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Extended Uncertainty Principle Overview

Updated 9 July 2026
  • Extended Uncertainty Principle is a modification of Heisenberg's uncertainty relation that introduces infrared, curvature-sensitive corrections, establishing a minimum momentum scale.
  • It employs frameworks like smeared-space formalisms and finite-resolution measurements to incorporate position-dependent deformations while preserving core quantum commutators.
  • EUP applications span black hole thermodynamics, effective spacetime metrics, and cosmological models, offering novel insights into horizon structures and gravitational lensing.

The Extended Uncertainty Principle (EUP) denotes a family of infrared, large-scale, or curvature-sensitive deformations of the Heisenberg uncertainty principle in which the uncertainty product acquires a position-dependent correction. In one widely used de Sitter form, the momentum uncertainty is written as

Δp2Δx+ηΛΔx,\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x,

with Λ\Lambda the cosmological constant and η\eta a dimensionless constant of order unity; in other conventions one finds

ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),

or exact operational bounds such as

σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.

Across this literature, the EUP is usually interpreted as the infrared counterpart of the GUP: it is associated with minimum momentum, maximal length, or large-distance curvature effects, although some higher-order variants instead preserve a minimum length. The subject now spans superpositions-of-geometries models, finite-accuracy measurement theory, black-hole thermodynamics, effective black-hole metrics, cosmology, and many-body quantum systems (Lake, 2019, Schürmann, 10 Jan 2025, Luo et al., 2023).

1. Definitions, scales, and representative formulas

A central theme of the EUP literature is that the deformation becomes relevant when Δx\Delta x is large rather than small. In the smeared-space treatment, the EUP appears as the “large-scale” analogue of the GUP: the GUP is tied to Planck-scale physics and a minimum length,

Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,

whereas the EUP is tied to cosmological curvature and a minimum momentum,

Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.

The combined extended generalized uncertainty principle (EGUP) is then written as

ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,

with the EUP recovered as the infrared limit (Lake, 2019).

The physical interpretation adopted in several papers is that the EUP encodes a nonzero minimum momentum scale set by cosmological curvature. In the de Sitter discussion of smeared space, this scale is of order the de Sitter momentum mdSc\sim m_{\rm dS}c, with Λ\Lambda0. In the large-fundamental-length formulation,

Λ\Lambda1

the relevant scale is a new infrared length Λ\Lambda2, and the GR or HUP limit is recovered as Λ\Lambda3 (Mureika, 2018, Ökcü et al., 2022).

Operational work has sharpened this picture by replacing wavefunction-based Λ\Lambda4 with apparatus-centred confinement lengths. For a slit of width Λ\Lambda5, the theorem

Λ\Lambda6

provides a rigorous lower bound, and the same structure extends to three dimensions and to Λ\Lambda7-balls of radius Λ\Lambda8. In this formulation Λ\Lambda9, so the EUP strengthens the confinement-induced momentum lower bound relative to the ordinary operational inequality η\eta0 (Schürmann, 10 Jan 2025).

2. Derivational frameworks and operator realizations

One major line of development derives the EUP without modifying the Heisenberg algebra in any substantive way. In the smeared-space formalism, a classical point η\eta1 is replaced by a superposition of nearby points η\eta2, the quantum state becomes entangled with geometry, and the observed probability distribution is a convolution. In momentum space, an analogous smearing function produces an enlarged momentum variance; after using the ordinary HUP and a first-order Taylor expansion, one obtains an EUP term proportional to η\eta3. In this construction the canonical commutator survives up to a tiny rescaling,

η\eta4

no nonlinear momentum-addition law is required, and the framework is presented as compatible with the equivalence principle and with local Poincaré invariance in the relativistic limit (Lake, 2019).

A closely related canonical route replaces ideal observables by finite-resolution POVMs. For momentum measurements the smeared variance becomes

η\eta5

and identifying the momentum-space resolution scale with the de Sitter scale yields

η\eta6

Because the canonical Hamiltonian, Schrödinger equation, Heisenberg equation, and commutators remain unchanged, this approach explicitly interprets EUP phenomenology as a finite-accuracy measurement effect rather than a deformation of quantum dynamics (Lake et al., 2023).

A different strand keeps a deformed commutator but insists on Hermitian momentum operators and well-posed boundary conditions. In one dimension the operational paper uses

η\eta7

whose extra η\eta8 term is essential for self-adjointness. The associated eigenfunctions reduce smoothly to plane waves as η\eta9, and in three dimensions the Hermitian operator

ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),0

leads to a deformed spherical Bessel problem inside a ball of radius ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),1. The lower bound on ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),2 then comes from the smallest allowed eigenvalue in a bounded domain, not from heuristic commutator manipulations alone (Schürmann, 10 Jan 2025).

