency structure of GG, with edge weights determined by local degree sums.

2. Harmonic Characteristic Polynomial and Eigenvalues

The harmonic characteristic polynomial is

ΦMH(G)(λ)=det(λInMH(G))=i=1n(λγi),\Phi_{\mathrm{MH}(G)}(\lambda) = \det(\lambda I_n - \mathrm{MH}(G)) = \prod_{i=1}^n (\lambda - \gamma_i),

where γ1γn\gamma_1 \geq \cdots \geq \gamma_n are the real eigenvalues of MH(G)MH(G). No general closed-form for arbitrary graphs exists, but for many root graph families explicit factorizations are obtainable via block decompositions or determinant recursions on tridiagonal blocks (Rahimi et al., 16 Nov 2025).

Notably, for GGG' \subset G induced, the eigenvalues of MH(G)MH(G') interlace those of MH(G)MH(G). General spectral graph theory bounds apply: the spectrum of MH(G)MH(G) lies in [1,1][-1,1] due to the boundedness of off-diagonal entries and row sums.

3. Explicit Results for Standard Graph Families

For the following canonical graph families, exact forms of the harmonic characteristic polynomial, eigenvalues, and corresponding harmonic energies are established:

Graph Family ΦMH(G)(λ)\Phi_{MH(G)}(\lambda) Spec\text{Spec} or HE(G)HE(G)
Path PnP_n (n5n\geq5) λΛn289λΛn3+1681Λn4\lambda\Lambda_{n-2}-\frac{8}{9}\lambda\Lambda_{n-3}+\frac{16}{81}\Lambda_{n-4} HE(Pn)HE(P_n) from real roots; no closed form
Cycle CnC_n (n3n\geq3) λΛn112Λn2(12)n1\lambda\Lambda_{n-1}-\tfrac{1}{2}\Lambda_{n-2}-(\frac{1}{2})^{n-1} HE(Cn)HE(C_n) from block analysis
Star SnS_n λn2(λ24(n1)n2)\lambda^{n-2}(\lambda^2-\frac{4(n-1)}{n^2}) {0(n2),±2n1n}\{0^{(n-2)},\pm\frac{2\sqrt{n-1}}{n}\}; HE(Sn)=4n1nHE(S_n)=\frac{4\sqrt{n-1}}{n}
Complete KnK_n (λ1)(λ+1n1)n1(\lambda-1)(\lambda+\frac{1}{n-1})^{n-1} {1,1n1(n1)}\{1,-\frac{1}{n-1}^{(n-1)}\}; HE(Kn)=2HE(K_n)=2
Complete bipartite Km,nK_{m,n} λm+n2(λ24mn(m+n)2)\lambda^{m+n-2}(\lambda^2-\frac{4mn}{(m+n)^2}) {0(m+n2),±2mnm+n}\{0^{(m+n-2)},\pm\frac{2\sqrt{mn}}{m+n}\}; HE(Km,n)=4mnm+nHE(K_{m,n})=\frac{4\sqrt{mn}}{m+n}
Friendship FnF_n (λ12)n1(λ+12)n[λ212λ2n(n+1)2](\lambda-\frac{1}{2})^{n-1}(\lambda+\frac{1}{2})^n[\lambda^2-\frac{1}{2}\lambda-\frac{2n}{(n+1)^2}] HE(Fn)=nHE(F_n) = n
Dutch windmill DmnD_m^n Λm1n1ΦMH(Cm)(λ)\Lambda_{m-1}^{n-1}\Phi_{MH(C_m)}(\lambda) See explicit cases m=4,5m=4,5
Book BnB_n (λ212)n1(\lambda^2-\frac{1}{2})^{n-1} times quadratic factors HE(Bn)=n2+n+2n+1HE(B_n)=\frac{n^2+n+2}{n+1}

Here Λk\Lambda_k are defined recursively for tridiagonal matrices (see Section 4.1 of (Rahimi et al., 16 Nov 2025)).

For star, complete, and complete bipartite graphs, the harmonic spectrum is highly degenerate. The block determinant methods and Schur complement arguments enable the explicit calculations. For path and cycle graphs, recursions on tridiagonal determinants yield the closed form.

4. Harmonic Energy: Definition and Analytical Results

The harmonic energy is

HE(G)=i=1nγi,HE(G) = \sum_{i=1}^n |\gamma_i|,

where γ1,,γn\gamma_1,\dots,\gamma_n are the eigenvalues of MH(G)MH(G). Closed-form expressions for HE(G)HE(G) are obtained for the families above. For example:

  • HE(Kn)=2HE(K_n) = 2
  • HE(Sn)=4n1/nHE(S_n) = 4 \sqrt{n-1} / n
  • HE(Km,n)=4mn/(m+n)HE(K_{m,n}) = 4\sqrt{mn}/(m+n)
  • HE(Fn)=nHE(F_n)=n
  • HE(Bn)=(n2+n+2)/(n+1)HE(B_n)=(n^2+n+2)/(n+1)

In all cases, 0HE(G)n0 \leq HE(G) \leq n. For regular graphs, interlacing bounds on HE(G)HE(G) apply (the case d=3d=3 and order $10$ is detailed in Section 4 of (Rahimi et al., 16 Nov 2025)). The harmonic energy captures both global adjacency and degree structure, unifying two classical invariants: the Fajtlowicz harmonic index and Gutman’s graph energy.

5. Fully Worked Example: Complete Graph K4K_4

For K4K_4, every vertex has degree $3$: MH(K4)=13(J4I4),MH(K_4) = \frac{1}{3}(J_4 - I_4), where J4J_4 is the 4×44\times4 all-ones matrix. Thus,

λI4MH(K4)=(λ+13)I413J4.\lambda I_4 - MH(K_4) = \left(\lambda + \frac{1}{3}\right)I_4 - \frac{1}{3}J_4.

Since Spec(J4)={4,0,0,0}\text{Spec}(J_4) = \{4,0,0,0\},

ΦMH(K4)(λ)=(λ1)(λ+13)3,\Phi_{MH(K_4)}(\lambda) = (\lambda-1)(\lambda+\tfrac{1}{3})^3,

yielding eigenvalues $1$ and 13-\frac{1}{3} (algebraic multiplicity $3$). The harmonic energy is

HE(K4)=1+313=2.HE(K_4) = |1| + 3\left|-\tfrac{1}{3}\right| = 2.

6. Open Problems and Research Directions

The investigation of MH(G)MH(G) and its invariants raises several open questions:

  • Extension of the spectral and energy analysis to arbitrary dd-regular graphs (beyond d=3d=3).
  • Determination of extremal graphs maximizing or minimizing HE(G)HE(G) under constraints such as fixed order, size, or degree sequence.
  • Development of interlacing and majorization techniques for general spectral bounds of MH(G)MH(G).
  • Characterization of HEHE-uniqueness: the identification of graph classes for which harmonic energy is a complete isomorphism invariant (e.g., for trees, bipartite graphs, cographs).

The harmonic matrix framework provides a unified spectral perspective on previously disparate graph invariants, suggesting rich interplay between degree-weighted adjacency and energy-type quantities and prompting further research on extremal and structural graph theory questions (Rahimi et al., 16 Nov 2025).

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