F-pure Threshold (FPT) Overview
- F-pure Threshold (FPT) is a rational invariant that quantifies how an ideal or hypersurface fails to split under the Frobenius endomorphism in prime characteristic.
- Explicit formulas for FPT exist for monomials, binomials, and homogeneous polynomials, utilizing base-p expansions and syzygy gap fractals for efficient computation.
- FPT exhibits key properties like semicontinuity, discreteness, and the ascending chain condition, linking arithmetic singularity measurements with log-canonical thresholds.
The F-pure threshold (FPT) is a fundamental invariant in the study of singularities in prime characteristic commutative algebra and algebraic geometry. It measures how tightly a given ideal or hypersurface fails to split under Frobenius endomorphism, providing deep connections between arithmetic, singularity theory, and birational geometry. The F-pure threshold is the characteristic analogue of the log-canonical threshold (LCT) in characteristic zero, and its precise computation illuminates subtle arithmetic and geometric properties of singularities.
1. Rigorous Definition and Fundamental Properties
Let be an -finite Noetherian ring of characteristic and let be an ideal containing a nonzerodivisor. For a real number , the pair is sharply -split if, for infinitely many , the natural map
is surjective. The F-pure threshold is defined as
0
In the case where 1 is a regular local or polynomial ring, this can be equivalently described as
2
where 3 (Baily, 23 Jun 2025, Miller et al., 2012).
Key properties include:
- Rationality: F-pure thresholds are rational numbers.
- Semicontinuity: The FPT behaves upper semi-continuously in families (Stefani et al., 23 Jan 2025).
- Comparison with LCT: If 4, then for all large 5,
6
- Regularity Criterion: 7 if and only if 8 is regular (Stefani et al., 23 Jan 2025).
- Discreteness and ACC: The set of F-pure thresholds is discrete and satisfies the ascending chain condition (ACC) (Hernández et al., 2014, Stefani et al., 23 Jan 2025).
2. Relationship to Characteristic Zero Invariants
The F-pure threshold is closely related to the log-canonical threshold, a birational invariant of singularities in characteristic zero. For smooth 9-dimensional varieties, Bhatt–Hernández–Miller–Mustaţă establish that the set of all limit points of sequences of F-pure thresholds as 0 coincides with the set of LCTs of ideals in dimension 1 (Bhatt et al., 2011): 2 This provides a dictionary between 3-singularities in positive characteristic and log-canonical thresholds in characteristic zero, mediated via the reduction mod 4 process. The F-pure threshold also controls the behavior of test ideals, which are characteristic 5 analogues of multiplier ideals in characteristic zero.
3. Explicit Computations and Structural Formulas
a) Monomials and Binomials
For monomial ideals, 6 (Bhatt et al., 2011). For binomial hypersurfaces, explicit formulas for the FPT are given in terms of the splitting polytope defined by the exponent vectors and their base-7 expansions, with the value determined by a "no-carry" criterion on the base-8 digits and the position of critical points in the polytope (Hernández, 2011).
b) Homogeneous Polynomials in Two Variables: Truncation Formulas
For homogeneous degree 9 polynomials in two variables, significant progress has been made in precisely enumerating possible F-pure thresholds. Smith and Vraciu establish that the maximum FPT among all degree 0 forms is given by a truncation of the base 1 expansion of 2, and that all truncations occurring at places determined by the order of 3 modulo 4 can arise as thresholds of suitable reduced forms: 5 where 6 and 7 is the 8-th truncation of its (non-terminating) base-9 expansion. Existence theorems for reduced forms realize every truncation at a suitable place as an FPT, refining earlier necessary conditions (Smith et al., 2022).