3. Horizons, black holes, and entropy

Black-hole thermodynamics is one of the most active arenas for EUP applications. A prominent result is the identification of the EUP parameter with the Rényi non-extensivity parameter. Starting from

ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),3

and using a Bekenstein-type area-change argument, one obtains

ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),4

with ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),5. In the Bohr-like quantization picture for Schwarzschild black holes,

ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),6

so the entropy, temperature, heat capacity, and evaporation time all become explicit functions of the principal quantum number ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),7. The heat capacity changes sign at

ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),8

producing stable and unstable phases, and the entropy can vanish at the top excitation level while the temperature remains finite and positive (Moradpour et al., 2019).

A complementary program derives exact EUP formulas from horizon geometry itself. For Rindler and Friedmann horizons, the uncertainty relation is obtained by solving a Laplace-Beltrami eigenvalue problem on a compact domain with Dirichlet boundary conditions. The resulting exact formulas reduce asymptotically to familiar EUP-like expansions, and when these are translated into black-hole thermodynamics they lower the Hawking temperature and increase the Bekenstein entropy. The paper interprets this behavior as similar to canonical thermal-fluctuation corrections and as signaling further loss of information (Dabrowski et al., 2019).

EUP-deformed black-hole thermodynamics has also been studied for nonstandard black holes. For Van der Waals black holes, the working deformation

ΔXΔP(1+β(ΔX)2),\Delta X\,\Delta P \ge \hbar\left(1+\beta(\Delta X)^2\right),9

implies

σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.0

modifies the Hawking temperature through a factor σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.1, and yields the entropy

σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.2

In this model the EUP imposes an upper bound on the event horizon radius, restricts the physical range of mass and temperature, produces a finite remnant at large horizon radius, and gives parameter-dependent stability: for σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.3 the black hole is unstable for all horizon radii, whereas for σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.4 stable and unstable regimes both occur (Oubagha et al., 2023).

4. Effective metrics, lensing, and observational bounds

A large phenomenological literature treats the EUP as a source of explicit spacetime-metric deformations. In the EUP-inspired Schwarzschild construction,

σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.5

the effective mass is

σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.6

and the horizon, ISCO, and photosphere all receive corrections proportional to σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.7. The paper argues that if σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.8, EUP effects become relevant for black holes with σpΔxπΦα(Δx/2),Φα(z)=αzarctan(αz).\sigma_p\Delta x \ge \pi\hbar\,\Phi_\alpha(\Delta x/2), \qquad \Phi_\alpha(z)=\frac{\sqrt{\alpha}\,z}{\arctan(\sqrt{\alpha}\,z)}.9, and it further notes that the weak-field potential is enhanced by a factor Δx\Delta x0, which may contribute to dark-matter-like behavior around Δx\Delta x1 from the galactic center (Mureika, 2018).

Using the corresponding EUP metric in classical gravitational tests yields lower bounds on Δx\Delta x2 spanning many orders of magnitude (Ökcü et al., 2022).

Test Lower bound on Δx\Delta x3
Gravitational redshift Δx\Delta x4
Geodetic precession Δx\Delta x5
Shapiro time delay Δx\Delta x6
Mercury perihelion precession Δx\Delta x7
S2 orbital precession Δx\Delta x8

The same broad metric framework has been extended to environmental and rotating backgrounds. For an EUP Schwarzschild black hole surrounded by a static spherical dark-matter shell, the inner shell radius is chosen to coincide with the horizon, so the shell does not shift the event horizon or Hawking temperature, although it does modify the ISCO, photon sphere, shadow radius, and weak deflection angle; in the diluted-shell approximation the shadow analysis requires Δx\Delta x9 (Pantig et al., 2021). In a rotating Gödel background, a curvature-modified AGEUP leads to a lapse function with explicit dependence on the global rotation parameter Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,0 and the observer position Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,1; event horizon, photon sphere, shadow radius, and deflection angle all increase relative to Schwarzschild, while EHT and solar-system data imply Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,2 and Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,3 (Pantig, 30 May 2025).

Not all EUP-inspired metrics predict the same optical phenomenology. A 2026 construction fixes the modified metric by requiring its surface gravity to reproduce an EUP-corrected Hawking temperature,

Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,4

and in that model the event horizon remains at Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,5, the photon sphere radius increases with the EUP parameter, but the shadow radius decreases. Comparison with EHT bounds for Sgr A* gives

Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,6

with Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,7 (Zhen et al., 4 Mar 2026). This diversity suggests that “the EUP metric” is not unique; it depends on how the uncertainty relation is geometrized.

