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Erdös Matrix: Extremal Bistochastic Theory

Updated 11 December 2025
  • Erdös matrices are extremal bistochastic matrices defined by the equality between their Frobenius norm squared and maximal permutation trace, bridging combinatorial and spectral theory.
  • They exhibit unique structural properties such as rational entries, finite classification per matrix size, and distinct zero-pattern invariants that aid in precise enumeration.
  • Algorithmic construction of Erdös matrices utilizes permutation expansions and Gram matrix systems, efficiently generating solutions up to moderate dimensions.

An Erdös matrix refers to two distinct but well-established mathematical notions—one rooted in extremal combinatorial matrix theory (arising from questions of Erdős and the Marcus–Ree inequality for bistochastic matrices), and the other denoting the weighted adjacency matrix ensemble of sparse Erdös–Rényi random graphs in spectral and quantum physics contexts. Both classes are characterized by sharp structural and spectral properties, distinct enumeration techniques, and specialized invariants. This article systematically presents the combinatorial (“Erdös matrix” of Marcus–Ree type) theory, with precise definitions, classification results, and enumeration algorithms; connections to related matrix classes (e.g., RCDS matrices, Birkhoff polytope faces); and illustrative examples in low dimension.

1. Definition and Characterization

Let ARn×nA\in\mathbb{R}^{n\times n}. A bistochastic (or doubly stochastic) matrix satisfies:

  • Aij0A_{ij}\ge 0 for all i,ji,j,
  • j=1nAij=1\sum_{j=1}^n A_{ij} = 1 for all rows ii,
  • i=1nAij=1\sum_{i=1}^n A_{ij} = 1 for all columns jj.

The Frobenius norm squared is given by

AF2=i,j=1nAij2.\|A\|_F^2 = \sum_{i,j=1}^n A_{ij}^2.

The maximal trace (maxtrace) over all permutations σSn\sigma\in S_n (the symmetric group) is

maxTrace(A)=maxσSni=1nAi,σ(i).\mathrm{maxTrace}(A) = \max_{\sigma\in S_n}\sum_{i=1}^n A_{i,\sigma(i)}.

The Marcus–Ree inequality states

AF2maxTrace(A)for all bistochastic A.\|A\|_F^2 \le \mathrm{maxTrace}(A) \quad \text{for all bistochastic } A.

A bistochastic AA is called an Erdös matrix if equality holds: AF2=maxTrace(A),\|A\|_F^2 = \mathrm{maxTrace}(A), equivalently Δ(A)=maxTrace(A)AF2=0\Delta(A) = \mathrm{maxTrace}(A) - \|A\|_F^2 = 0 (Tripathi, 2024, Karmakar et al., 4 Dec 2025, Kushwaha et al., 12 Mar 2025).

2. Structural Properties and Permutation Expansion

Any bistochastic matrix is a convex combination of permutation matrices by the Birkhoff–von Neumann theorem: A=i=1mxiPi,Pi permutation matrices, xi>0, ixi=1.A = \sum_{i=1}^m x_i P_i,\quad P_i\text{ permutation matrices},\ x_i>0,\ \sum_i x_i=1. For an Erdös matrix, these coefficients must solve a specific linear system involving the Gram matrix Mij=Pi,PjFM_{ij} = \langle P_i, P_j\rangle_F: Mx=Mx,x1m.M\mathbf{x} = \langle M\mathbf{x}, \mathbf{x}\rangle\, \mathbf{1}_m. If {P1,,Pm}\{P_1,\dots,P_m\} is linearly independent, set y=M11m\mathbf{y} = M^{-1}\mathbf{1}_m, then x=y/1m,y\mathbf{x} = \mathbf{y}/\langle \mathbf{1}_m, \mathbf{y}\rangle (Tripathi, 2024, Kushwaha et al., 12 Mar 2025). All Erdös matrices arise as unique barycenters of such linearly independent sets.

Notably, every Erdös matrix has rational entries, as MM is integer-valued, making M1M^{-1} and thus x\mathbf{x} and AA rational (Tripathi, 2024).

3. Enumeration, Finiteness, and Zero-Pattern Uniqueness

There are only finitely many n×nn\times n Erdös matrices for each nn, with an explicit upper bound: {ABn:AF2=maxTrace(A)}j=1(n1)2+1(n!j).\left| \{A\in B_n: \|A\|_F^2 = \mathrm{maxTrace}(A)\} \right| \leq \sum_{j=1}^{(n-1)^2+1} \binom{n!}{j}. This follows from Carathéodory’s theorem and uniqueness of the barycenter for each affinely independent subset of permutation matrices (Tripathi, 2024, Kushwaha et al., 12 Mar 2025).

Zero-patterns (“skeletons”): Given MM, its skeleton is the binary matrix SS with Sij=1S_{ij} = 1 if Mij0M_{ij}\neq 0, $0$ otherwise. Each skeleton supports at most one Erdös matrix, and if $\skel(E_1) < \skel(E_2)$ entrywise, then maxTrace(E1)>maxTrace(E2)\mathrm{maxTrace}(E_1) > \mathrm{maxTrace}(E_2). Thus each admissible skeleton determines at most one Erdös matrix (Karmakar et al., 4 Dec 2025).

