Correlated Hopping in Lattice Systems
- Correlated hopping refers to an occupancy-dependent tunneling process where the effective hopping amplitude is modified by local particle configurations, as seen in extended Hubbard models.
- It underlies phenomena such as asymmetric charge transport, renormalized exchange interactions, and emergent topological behavior in both fermionic and bosonic systems.
- Experimental and theoretical methods like Floquet engineering, DMFT, and cavity QED enable precise exploration and control of correlated hopping in platforms such as ultracold atoms and quantum dots.
Searching arXiv for recent and foundational papers on correlated hopping across lattice, transport, and quantum-simulation contexts. Correlated hopping is an interaction-induced modification of kinetic motion in which a hopping matrix element depends explicitly on site or bond occupancies. In the literature it also appears as assisted hopping, density-dependent hopping, or charge-bond interaction. In second-quantized lattice models, the defining feature is that a term which would be a one-body tunneling process in the Hubbard or Bose–Hubbard limit is multiplied by occupation operators such as , , or , thereby coupling transport directly to the instantaneous many-body configuration. This structure occurs in fermionic and bosonic models, in real-space and synthetic lattices, and in mesoscopic transport setups, where it breaks particle-hole symmetry, renormalizes superexchange, induces clustering, and can even generate interaction-driven topology (Liberto et al., 2013, Matysiak et al., 2021, Eckern et al., 2024, Padhan et al., 1 Mar 2025).
1. Definition and canonical forms
Correlated hopping is introduced by replacing a bare amplitude with an occupation-dependent amplitude. A standard nearest-neighbour fermionic form is
with the two-body correlated-hopping amplitude and a three-body amplitude (Liberto et al., 2013). In the periodically modulated Feshbach realization, the effective kinetic term is written as
with to leading order (Liberto et al., 2013).
In quantum-dot transport, the same idea appears in tunneling to leads. The extended Anderson model uses the composite operator
so that tunneling onto or off the dot has amplitude 0 when the opposite spin is absent and 1 when it is present (Eckern et al., 2024, Eckern et al., 2021). Equivalently, the correlated-hopping term is
2
This form makes explicit that a nominally one-electron transfer is conditioned by local occupancy (Eckern et al., 2024).
In bosonic systems, correlated hopping is often extended or bridge-mediated. In the one-dimensional zig-zag Bose–Hubbard geometry,
3
so that hopping from 4 to 5 depends on the occupation of the intervening site 6 (Stasińska et al., 2020). In the bosonic scar model, density-assisted hopping appears as terms such as
7
which provide a “soft” kinetic constraint (Hudomal et al., 2019).
Multi-orbital versions generalize the dependence to orbital occupations. In molecular nanomagnets the hopping sector is written as
8
where 9 is the correlated-hopping parameter (Matysiak et al., 2021). In such formulations, the modulation is not a phenomenological correction to 0 but part of the microscopic Hamiltonian.
2. Microscopic origin and formal derivations
The common microscopic origin is nonlocal Coulomb structure in a localized basis. In the Anderson-dot language, the dimensionless parameter 1 is related to the Coulomb matrix element 2 via 3 (Eckern et al., 2024). In semiconductor quantum dots or molecular junctions, the data state that 4 is often tens of meV, 5 can be a few meV, and since the bare hybridization 6 is also of order a meV, one expects 7 to be of order 8 (Eckern et al., 2024).
In the extended Falicov–Kimball model, correlated hopping follows from nonlocal Coulomb matrix elements 9, yielding
0
which modifies 1-electron motion according to the 2-occupation pattern (Farkašovský et al., 2015). In generalized Hubbard models with orbital degeneracy, the non-diagonal Coulomb matrix elements 3 with 4 produce occupation-dependent hoppings 5 and 6, breaking the usual electron-hole symmetry (Skorenkyy et al., 2021).
Floquet engineering provides a controlled derivation. Starting from
7
the high-frequency effective Hamiltonian becomes
8
with 9. Expanding the Bessel function gives the correlated-hopping structure and defines 0 (Liberto et al., 2013). This realization is notable because it directly links a drive parameter to an occupation-dependent kinetic coefficient.
Cavity QED yields a different derivation. In a synthetic ladder of ground-state Zeeman levels, far-detuned cavity-mediated interactions and two weak drives produce an atom-only effective Hamiltonian whose leading nontrivial process is
1
with 2. In Schwinger-boson form this gives
3
The mechanism relies on collective cavity-mediated dressing of excited levels and interference between two drives to suppress undesired single-particle shifts while retaining correlated hopping (Chu et al., 2022).
3. Effective-Hamiltonian consequences
A central effect of correlated hopping is the renormalization of low-energy exchange. In the multi-orbital Hubbard description of 4, second-order Schrieffer–Wolff projection yields
5
with 6 and
7
Correlated hopping reduces only the triplet–triplet virtual processes 8 by 9, leaving 0 unchanged (Matysiak et al., 2021). For 1, using 2 eV, 3 eV, and corrected hopping 4 eV, the reported values are 5 meV and 6 meV at 7, while fitting the experimental 8 meV gives 9 from perturbation theory and 0 from exact diagonalization (Matysiak et al., 2021). The concrete implication is that modest correlated hopping can materially reduce antiferromagnetic exchange.