A counterexample demonstrates that the necessary list of congruence conditions from Hernández–Núñez-Betancourt–Witt–Zhang is not sufficient for the realization of a given truncation as an FPT, and Smith–Vraciu conjecture that the true constraint is the order of 0 in the multiplicative group 1 (Smith et al., 2022).
c) Generic and Extremal Bounds
For homogeneous polynomials of degree 2 in 3 variables, the generic FPT is the largest truncation 4 satisfying two arithmetic properties depending on 5; in most cases, the generic value is strictly below the characteristic zero log canonical threshold 6 (Smith et al., 2022).
A general sharp lower bound for reduced forms of degree 7 is given by the first nonzero digit in the base-8 expansion of 9 in two variables or 0 generally: 1 with sharpness established in a wide range of degrees and characteristics (Smith et al., 2022).
d) Structure of Denominators
For homogeneous two-variable forms, it is shown that if 2, then the denominator of 3 is always divisible by 4 (Hernández et al., 2014). This resolves a question of Schwede and underscores the intricate tightness between the arithmetic of 5 and the possible thresholds.
4. Syzygy Gap Fractals and Algorithmic Computation in Two Variables
A crucial combinatorial tool for understanding F-pure thresholds and all 6-thresholds in the two-variable homogeneous case is the "syzygy gap fractal" function, defined for polynomials written as products of linear forms. This function encodes the F-threshold function for any collection of exponents, and its critical points correspond to sharp thresholds where the denominator in lowest terms is always a multiple of 7 (Hernández et al., 2014).
Main results include:
- When 8 (the "expected" value), its denominator is necessarily divisible by 9.
- An explicit and efficient algorithm exists for computing F-pure thresholds in two variables, based on iterated colon ideals and base-0 digital expansions (Hernández et al., 2014).
5. Refined Existence and Realization Results
The landscape of realizable F-pure thresholds is highly arithmetic and sensitive to both 1 and 2. Smith–Vraciu establish:
- For every integer 3 not divisible by 4, there exists a reduced homogeneous polynomial whose FPT is a truncation of 5 at the place 6 (Smith et al., 2022).
- Low-degree cases (7) admit complete characterization: all FPTs are precisely those predicted by the truncation and order criterion.
The aforementioned counterexample for 8 (with 9) demonstrates that additional congruence conditions, as previously believed, are insufficient (Smith et al., 2022).
6. Open Problems and Future Directions
Major open questions concern:
- The full stratification of the parameter space of degree-0 forms by F-pure threshold: for 1, existence of reduced forms on every stratum remains unknown.
- A necessary and sufficient combinatorial description of all possible truncations that yield F-pure thresholds for reduced forms, beyond order and congruence constraints.
- Further exploration of connections between F-pure thresholds, Hilbert–Kunz multiplicity, and other Frobenius-splitting invariants.
The refined truncation approach of Smith–Vraciu, algorithmic advances via syzygy gap fractals, and the structural denominators result of Hernández–Núñez-Betancourt–Witt–Zhang collectively provide a comprehensive modern arithmetic theory of the F-pure threshold for homogeneous and binomial hypersurfaces in prime characteristic (Smith et al., 2022, Hernández et al., 2014, Hernández et al., 2014).
References:
(Smith et al., 2022) Smith and Vraciu: "Values of the F-pure threshold for homogeneous polynomials" (Hernández et al., 2014) Hernández, Teixeira, Witt, Zhang: "F-threshold functions: syzygy gap fractals and the two-variable homogeneous case" (Hernández et al., 2014) Hernández, Núñez-Betancourt, Witt, Zhang: "F-pure thresholds of homogeneous polynomials" (Hernández, 2011) Hernández: "F-pure thresholds of binomial hypersurfaces" (Baily, 23 Jun 2025) Baily: "On lower bounds for the F-pure threshold of equigenerated ideals" (Stefani et al., 23 Jan 2025) Blickle, Schwede, Tucker: "The defect of the F-pure threshold" (Bhatt et al., 2011) Bhatt, Hernández, Miller, Mustaţă: "Log canonical thresholds, F-pure thresholds, and non-standard extensions"