Fibonacci Potential: Structure & Spectral Features
- Fibonacci potential is generated by concatenating elementary blocks following the Fibonacci substitution rule, resulting in a nonperiodic, quasi-crystalline order.
- Spectral analysis reveals Cantor-like sets, mini-gap hierarchies, and scale-recursive fractal structures through transfer-matrix and trace map techniques.
- The concept is versatile, featuring in continuum Schrödinger operators, effective polariton models, and golden-periodic complex potentials in planar hydrodynamics.
Searching arXiv for papers on Fibonacci potentials and the provided IDs. arxiv_search(query="Fibonacci potential Schrödinger Fibonacci continuum spectrum polariton", max_results=10, sort_by="relevance") arxiv_search(query="(Fillman et al., 2017)", max_results=5, sort_by="relevance") arxiv_search(query="(Tanese et al., 2013)", max_results=5, sort_by="relevance") arxiv_search(query="(Pashaev, 2021)", max_results=5, sort_by="relevance") A Fibonacci potential is a potential generated by concatenating two elementary constituents according to the Fibonacci substitution rule , . In the cited literature, this construction appears in several technically distinct settings: continuum Schrödinger operators on whose local potential pieces are arranged by the Fibonacci subshift, effective one-dimensional potentials for polariton gases in Fibonacci quasi-periodic cavities, and golden-periodic complex potentials arising from the method of images in planar hydrodynamics (Fillman et al., 2017, Tanese et al., 2013, Pashaev, 2021). Across these settings, the common structural feature is substitutional order without periodicity, which yields Cantor-like spectra, mini-gap hierarchies, and scale-recursive analytic structures.
1. Substitutional definition and geometric realization
The underlying symbolic construction starts from a two-letter alphabet. In the continuum Schrödinger setting, one takes , fixes two positive lengths , and chooses two building-block potentials
The Fibonacci substitution is
Starting from and iterating, one obtains the one-sided fixed point
The associated two-sided Fibonacci subshift consists of all bi-infinite words whose every finite subword appears somewhere in 0. The dynamical system 1 is strictly ergodic and minimal (Fillman et al., 2017).
For 2, the real-line potential is defined by concatenation. Writing
3
one sets
4
An equivalent box notation is
5
where the box marks the location of the origin 6 (Fillman et al., 2017).
A related, but not identical, realization appears in the polariton work. There the letters are denoted 7 and 8, with substitution rules 9, 0, or equivalently
1
The length of 2 is the Fibonacci number 3, satisfying 4, and 5. In the discrete description, the 6th segment of length 7 carries potential
8
In the continuous reduction used for wire-width modulation, the effective one-dimensional potential is
9
where 0 alternates between 1 and 2 in Fibonacci order (Tanese et al., 2013).
These constructions show that a Fibonacci potential is not restricted to a single formalism. It may be implemented as a continuum concatenation of compactly supported pieces or as an effective quasiperiodic profile derived from geometry, but in both cases the symbolic order is generated by the same inflation rule.
2. Continuum Fibonacci Schrödinger operators
For each 3, the continuum Fibonacci Schrödinger operator acts on 4 as
5
Because each 6, the maximal operator associated with the differential expression 7 with domain 8 is essentially self-adjoint. Hence
9
and no boundary-condition choices are needed at 0 (Fillman et al., 2017).
Minimality and unique ergodicity imply the existence of a compact set 1, called the common spectrum, such that
2
Moreover, 3 is a Cantor set of zero Lebesgue measure whenever 4 is aperiodic, meaning not both periodic combinations (Fillman et al., 2017).
The polariton model is formulated through an effective one-dimensional Schrödinger equation for the lower-polariton field 5: 6 where 7 is the polariton effective mass 8, 9 is the long axis of the wire, and Dirichlet boundary conditions 0 mimic the vanishing field at the etched edges (Tanese et al., 2013).
In the infinite Fibonacci limit, the spectral type in that setting is described as neither purely continuous nor pure point but singular continuous, that is, a Cantor-like set of zero total Lebesgue measure (Tanese et al., 2013). A common misconception is that “almost full-dimensional” fractal spectra should become interval-like. The continuum theory shows otherwise: for aperiodic building blocks the spectrum remains a Cantor set of zero Lebesgue measure, even though the local Hausdorff dimension approaches 1 in specific asymptotic regimes (Fillman et al., 2017).
