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Probabilistic BH Kick Model: gwModel_kick_prec_flow

Updated 18 November 2025
  • The model uses a normalizing-flow architecture to predict kick velocity distributions by marginalizing over isotropic spin angles.
  • It achieves robust extrapolation up to extreme mass ratios (q ~10^4) with significant speed improvements over NR surrogates and low JSD (<0.1).
  • Designed for astrophysical applications, it enables rapid, accurate predictions to support studies on black hole retention and hierarchical merger chains.

gwModel_kick_prec_flow is a probabilistic, data-driven model for the distribution of remnant recoil (“kick”) velocities imparted to binary black holes (BHs) at merger by anisotropic gravitational-wave emission. Designed for binaries with generic (precessing, isotropic) spin vectors, this model leverages normalizing-flow machine learning methods and marginalization over spin-angles to provide accurate predictions for the conditional kick velocity probability density as a function of mass ratio and spin magnitudes. Its performance, efficiency, and stable extrapolation to extreme mass ratios address critical shortcomings in previous analytic and surrogate approaches, establishing gwModel_kick_prec_flow as an essential tool for hierarchical BH assembly and retention studies in dense stellar and galactic environments (Islam et al., 14 Nov 2025).

1. Problem Context and Motivation

The recoil (“kick”) velocity vkickv_\text{kick} is a fundamental outcome of binary BH mergers, dictating post-merger BH retention versus ejection from clusters and nuclei. Accurate modeling of kick distributions, particularly under precessing spin configurations, is central to population synthesis for globular clusters, active galactic nuclei (AGN) disks, and hierarchical BH growth. Conventional surrogate models based on numerical relativity (NR) or Gaussian process regression (GPR) struggle with the seven-dimensional intrinsic parameter space of precessing binaries—mass ratio qq and two spins χ1\vec{\chi}_1, χ2\vec{\chi}_2—and exhibit poor extrapolation behavior outside well-sampled regions. Analytic models (e.g., HLZ) over-broaden kick predictions, while NR surrogates (e.g., NRSur7dq4Remnant) are computationally expensive and limited in mass ratio coverage.

gwModel_kick_prec_flow overcomes these limitations via:

  • Direct modeling of the kick probability density marginalized over isotropic spin-angles.
  • Normalizing-flow architecture yielding smooth, non-divergent extrapolation up to q104q\sim10^4.
  • Fast evaluation with consistent accuracy across mass ratio and spin parameter space (Islam et al., 14 Nov 2025).

2. Input Parameterization and Marginalization

Input features are defined to capture the binary’s intrinsic properties most relevant to the kick distribution:

  • x1=log2(q)x_1 = \log_2(q): Logarithmic mass ratio.
  • x2=χ1x_2 = |\chi_1|: Magnitude of primary spin.
  • x3=χ2x_3 = |\chi_2|: Magnitude of secondary spin.
  • Context vector: c={x1,x2,x3}\mathbf{c} = \{x_1, x_2, x_3\}.
  • Target variable: vv (kick velocity), standardized to zero mean and unit variance.

Marginalization over spin-orientations is performed analytically using isotropic priors, so the model learns p(vq,χ1,χ2)p(v\,|\,q, |\chi_1|, |\chi_2|) averaged over all (θ1,θ2,ϕ1,ϕ2)(\theta_1, \theta_2, \phi_1, \phi_2) spin-angles. Symmetry is imposed by duplicating each sample under exchange of BH labels (log2qlog2q;χ1χ2)(\log_2q \to -\log_2q; |\chi_1| \leftrightarrow |\chi_2|), ensuring invariance under q1/qq \leftrightarrow 1/q.

3. Normalizing-Flow Architecture

gwModel_kick_prec_flow utilizes a Masked Autoregressive Flow (MAF) with two flow layers:

  • Each layer consists of a MaskedAffineAutoregressiveTransform Ti\mathcal{T}_i, preceded by a ReversePermutation Pi\mathcal{P}_i.
  • Scale and shift networks (μi,σi)(\mu_i, \sigma_i) implemented as 8-unit-per-layer MLPs with GELU activations.
  • Contextual modulation via linear embedding of c\mathbf{c}.
  • The base density is standard normal: pZ(z)=N(0,1)p_Z(z) = \mathcal{N}(0,1).

The overall mapping is v=f(z;c)v = f(z;\mathbf{c}), zN(0,1)z\sim\mathcal{N}(0,1). The change-of-variables formula for the log-likelihood is: logp(vc)=12[z(v;c)]212log2π+layerslogσlayer1[ulayer(v;c)]\log p(v|\mathbf{c}) = -\frac{1}{2}[z(v;\mathbf{c})]^2 - \frac{1}{2}\log 2\pi + \sum_{\text{layers}} \log \sigma^{-1}_{\text{layer}}[u_{\text{layer}}(v;\mathbf{c})] where each σlayer\sigma_{\text{layer}} arises from the affine-scale output (Islam et al., 14 Nov 2025).

