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Graded Invariant Basis Number (grIBN)

Updated 5 July 2026
  • Graded Invariant Basis Number (grIBN) is a property for ℤ-graded rings that requires graded free modules to be isomorphic only when they have the same number of shifted summands.
  • The talented monoid TU_E translates the graded module problem into combinatorial graph relations by linking graded vertex relations with module isomorphism conditions.
  • A matrix-theoretic characterization of grIBN failure arises via unequal power sum tuples of the adjacency matrix, offering a concrete combinatorial test for the property.

Searching arXiv for the specified paper and closely related background to ground the article in published work. arxiv_search(query="(Phuc, 26 Mar 2026)", max_results=5, sort_by="submittedDate") arxiv_search(query="Leavitt path algebras having Graded Invariant Basis Number", max_results=10, sort_by="relevance") Graded Invariant Basis Number, abbreviated gr-IBN, is a basis-number property for unital Z\mathbb Z-graded rings that tests whether graded free modules can be isomorphic only when they have the same number of shifted summands. For a finite row-finite directed graph EE, the Leavitt path algebra LK(E)L_K(E) carries its standard Z\mathbb Z-grading, and the gr-IBN problem asks when an isomorphism between finite direct sums of shifts of LK(E)L_K(E) forces equality of the numbers of summands. In the setting of finite graphs, the central result is a complete matrix-theoretic characterization of failure of gr-IBN, obtained through the talented monoid and its identification with the monoid of graded finitely generated projective LK(E)L_K(E)-modules (Phuc, 26 Mar 2026).

1. Definition in the graded module category

Let R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n be a unital Z\mathbb Z-graded ring. For each shift αZ\alpha\in\mathbb Z, the graded right module R(α)R(\alpha) is defined by

EE0

and a graded module isomorphism is required to respect degrees.

The ring EE1 has the graded Invariant Basis Number property if, whenever

EE2

as graded right EE3-modules, it follows that EE4. Equivalently,

EE5

For Leavitt path algebras, this definition refines the ordinary IBN question by retaining the grading shifts as part of the module structure. The formulation is specifically adapted to the natural EE6-grading of EE7, where shifts of the regular module are fundamental graded free modules. In this setting, gr-IBN is a structural constraint on the graded module category rather than merely on ungraded free modules (Phuc, 26 Mar 2026).

2. The talented monoid and the covering graph

The principal tool is the talented monoid EE8. In the ungraded setting one studies EE9, the monoid of isomorphism classes of finitely generated projective modules. In the graded setting, this is replaced by LK(E)L_K(E)0, the monoid of graded finitely generated projectives together with shifts.

For a row-finite graph LK(E)L_K(E)1, the talented monoid LK(E)L_K(E)2 is the commutative monoid with generators

LK(E)L_K(E)3

subject to the graded vertex relations

LK(E)L_K(E)4

There is a natural LK(E)L_K(E)5-action by shifts, given by LK(E)L_K(E)6.

The covering graph LK(E)L_K(E)7 has vertex set LK(E)L_K(E)8 and edge set LK(E)L_K(E)9, where

Z\mathbb Z0

Its usual graph monoid Z\mathbb Z1 is naturally isomorphic, as a Z\mathbb Z2-monoid, to Z\mathbb Z3.

The key proposition is the canonical Z\mathbb Z4-equivariant isomorphism

Z\mathbb Z5

Consequently, graded module isomorphisms between finite direct sums of shifts of Z\mathbb Z6 become equalities in Z\mathbb Z7. This reduction from graded module theory to monoid computation is the decisive mechanism for testing gr-IBN. It means that the existence or failure of gr-IBN can be analyzed combinatorially through the graph and algebraically through the associated monoid relations (Phuc, 26 Mar 2026).

3. Matrix-theoretic characterization of failure

When Z\mathbb Z8 is a finite graph with no sinks, with Z\mathbb Z9, let LK(E)L_K(E)0 be its adjacency matrix and write

LK(E)L_K(E)1

The main criterion states that LK(E)L_K(E)2 fails gr-IBN if and only if there exist two finite tuples of nonnegative integers

LK(E)L_K(E)3

such that

LK(E)L_K(E)4

The mechanism behind the criterion is monoidal. If gr-IBN fails, then there is a nontrivial graded module isomorphism

LK(E)L_K(E)5

with LK(E)L_K(E)6. In LK(E)L_K(E)7, this becomes

LK(E)L_K(E)8

Using confluence and repeated application of the relation (TE), all generators can be rewritten at a common level LK(E)L_K(E)9. An elementary matrix computation then yields

LK(E)L_K(E)0

which leads to the equality LK(E)L_K(E)1. Conversely, any solution of LK(E)L_K(E)2 gives a genuine equality in LK(E)L_K(E)3, hence a graded module isomorphism between different finite sums of shifts.

This characterization is complete for finite graphs with no sinks. Its importance lies in turning the failure of gr-IBN into an explicit condition on powers of the adjacency matrix. The result thereby links graded basis-number phenomena to matrix identities derived from graph combinatorics (Phuc, 26 Mar 2026).

4. Graph classes for which gr-IBN is determined

Several graph classes admit explicit gr-IBN conclusions.