5. Cosmology and many-body applications

In cosmology, EUP corrections have been used both as dynamical modifications and as measurement-theoretic effects. A higher-order EUP with parameter adaptability,

Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,8

was introduced to preserve the same minimum measurable length for both signs of the deformation parameter,

Δx2Δp+αGΔp,\Delta x \ge \frac{\hbar}{2\Delta p}+\alpha\,G\,\Delta p,9

Applied at the apparent horizon, it produces logarithmic entropy corrections, modified Friedmann equations, and a nonzero baryon asymmetry in a radiation-dominated universe through gravitational baryogenesis. Using observational baryon-asymmetry bounds, the allowed ranges were quoted as

Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.0

for positive deformation and

Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.1

for negative deformation (Luo et al., 2023).

A separate thermodynamic cosmology derives modified Friedmann equations from an EUP-corrected entropy-area relation and rewrites the result as an effective fluid Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.2. In that model negative Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.3 is physically preferred, the effective equation of state can move from quintessence-like to phantom behavior, the system approaches a late-time de Sitter attractor, NEC/WEC/DEC are satisfied, and SEC is violated at late times. The paper presents this as a route to late-time acceleration without an explicit cosmological constant (Roushan et al., 26 Nov 2025). Another proposal interprets the Hubble tension as an infrared uncertainty effect: with an EUP-modified effective photon mass, the relative discrepancy in Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.4 tracks the relative discrepancy in Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.5, and the inferred EUP scale is constrained to Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.6 or Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.7, depending on which photon-mass upper limit is imposed (Nozari et al., 2024).

Beyond gravity and cosmology, EUP deformations have been explored in many-body quantum systems. In a one-dimensional Bose-Einstein condensate with

Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.8

the deformed Gross-Pitaevskii equation admits free dark-soliton solutions compatible with the EUP for Δp2Δx+ηΛΔx.\Delta p \ge \frac{\hbar}{2\Delta x}+\eta\,\Lambda\,\Delta x.9, whereas the free bright soliton does not yield an acceptable physical EUP state; in a harmonic trap, stable condensate states persist only for approximately ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,0 (Benhadjira et al., 2023). For harmonically trapped ideal Bose and Fermi gases, the EUP enters through a modified density of states,

ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,1

raising the Bose condensation temperature but reducing internal energy, specific heat, and pressure. The paper concludes that these effects are relatively modest compared with GUP corrections and quotes the bound

ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,2

from comparison with experimental data (Hamil et al., 2024).

6. Sign conventions, extensions, and unresolved issues

A persistent issue in the EUP literature is the sign of the curvature correction. In a Schwinger pair-production analysis, the heuristic EUP

ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,3

reproduces the known curved-spacetime result only when ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,4 in AdS and ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,5 in dS; the paper explicitly presents this as evidence that earlier EUP literature is not fully consistent about the correct sign (Ong, 2020). Sign restrictions also appear in phenomenological metric papers: some exclude ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,6 because it leads to a maximum black-hole mass or repulsive large-scale potentials (Mureika, 2018, Ökcü et al., 2022). By contrast, the higher-order cosmological baryogenesis model was designed precisely to accommodate both ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,7 and ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,8 while retaining the same minimum length (Luo et al., 2023).

The EUP has also been embedded into broader UV/IR frameworks. One 2026 analysis contrasts GEUP,

ΔxΔp+α~(Δp)2+η~(Δx)2,\Delta x\,\Delta p \ge \hbar+\tilde{\alpha}(\Delta p)^2+\tilde{\eta}(\Delta x)^2,9

with an alternative EGUP that emphasizes mdSc\sim m_{\rm dS}c0-mdSc\sim m_{\rm dS}c1 duality and exhibits unusual branch structure. In the black-hole interpretation, the paper argues that the EUP alone does not provide a satisfactory particle-black-hole correspondence, whereas the GEUP admits standard black holes, sub-Planckian Compton-like states, and a new strong-gravity black-hole phase (Carr et al., 5 Feb 2026).

A further extension reverses the usual derivational direction by starting from generalized entropy and reconstructing the uncertainty relation. From MOND entropy, a “MOND EUP” is obtained,

mdSc\sim m_{\rm dS}c2

which reduces to the Rényi-associated EUP at mdSc\sim m_{\rm dS}c3, to the dual Kaniadakis EUP at mdSc\sim m_{\rm dS}c4, and yields the higher-order EUP as a perturbative limit when mdSc\sim m_{\rm dS}c5 (Sevinç et al., 20 Jan 2026). This suggests that the modern EUP should be viewed not as a single formula but as a structured family of infrared-sensitive uncertainty relations linked to horizon thermodynamics, generalized entropies, curvature scales, and concrete measurement protocols.

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