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Expansivity Modulo an Ideal

Updated 9 July 2026
  • Expansivity modulo an ideal is a separation property where distinct points are separated by actions outside ideal-negligible subsets, extending classical dynamical concepts.
  • In uniform transformation semigroups and ring theory, it is characterized via expansive indices and ideal generators, linking topological dynamics with algebraic structure.
  • Its applications in arithmetic distance geometry lead to modular rigidity results, establishing sharp bounds on geometric configurations through congruence conditions.

Expansivity modulo an ideal denotes a family of separation phenomena in which an ideal determines the exceptional sets on which separation may fail, or the ideal-theoretic framework through which expansivity is analyzed. In uniform transformation semigroups, the notion is formalized by requiring that distinct points be separated by some action parameter outside every ideal-small subset of the acting semigroup (Shirazi et al., 24 Aug 2025). In commutative algebra, expansivity is translated from open-cover dynamics to generators of ideals and their refinements, and passage to quotients by invariant ideals gives a precise ideal-sensitive descent principle (Artigue et al., 2018). In arithmetic distance geometry, the expression appears as an interpretation of rigidity for Euclidean configurations whose squared distances occupy only a small number of residue classes modulo a prime ideal, yielding sharp upper bounds on the size of the configuration (Nozaki, 2022, Nozaki, 2023).

1. Formal definition in uniform transformation semigroups

Let (T,(X,K))(T,(X,\mathcal{K})) be a uniform transformation semigroup, where TT is a semigroup, XX is the phase space, K\mathcal{K} is a compatible uniform structure on XX, and I\mathcal{I} is an ideal on TT. The system is expansive modulo an ideal I\mathcal{I}, or I\mathcal{I}-expansive, if there exists an entourage αK\alpha \in \mathcal{K} such that

TT0

The entourage TT1 is the expansive index. An equivalent formulation is that for all distinct TT2, the separator set

TT3

does not belong to TT4, where TT5 is an TT6-expansive index (Shirazi et al., 24 Aug 2025).

This definition interpolates between classical expansivity and weaker ideal-constrained variants. The classical notion is recovered when TT7. More generally, the ideal specifies which subsets of time or action parameters are considered negligible. If TT8 is TT9-expansive, then it is also XX0-expansive for any ideal XX1. Thus smaller ideals impose stronger separation requirements, while larger ideals weaken them.

2. Comparison with classical expansivity

The ideal-modified definition relaxes the classical requirement that distinct points must separate at some time without exception. Here separation is required only outside sets belonging to the chosen ideal. The resulting hierarchy is naturally interpreted as a scale of admissible exceptional sets.

Ideal XX2 Property Interpretation
XX3 Classical expansivity Some time XX4 separates XX5 and XX6
Finite sets Finite-exception expansivity Separation occurs for all but finitely many XX7
Arbitrary ideal XX8-expansivity Separation occurs except perhaps on an ideal-small set

The converse relation with classical expansivity fails in general. A counterexample is given by XX9 with the usual metric, K\mathcal{K}0 where K\mathcal{K}1, and the ideal K\mathcal{K}2. This semigroup is classically expansive, but it is not K\mathcal{K}3-expansive. Accordingly, K\mathcal{K}4-expansivity is not equivalent to classical expansivity, and the choice of ideal is mathematically substantive rather than merely notational (Shirazi et al., 24 Aug 2025).

3. Ring-theoretic formulation and ideal generators

For commutative rings with identity, expansivity is recast in purely algebraic terms. A finite set K\mathcal{K}5 of ideals is a generator if

K\mathcal{K}6

The analogue of cover refinement is the relation K\mathcal{K}7, meaning that for every K\mathcal{K}8, there is K\mathcal{K}9 such that XX0. If XX1 is a ring automorphism, then XX2 is expansive if there exists a generator XX3 such that for any generator XX4, there is XX5 with

XX6

It is positively expansive if the same condition holds with

XX7

A generator is XX8-minimal if XX9 for every generator I\mathcal{I}0, and the existence of such a generator is called 0-expansivity (Artigue et al., 2018).

This framework is an algebraic translation of topological dynamics. For a compact space I\mathcal{I}1, the ring I\mathcal{I}2 of real-valued continuous functions reflects the topology of I\mathcal{I}3 through its ideals: open subsets correspond to ideals, and open covers correspond to generators. In this setting, the algebraic definition recovers the classical one: a homeomorphism I\mathcal{I}4 on I\mathcal{I}5 is expansive if and only if the induced automorphism on I\mathcal{I}6 is expansive.

4. Structural consequences in commutative algebra

The ring-theoretic theory yields strong structural characterizations. A ring I\mathcal{I}7 admits a I\mathcal{I}8-minimal generator if and only if it is a finite product of local rings. In that case, I\mathcal{I}9 has finitely many maximal ideals, and the minimal generator can be taken as a family TT0 in which each TT1 is idempotent and principal and the ideals are pairwise orthogonal, TT2 for TT3. If TT4 admits a positively expansive automorphism, then TT5 has finitely many maximal ideals. For a principal ideal domain, the following are equivalent: TT6 admits a positive expansive automorphism, the identity automorphism on TT7 is expansive, and TT8 has finitely many maximal ideals (Artigue et al., 2018).