4. Training Data, Optimization, and Regularization

The training dataset comprises:

  • SXS NR precessing spins: 2,866 simulations, q[1,15]q\in[1,15], χ1,2[0.7,1.0]|\chi_{1,2}|\in[0.7,1.0].
  • RIT NR precessing spins: 1,881 simulations, similar parameter ranges.
  • Black-hole perturbation-theory (BHPT): 400 samples, q[40,100]q\in[40,100], χ1,2[0,1]|\chi_{1,2}|\in[0,1].

Data is split 75%/25% into train/validation after symmetrization and standardized preprocessing. Training proceeds via minimization of negative log-likelihood: L=E(v,c)train[logp(vc)]\mathcal{L} = -\mathbb{E}_{(v, \mathbf{c})\sim\text{train}} [\log p(v|\mathbf{c})] using Adam optimizer (learning rate 1×1031 \times 10^{-3}, L2L_2 weight decay 1×1041 \times 10^{-4}, batch size 128), with early stopping at minimum validation loss. Regularization is achieved through shallow flow (two layers) and small weight decay (Islam et al., 14 Nov 2025).

5. Validation, Performance, and Computational Efficiency

Training and validation losses converge rapidly (0.005\approx 0.005 nat/sample in 5,000 steps), with the 1-Wasserstein distance 0.1\approx 0.1 stabilizing early. Distribution-to-distribution tests (Jensen–Shannon divergence, JSD) yield:

  • For q[1,4]q\in[1,4], χ1,2[0,1]|\chi_{1,2}|\in[0,1], gwModel_kick_prec_flow vs. NRSur: JSD <0.1<0.1 for 90%\gtrsim 90\% of points; worst-case 0.15\approx 0.15 in low-spin regime.
  • vs. HLZ analytic: JSD >0.1>0.1 for >80%>80\% of points, confirming HLZ’s over-broad predictions.
  • For q[4,100]q\in[4,100], gwModel vs. HLZ: JSD >0.1>0.1 in nearly all configurations.

Computational cost on single CPU:

  • gwModel_kick_prec_flow: median $0.05$ s for $2,500$-sample distribution (σ0.002\sigma\approx 0.002 s).
  • NRSur7dq4Remnant: median $2.7$ s (σ0.16\sigma\approx 0.16 s).
  • HLZ analytic: median $0.00024$ s (σ0.00001\sigma\approx 0.00001 s).

The model is 60×\approx 60\times faster than NRSur, while maintaining high accuracy and robust behavior under extrapolation up to q104q \sim 10^4; no divergence or oscillatory artifacts are observed (Islam et al., 14 Nov 2025).

6. Practical Application and Limitations

Typical usage involves standardizing context features and sampling kick velocities via model inversion:

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from gwModels import KickPrecFlow
model = KickPrecFlow()         # loads pre-trained NF
v_samples = model.sample(q, chi1, chi2, n_samples=2500)
p_pdf     = model.pdf(v_grid, q, chi1, chi2)
Recommended ranges:

  • Mass ratio: q[1,200]q\in[1,200] for faithful predictions; smooth extrapolation to q103q\sim10^3.
  • Spin magnitudes: χ1,2[0,1]|\chi_{1,2}|\in[0,1].

Limitations:

  • Only marginal distributions over spin-angles are modeled; pointwise predictions for fixed (θ1,2,ϕ1,2)(\theta_{1,2}, \phi_{1,2}) not available.
  • Low-spin (χ<0.2\chi < 0.2) regions are underrepresented in the dataset.
  • For extremely large qq, the model is not analytically constrained to follow post-Newtonian η2\eta^2 scaling; manual enforcement is possible if needed (Islam et al., 14 Nov 2025).

7. Astrophysical Impact and Significance

gwModel_kick_prec_flow is integral to studies of BH retention in clusters and hierarchical merger chains. Incorporation into 1,404 detailed star cluster simulations demonstrates its influence by varying BH retention probabilities in low-mass globular clusters. Its speed and coverage make it suitable for population synthesis and rapid semi-analytic modeling in both AGN and cluster contexts, with negligible computational overhead.

This suggests that probabilistic, accurate modeling of kick distributions using normalizing flows is now a practical standard for astrophysical ensemble studies requiring extreme mass ratio and high-dimensional spin coverage.

Table: Summary of Key Features and Performance

Model Class Domain of Validity JSD (vs. NRSur) Median Eval Time (2,500 samples)
gwModel_kick_prec_flow q[1,200]q \in [1,200], χ[0,1]|\chi| \in [0,1] <0.1 for most cases 0.05 s
NRSur7dq4Remnant q4q \leq 4 Reference 2.7 s
HLZ analytic All qq, less accurate >0.1 (vs. NRSur) 0.00024 s

gwModel_kick_prec_flow is the first publicly available normalizing-flow model for probabilistic kick distributions from precessing BH mergers, combining broad NR and BHPT coverage, high accuracy, and stable extrapolation. It is distributed under the gwModels package as kick_prec_flow (Islam et al., 14 Nov 2025).

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