Graph class Criterion stated in the paper Consequence for LK(E)L_K(E)4
Graphs with a sink LK(E)L_K(E)5 has at least one sink Has gr-IBN
Graphs with a maximal sink or cycle having finitely many predecessors Either condition holds Has gr-IBN
Cayley graphs LK(E)L_K(E)6 LK(E)L_K(E)7 Has IBN and gr-IBN
Cayley graphs LK(E)L_K(E)8 LK(E)L_K(E)9 Fails gr-IBN
Hopf graphs R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n0 R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n1 Has IBN and gr-IBN
Hopf graphs R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n2 common row/column sum R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n3 Fails gr-IBN

For graphs with a sink, Proposition 3.3 states that R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n4 has gr-IBN. The proof idea uses the fact that a sink R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n5 yields a generator R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n6 in R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n7 that cannot be expanded by the relation (TE), and then compares lowest-level appearances on both sides of a candidate equality.

Corollary 2.7 gives another positive class: if R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n8 has a maximal sink or a cycle having finitely many predecessors, then R=nZRnR=\bigoplus_{n\in\mathbb Z}R_n9 has gr-IBN, since these conditions imply genuine IBN.

For Cayley graphs, if Z\mathbb Z0 is finite and Z\mathbb Z1 is a generating set, Proposition 4.2 establishes the equivalence of the following statements: Z\mathbb Z2 has IBN; Z\mathbb Z3 has gr-IBN; Z\mathbb Z4; and Z\mathbb Z5 is a single cycle of length Z\mathbb Z6. Thus, the Cayley case exhibits exact agreement between IBN and gr-IBN.

For Hopf graphs Z\mathbb Z7 associated with a finite group Z\mathbb Z8 and a ramification datum Z\mathbb Z9, Lemma 4.4 shows that the adjacency matrix has constant row-sum and constant column-sum

αZ\alpha\in\mathbb Z0

Proposition 4.5 then gives

αZ\alpha\in\mathbb Z1

If the common row/column sum is at least αZ\alpha\in\mathbb Z2, Corollary 3.10 applies to show failure of gr-IBN (Phuc, 26 Mar 2026).

5. Stability under quotients and Cartesian products

The paper also studies how gr-IBN behaves under standard graph-algebra constructions.

If αZ\alpha\in\mathbb Z3 is hereditary-saturated, there is a αZ\alpha\in\mathbb Z4-graded surjection

αZ\alpha\in\mathbb Z5

Lemma 2.2 shows that a graded surjection from a ring of known gr-IBN forces gr-IBN on the domain. Equivalently, Proposition 4.7 states that whenever αZ\alpha\in\mathbb Z6 has gr-IBN, then so does αZ\alpha\in\mathbb Z7.

For Cartesian products, if αZ\alpha\in\mathbb Z8 and αZ\alpha\in\mathbb Z9 are finite graphs, then R(α)R(\alpha)0 has vertex set R(α)R(\alpha)1 and edges coming from horizontal copies of R(α)R(\alpha)2 and vertical copies of R(α)R(\alpha)3. Lemma 5.4 states that R(α)R(\alpha)4 has a sink if and only if both R(α)R(\alpha)5 and R(α)R(\alpha)6 have a sink. Hence, if both factors have sinks, then R(α)R(\alpha)7 has gr-IBN.

A further preservation statement is given by Proposition 5.7. Suppose that R(α)R(\alpha)8 has no sinks and R(α)R(\alpha)9 has gr-IBN, and that EE00 is nontrivial and has at least one source. Then EE01 has gr-IBN. The proof idea is to exhibit a hereditary-saturated subset

EE02

such that

EE03

The quotient result then lifts gr-IBN from EE04 to EE05.

As a corollary, the Cartesian product of an EE06-cycle EE07 and an EE08-line graph EE09 always has (gr-)IBN, because EE10 has no sinks but has gr-IBN, and EE11 has a source. This situates gr-IBN within a broader closure theory for graph operations, showing that the property can often be transferred from a simpler quotient or factor configuration (Phuc, 26 Mar 2026).

6. Examples and relation to ordinary IBN

The examples isolate the distinction between graded and ungraded basis-number behavior and show how the matrix criterion is used in practice.

Example 3.5 presents a graph

EE12

In the ungraded monoid EE13, one checks that

EE14

so IBN fails. In the graded monoid EE15, the example is given as one where gr-IBN holds. This demonstrates that ordinary IBN and gr-IBN do not coincide in general.

A contrasting example gives a graph

EE16

with adjacency matrix

EE17

Its column sums satisfy EE18, and Corollary 3.11 applies to show that

EE19

so EE20 gives a solution of EE21 and gr-IBN fails.

The Cayley and Hopf families provide systematic comparisons. The directed cycle EE22, viewed as the Cayley graph of EE23 by one generator, has gr-IBN; by contrast, the complete directed EE24-generator Cayley graph of EE25 has no gr-IBN. Likewise, among Hopf graphs, only those with total ramification

EE26

have gr-IBN.

These examples rule out a common conflation of IBN with gr-IBN. In some families, notably Cayley graphs and Hopf graphs as treated here, the two properties are equivalent. In general, however, the graded setting retains enough information for the two notions to diverge, and the talented monoid is precisely the device that detects that divergence (Phuc, 26 Mar 2026).

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