3. Trace map, invariant surfaces, and spectral characterization
The fine structure of the continuum spectrum is analyzed through transfer matrices. For each symbol in 2, one considers the fundamental solutions of
3
on the appropriate interval, with Dirichlet or Neumann data at 4. Denoting them by 5 and 6, the 7 transfer matrix is
8
Since 9, one has
0
This defines the curve of initial conditions
1
for the trace map
2
The trace map preserves the Fricke–Vogt invariant
3
Therefore each forward orbit 4 lies on the surface
5
A theorem of Damanik–Fillman–Gorodetski gives the exact spectral criterion
6
On the spectrum, 7, and the local fractal properties of 8 at energy 9 are governed by 0 (Fillman et al., 2017).
This characterization is central because it converts a spectral problem for a continuum quasiperiodic operator into a dynamical problem on invariant surfaces. The role of 1 is not merely diagnostic; it parametrizes the local fractal geometry of the spectrum.
4. Local Hausdorff dimension and asymptotic regimes
For each 2, the local Hausdorff dimension is defined by
3
There exists a continuous, real-analytic mapping
4
such that
5
Its asymptotics are
6
and
7
The continuum theory establishes two asymptotic regimes in which 8, independently of the precise shapes of 9 and 0. In the high-energy regime,
1
and consequently
2
In the small-coupling regime, for
3
one has uniformly in 4,
5
so that
6
The proofs rely on perturbative transfer-matrix approximations. At large 7 or small 8, the fundamental solutions 9 are close to the free solutions 0 and 1, leading to the estimates
2
3
and hence
4
Substituting these into
5
shows that in the free case 6, while perturbative errors yield 7 or 8 (Fillman et al., 2017).
The function 9 arises from a uniformly hyperbolic repeller on 00, whose unstable-manifold contraction rates depend smoothly on 01. Analytic perturbation theory gives the expansion 02 as 03 (Fillman et al., 2017). This makes precise the sense in which the continuum Fibonacci spectrum becomes almost full-dimensional in Hausdorff dimension while retaining its Cantor character.
5. Fractal energy spectrum, self-similarity, and gap labeling
In the polariton realization, the fractal character of a Fibonacci potential is described through the integrated density of states
04
About any reference energy 05, one has the discrete scaling relation
06
with scaling factors 07 depending on 08. Equivalently,
09
where the scaling function 10 is periodic of period 11. This gives power-law envelopes with exponent 12, modulated by log-periodic oscillations (Tanese et al., 2013).
A leading-order equivalent form is
13
which explicitly exhibits log-periodic modulation of period 14 in 15 (Tanese et al., 2013).
The same work states the gap-labeling theorem for one-dimensional quasi-periodic Schrödinger operators: 16 with 17. Equivalently, the Fourier expansion of 18 has Bragg peaks at
19
and each peak opens a mini-gap whose integrated density of states is exactly 20 modulo 21 (Tanese et al., 2013).
In weak-potential perturbation theory, each Bragg peak 22 couples degenerate plane waves 23, opening a gap of width
24
The Fourier or structure-factor form of the potential is
25
These formulas sharpen the spectral meaning of Fibonacci order. The spectrum is not merely fragmented; its gaps are topologically indexed, and its integrated density of states displays discrete self-similarity with log-periodic corrections.
6. Golden-periodic complex potentials in planar hydrodynamics
A distinct usage of Fibonacci structure occurs in planar hydrodynamics through the PQ-calculus of Fibonacci divisors. For any fixed integer 26, the 27th Fibonacci divisors are
28
where the Fibonacci numbers satisfy 29, 30, 31, and Binet’s formula
32
The 33th Golden derivative is defined by
34
and satisfies
35
In the limit 36, this reduces to the ordinary 37 (Pashaev, 2021).
The corresponding 38th golden exponential is
39
with 40, and it obeys
41
The golden translation operator is
42
A function is golden-periodic of order 43 exactly when
44
and one has
45
In the annulus
46
the primary vortex potential is
47
which fails the no-normal-flow condition on 48 and 49. By the classical two-circle theorem, one adds two doubly infinite image sequences: images by inversion in the inner circle at points 50, and images by inversion in the outer circle at points 51, 52. After summation, the closed-form complex potential is
53
and the complex velocity is
54
This hydrodynamic usage differs from the Schrödinger and polariton settings: the word “potential” here denotes a complex potential rather than a scalar potential in an eigenvalue problem. The shared element is golden-periodic recursion. A plausible implication is that Fibonacci order functions as a transferable analytic template across spectral theory and image-based boundary constructions, even when the governing equations are different.