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Dunkl-Classical Orthogonal Polynomials

Updated 3 November 2025
  • Dunkl-classical orthogonal polynomials are eigenfunctions of first-order Dunkl-type differential-difference operators that incorporate reflection symmetry.
  • They are uniquely characterized as the big -1 Jacobi and little -1 Jacobi families, emerging as q = -1 limits of the q-Jacobi polynomial systems.
  • Their classification relies on strict symmetrizability conditions, positive weight measures, and Pearson-type differential equations ensuring orthogonality.

The Dunkl-classical orthogonal polynomials form a distinguished subclass of orthogonal polynomial systems characterized by the fact that they are eigenfunctions of first-order differential-difference operators of Dunkl type, i.e., operators that involve both differentiation and reflection. This class is a direct analogue—yet a strict reduction—of the classical families singled out by Bochner’s theorem, and their classification is governed by a Bochner-type theorem adapted to the Dunkl context. The central result is that, up to affine transformations and limiting cases, only the so-called big 1-1 Jacobi and little 1-1 Jacobi polynomials admit such a Dunkl-classical structure at the first-order level. These are realized as q=1q=-1 limits of the big and little qq-Jacobi polynomials. This establishes a precise basis for understanding classicality in the presence of reflection symmetry as encoded by Dunkl operators.

1. Dunkl-Type Operators and Polynomial Eigenfunction Paradigm

A Dunkl-type operator LL on the line is a first-order linear differential-difference operator that acts on smooth functions f(x)f(x) via

Lf(x)=F0(x)f(x)+F1(x)f(x)+G0(x)ddxf(x)+G1(x)ddxf(x)L f(x) = F_0(x) f(x) + F_1(x) f(-x) + G_0(x) \frac{d}{dx} f(x) + G_1(x) \frac{d}{dx} f(-x)

with F0,F1,G0,G1F_0, F_1, G_0, G_1 rational functions of xx. The reflection operator RR is defined by Rf(x)=f(x)R f(x) = f(-x). Such an operator generalizes classical differential operators by incorporating reflection symmetry.

The "Dunkl-classical" property is defined by the existence of a sequence of monic orthogonal polynomials {Pn(x)}n0\{P_n(x)\}_{n\ge0}, each of exact degree nn, that are eigenfunctions of LL: LPn(x)=λnPn(x)L P_n(x) = \lambda_n P_n(x) for nondegenerate eigenvalues λn\lambda_n.

A crucial additional requirement is symmetrizability: there must exist a positive weight w(x)w(x) on a symmetric interval (or symmetric unions) such that w(x)Lw(x) L is formally self-adjoint. This is a nontrivial constraint in the Dunkl setting and restricts the operator’s admissible form.

2. Bochner-Type Classification for First-Order Dunkl Operators

The central theorem, an analogue of Bochner’s original result, classifies all possible first-order Dunkl-type operators with a complete family of polynomial eigenfunctions and orthogonality with respect to a positive weight as follows:

Theorem (Dunkl-Bochner Analogue):

Under the above conditions, the only orthogonal polynomial families {Pn(x)}\{P_n(x)\} (for an infinite sequence, not terminating after a finite degree) that are eigenfunctions of a symmetrizable, first-order Dunkl-type operator are:

  • The big 1-1 Jacobi polynomials;
  • The little 1-1 Jacobi polynomials (as a limiting case).

Explicitly, the operator simplifies to the form: L=F(x)(IR)+G1(x)xRL = F(x)(I - R) + G_1(x)\partial_x R with F(x)F(x), G1(x)G_1(x) as rational functions (parameters detailed below), and G0(x)=0G_0(x) = 0 after normalization.

Parameterizations

The two classes correspond to specific forms:

  • Big 1-1 Jacobi:

\begin{align*} G_1(x) &= \frac{2(x-1)(x+c)}{x}, \ F(x) &= -\frac{c}{x2} + \frac{\beta - \alpha c}{x} - (\alpha + \beta + 1) \end{align*} with real parameters α>1\alpha > -1, β>1\beta > -1, $0 < c < 1$.

  • Little 1-1 Jacobi (limit c0c \to 0):

\begin{align*} G_1(x) &= 2(1-x), \ F(x) &= \alpha + \beta + 1 - \frac{\beta}{x} \end{align*}

No other choices of F(x),G1(x)F(x), G_1(x) yield a symmetrizable operator with a positive orthogonality measure and an infinite sequence of polynomial eigenfunctions; in particular, no classical Hermite or Laguerre analogues arise at this level.