The ideal-sensitive aspect is especially clear in the quotient construction. If TT9 is expansive or positively expansive and I\mathcal{I}0 is an I\mathcal{I}1-invariant ideal, then the induced automorphism on I\mathcal{I}2 is also expansive or positively expansive. This is the ring-theoretic version of passing to dynamics “modulo an ideal.” The same work shows that algebraic expansivity is stronger than topological expansivity on I\mathcal{I}3 with the Zariski topology: if I\mathcal{I}4 is algebraically expansive, then the induced map on I\mathcal{I}5 is topologically expansive, but the converse fails. The ring I\mathcal{I}6, a subring of the rationals with denominators not divisible by I\mathcal{I}7 or I\mathcal{I}8, has two maximal ideals but no I\mathcal{I}9-minimal generator; its identity automorphism is positively expansive but not I\mathcal{I}0-expansive. By contrast, any local ring has I\mathcal{I}1 as a I\mathcal{I}2-minimal generator, and finite rings or finite products of local rings always admit minimal generators.

5. Shadowing, uniqueness, and topological stability

Within compact Hausdorff transformation semigroups, expansivity modulo an ideal interacts decisively with shadowing modulo the same ideal. A key uniqueness statement asserts that if a system is I\mathcal{I}3-expansive with index I\mathcal{I}4, and I\mathcal{I}5 is an entourage satisfying I\mathcal{I}6, then any two I\mathcal{I}7-traces of the same pseudo-orbit must be identical. In other words, I\mathcal{I}8-expansivity enforces uniqueness of shadowing points for ideal-constrained pseudo-orbits (Shirazi et al., 24 Aug 2025).

The principal stability theorem states that if a compact Hausdorff transformation semigroup has the shadowing property modulo I\mathcal{I}9 and is expansive modulo αK\alpha \in \mathcal{K}0, then it is topologically stable modulo αK\alpha \in \mathcal{K}1. This extends classical stability theorems, including Walters-type results, to ideal-constrained dynamics. The same framework also examines the relationship between shadowing modulo an ideal and the conventional shadowing property. In this sense, expansivity modulo an ideal functions as one half of a rigidity pair: separation controls ambiguity, while shadowing controls persistence under perturbation.

6. Arithmetic-geometric rigidity for few residue classes

A different but closely related use of the language appears in Euclidean distance geometry over number fields. Let αK\alpha \in \mathcal{K}2 be the ring of integers of an algebraic number field αK\alpha \in \mathcal{K}3 embedded into αK\alpha \in \mathcal{K}4, let αK\alpha \in \mathcal{K}5, and let

αK\alpha \in \mathcal{K}6

be the set of squared distances. If αK\alpha \in \mathcal{K}7 and there exist αK\alpha \in \mathcal{K}8 values αK\alpha \in \mathcal{K}9, distinct modulo a prime ideal TT00, each nonzero modulo TT01, such that every element of TT02 is congruent to one of the TT03, then

TT04

The same bound holds in the localized setting TT05. This is Theorem 3.1 and its corollary in the local and integral formulations (Nozaki, 2022).

The proof uses the polynomial method in the form of Koornwinder’s method. To each TT06 one associates

TT07

which lies in TT08, the space of real polynomials of degree at most TT09 in TT10 variables. Under the modular hypothesis, the evaluation matrix of these polynomials on the points of TT11 is congruent modulo TT12 to a diagonal matrix with diagonal entries that are units. Nakayama’s Lemma then yields linear independence of TT13, and therefore

TT14

In the discussion of the paper, this is presented as “Expansivity/Rigidity Modulo an Ideal.” Many actual Euclidean distances may collapse to a single residue modulo TT15, yet the spread of the configuration, as measured by TT16, remains tightly constrained. The same discussion notes that this is analogous to Frankl-Wilson type “modular rigidity” in subset intersection theory. The paper also records an example attaining the bound: TT17 for which TT18, TT19, TT20, TT21, and TT22.

7. The one-distance case modulo a prime ideal

The case in which all nonzero squared distances are congruent to a single residue class is a particularly rigid extremal regime. Let TT23 be a number field embedded into TT24, let TT25, let TT26 be a prime ideal, and let TT27 be the localization at TT28. If the squared distances of a finite set TT29 lie in TT30 and each squared distance is congruent to some constant TT31, then

TT32

This generalizes the classical statement for odd integral squared distances, where the residue field is TT33 (Nozaki, 2023).

The attainability of the bound depends exactly on the characteristic of the residue field. If TT34 has characteristic TT35, then there exists TT36 with TT37 and all squared distances congruent modulo TT38 if and only if

TT39

If the residue characteristic is an odd prime TT40, then there exists such a set if and only if

TT41

Theorem 3.1 gives the necessity TT42, Theorem 3.2 gives sufficiency for odd TT43, and Theorem 3.4 gives the characteristic-TT44 criterion. Examples attaining the upper bound include the regular simplex in TT45 together with its centroid when TT46, and an explicit family

TT47

in the odd-characteristic case.

The presentation explicitly interprets these results in terms of modular rigidity and combinatorial expansivity modulo an ideal. The maximum cardinality reflects the fact that a local congruence condition on distances forces a very tight combinatorial structure, essentially a simplex-plus-center configuration, and only for specific congruence classes of TT48 can the upper bound be attained. The same work also notes connections with TT49-distance sets, the Larman-Rogers-Seidel ratio, and the construction of further modular TT50-distance sets by lifting to extensions.

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