4. Algorithmic Construction

Enumeration of all Erdös matrices up to equivalence can be carried out as follows (Tripathi, 2024, Karmakar et al., 4 Dec 2025):

  1. List all linearly independent subsets {P1,,Pm}Pn\{P_1,\ldots,P_m\}\subset P_n with 1m(n1)2+11\leq m\leq (n-1)^2+1.
  2. For each:
    • Form the Gram matrix MM.
    • Solve My=1M\mathbf{y}=\mathbf{1}; normalize as x=y/1,y\mathbf{x} = \mathbf{y}/\langle \mathbf{1},\mathbf{y} \rangle.
    • Form A=ixiPiA=\sum_i x_iP_i; verify A0A\ge0, sums = $1$, and AF2=maxTrace(A)\|A\|_F^2 = \mathrm{maxTrace}(A).
    • Factor out permutation equivalences.

A complementary approach is enumeration by skeletons: For each skeleton, list compatible permutations, solve the Gram system, and verify the bistochastic and equality constraints (Karmakar et al., 4 Dec 2025). In practice, this is effective for n6n\le6; the number of classes grows rapidly.

An RCDS matrix (“restricted common diagonal sum”) is a bistochastic matrix for which all “inner” permutation traces (on the skeleton) are equal. Every Erdös matrix is RCDS (with the common inner trace equal to both EF2\|E\|_F^2 and maxtrace), and an RCDS bistochastic matrix EE is Erdös if and only if no “outer” trace exceeds the inner trace (Karmakar et al., 4 Dec 2025). This links the extremal structure of Erdös matrices to properties of the Birkhoff polytope’s faces and to Brualdi–Dahl’s RCDS classification.

6. Explicit Examples and Enumerative Data

Small-Dimension Erdös Matrices

nn Number of Classes Representative Matrices
2 2 I2I_2, $J_2 = \frac12 \begin{pmatrix}1&1\1&1\end{pmatrix}$
3 6 I3I_3, J3=13all 1sJ_3=\frac13\text{all 1s}, I1J2I_1\oplus J_2, TT, SS, RR
4 41 See (Kushwaha et al., 12 Mar 2025), examples with various denominators

Explicit form for n=3n=3 (see (Tripathi, 2024, Karmakar et al., 4 Dec 2025, Kushwaha et al., 12 Mar 2025)): $T = \frac12\left(3J_3 - I_3\right) = \begin{pmatrix}0&\tfrac12&\tfrac12\\tfrac12&0&\tfrac12\\tfrac12&\tfrac12&0\end{pmatrix}, \quad S = \begin{pmatrix}0&\tfrac12&\tfrac12\\tfrac12&\tfrac14&\tfrac14\\tfrac12&\tfrac14&\tfrac14\end{pmatrix}, \quad R = \begin{pmatrix}\tfrac35&0&\tfrac25\0&\tfrac35&\tfrac25\\tfrac25&\tfrac25&\tfrac15\end{pmatrix}$

For n=4n=4, a typical matrix (from the complete list of 41 classes) is: $E_4 = \frac1{43}\begin{pmatrix} 2&7&15&19\7&12&0&24\15&0&28&0\19&24&0&0 \end{pmatrix}$ (Karmakar et al., 4 Dec 2025, Kushwaha et al., 12 Mar 2025).

7. Open Problems and Extensions

  • Precise enumeration: The growth rate of the number of non-equivalent Erdös matrices as nn increases is open; lower bound p(n)p(n) (number of partitions of nn), but actual asymptotics are unknown (Kushwaha et al., 12 Mar 2025).
  • Efficient generation: For n>6n>6 the combinatorial explosion of skeletons and permutation subsets presents significant computational obstacles.
  • Alpha-Erdös matrices: For fixed nn and α(0,(n1)/4)\alpha\in(0,(n-1)/4), there are uncountably many symmetric matrices AA with maxTrace(A)AF2=α\mathrm{maxTrace}(A)-\|A\|_F^2=\alpha; only for α=0\alpha=0 or (n1)/4(n-1)/4 is the solution set finite or unique (Kushwaha et al., 12 Mar 2025).
  • Infinite-dimensional and kernel analogues: The Marcus–Ree inequality generalizes to infinite bistochastic arrays and continuous bistochastic kernels on [0,1]2[0,1]^2 (Kushwaha et al., 12 Mar 2025).

The theory of Erdös matrices occupies a central position at the intersection of combinatorial optimization, matrix extremal theory, and polytope geometry. It provides a complete description of extremal bistochastic matrices for the Marcus–Ree bound, exact structural and enumeration theory, and links to broader classes such as RCDS and Birkhoff polytope faces. Recent results have resolved small-dimensional cases completely and established rationality and finiteness for each nn, with algorithmic and enumerative methods extending steadily to higher-dimensions and related matrix families (Tripathi, 2024, Karmakar et al., 4 Dec 2025, Kushwaha et al., 12 Mar 2025).

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