3. Orthogonality Measures and Supports

The identification of classicality in the Dunkl sense is tightly coupled to the existence of a positive weight function for orthogonality. The explicit weights and supports are:

Operator Polynomial Family Weight Function Support
LL with G1G_1, FF Big 1-1 Jacobi xx(x+1)(xc)(1x2)α12(x2c2)β12\dfrac{|x|}{x}(x+1)(x-c)(1-x^2)^{\frac{\alpha-1}{2}}(x^2-c^2)^{\frac{\beta-1}{2}} [1,c][c,1][-1, -c]\cup [c, 1]
LL with c=0c = 0 Little 1-1 Jacobi (x+1)(1x2)(α1)/2xβ(x+1)(1-x^2)^{(\alpha-1)/2}|x|^{\beta} [1,1][-1, 1]

Each weight function w(x)w(x) further satisfies a Pearson-type differential equation tailored to the symmetrizability condition. For big 1-1 Jacobi, this becomes (for y=x2y = x^2): 2(y1)(yc2)W(y)+[(2αβ)y+β1+c2(α1)]W(y)=02(y-1)(y-c^2) W'(y) + [(2-\alpha-\beta)y + \beta - 1 + c^2(\alpha-1)] W(y) = 0 where w(x)=θ(x)(x+1)(xc)W(x2)w(x) = \theta(x)(x+1)(x-c)W(x^2).

4. Relation to qq-Jacobi Polynomials and Limiting Process

The big 1-1 and little 1-1 Jacobi polynomials arise as the q1q \to -1 limit in the Askey qq-Jacobi hierarchy:

  • Construction: These polynomials are precisely the limits of the big and little qq-Jacobi polynomials as q1q \to -1, with parameterizations naturally fixing the limiting process.
  • Preservation of classical-like structure: Despite being governed by first-order Dunkl-type operators, these families retain properties such as orthogonality and explicit three-term recurrences.
  • Implications: This link exhausts all possible infinite, positive-definite families for first-order Dunkl operator eigenproblems, paralleling the exhaustiveness of Bochner's theorem for second-order operators.

5. Degeneracies and Excluded Cases

Systematic analysis of degenerate parameter choices confirms that no further (nontrivial) orthogonal polynomial families appear with the required symmetrizability. In particular:

  • There are no Dunkl analogues of Hermite or Laguerre polynomials as first-order Dunkl operator eigenfunctions with positive-definite weights.
  • Generalized Hermite and Gegenbauer polynomials do appear as "Dunkl-classical," but only as eigenfunctions of higher-order Dunkl-type differential-difference operators, e.g., those of the form

Lμ=σ(x)Tμ2+τ(x)TμL_\mu = \sigma(x) T^2_\mu + \tau(x) T_\mu

where TμT_\mu is the Dunkl operator.

6. Context Within Bochner-Type Theory and Significance

  • The Dunkl-Bochner classification confirms a drastic narrowing of the possible families compared to the classical (second-order differential) or qq-difference contexts.
  • The identified families (big and little 1-1 Jacobi) correspond to the q=1q=-1 endpoints of the qq-Askey scheme, a position reflecting the highest possible generality compatible with first-order Dunkl symmetry.
  • The result underscores the uniqueness of "Dunkl-classical" orthogonal polynomials at the first-order level, reinforcing the centrality of reflection-symmetry in the classification.

7. Summary Table of Operators, Polynomials, and Weights

Operator Form Polynomial Family Weight Function Support
L=F(x)(IR)+G1(x)xRL = F(x)(I - R) + G_1(x)\partial_x R Big 1-1 Jacobi xx(x+1)(xc)(1x2)(α1)/2(x2c2)(β1)/2\frac{|x|}{x}(x+1)(x-c)(1-x^2)^{(\alpha-1)/2}(x^2-c^2)^{(\beta-1)/2} [1,c][c,1][-1,-c] \cup [c,1]
LL with c0c \to 0 Little 1-1 Jacobi (x+1)(1x2)(α1)/2xβ(x+1)(1-x^2)^{(\alpha-1)/2}|x|^\beta [1,1][-1, 1]

References to Principal Formulas and Theorems

  • General operator structure: LL formulas as above
  • Eigenproblem: LPn(x)=λnPn(x)L P_n(x) = \lambda_n P_n(x)
  • Classification theorem: uniqueness asserted after enforcing symmetrizability and positivity (see above forms and parameterizations)
  • Pearson equation for orthogonality measure: as detailed for big 1-1 Jacobi

The classification of Dunkl-classical orthogonal polynomials at the first-order operator level is now complete: these systems are limited to the big and little 1-1 Jacobi families, arising as q=1q=-1 limits of the corresponding qq-Jacobi polynomials. This outcome precisely mirrors the spirit of Bochner's theorem and sets the standard for "classicality" in reflection-invariant operator-theoretic settings (Vinet et al., 2010).

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