In mean-field treatments of the extended Falicov–Kimball model, the simplest Hartree–Fock decoupling makes correlated hopping a bandwidth-renormalization channel: 1 This feedback alters both the effective 2-band parity and bandwidth and thereby changes the stability of ferroelectric, antiferroelectric, and charge-density-wave phases (Farkašovský et al., 2015). Positive 3 enlarges the excitonic ferroelectric region at negative 4, whereas sufficiently negative 5 suppresses it and can stabilize an antiferroelectric phase with 6, 7 (Farkašovský et al., 2015).
In narrow-band flat-band settings, three distinct correlated-hopping amplitudes 8 govern different physical processes: double–single, single–empty, and double–empty or opposite-spin single–single motion. The effective hopping at uniform filling 9 is
0
so the flat-band condition is 1, reducing at half filling to
2
These amplitudes have qualitatively different roles in the formation of half-metallic ferromagnetic states, with 3 favoring ferromagnetism via band narrowing and 4 favoring antiferromagnetic tendencies via kinetic superexchange 5 (Westerhout et al., 2022).
Correlated hopping can also generate exact symmetries. In the one-dimensional Floquet-engineered fermionic model, the Hamiltonian retains spin-SU(2) symmetry for all 6, and at the integrable point 7 it acquires charge-SU(2) symmetry generated by 8 and 9, with 0 and 1 (Liberto et al., 2013). This opens a direct route to 2-pairing physics in a correlated-hopping setting.
4. Phases and dynamical phenomena induced by correlated hopping
In bosonic lattice systems, correlated hopping reshapes the phase diagram beyond the standard Mott-insulator/superfluid dichotomy. In the one-dimensional extended correlated-hopping Bose–Hubbard model, the effective bridge-dependent amplitude is
3
so that the presence of a particle on the bridge site can suppress or enhance tunneling (Stasińska et al., 2020). The reported zero-temperature phases include Mott insulator, conventional superfluid, paired-hole superfluid, paired-particle superfluid, droplet superfluid, and phase-separated superfluid (Stasińska et al., 2020). At 4, a boson is completely blocked from hopping over an occupied site, and correlated hopping induces effective attraction among particles despite 5 (Stasińska et al., 2020). A closely related two-species Bose–Hubbard study found a rich phase diagram including a pair superfluid and a superfluid quantum droplet phase, with the former arising from the interplay between single-particle and correlated hopping and the latter from large correlated hopping (Stasińska et al., 2019).
Correlated hopping can stabilize hidden nonlocal order. In the one-dimensional hole-superconductor model with next-nearest-neighbour correlated hopping,
6
the integrable point 7 yields exact and asymmetric spin-charge separation, a finite spin gap, gapless charge excitations, and a non-vanishing den Nijs–Rommelse type string correlator (Chhajlany et al., 2015). The spin gap is nonzero for all 8, and numerical studies away from the integrable point show persistence of both long-range string order and spin gap for all 9 at 0 (Chhajlany et al., 2015).
In constrained bosonic dynamics, density-assisted hopping can produce many-body scars. The bosonic model 1 exhibits a bipartite Fock-space structure with an exponentially large number of exact zero-energy eigenstates at filling 2, weakly entangled scarred eigenstates at high energy densities, and periodic revivals after quenches from special product states such as 3 (Hudomal et al., 2019). The data report a dominant revival period 4 for 5, while a more constrained related model 6 gives exact revivals with 7 and period 8 (Hudomal et al., 2019). These results establish that a “soft” density-dependent constraint is sufficient to generate anomalously slow thermalization.
Correlated hopping also supports topological mechanisms with no single-particle analogue. In the two-component fermionic mixture
9
the 00 species experiences a staggered potential 01, and for 02 forms a density wave on the even sublattice. Through 03, the 04 species then sees an effective dimerization equivalent to an SSH model; for 05, the dimerization is trivial (Padhan et al., 1 Mar 2025). The topological transition occurs at 06, and MPS simulations show that 07 closes while 08 remains finite, with edge-state polarization, string order, and entanglement-spectrum degeneracy characterizing the topological regime (Padhan et al., 1 Mar 2025). In a Thouless pump protocol, the pumped charge of the 09 species is quantized, with 10 when the loop encloses the topological point and 11 otherwise (Padhan et al., 1 Mar 2025). This suggests an interaction-driven route to topological order mediated entirely by density-dependent kinetics.
5. Transport, thermoelectricity, and localization
In quantum dots, correlated hopping modifies both charge and heat transport and is especially visible in the non-linear regime. In the extended Anderson model, the term 12 breaks the particle-hole symmetry of the standard 13 model, so conductance 14 is no longer symmetric in 15 (Eckern et al., 2024). The lower Hubbard peak moves to more negative 16, while no compensating shift occurs at 17 (Eckern et al., 2024). Differential conductance curves at 18 and 19 show that the minimum between the two Hubbard peaks is shifted to 20, the left peak splits more strongly than the right, and the upper band is almost unchanged (Eckern et al., 2024). Differential thermopower similarly loses exact antisymmetry, develops higher, narrower extrema at negative 21, and can exhibit sign changes for moderate 22 in a range of 23 (Eckern et al., 2024). The proposed experimental signature is a systematic shift of the lower-energy peak to 24 without a corresponding shift of the upper-energy peak (Eckern et al., 2024).
An exact transport symmetry can nevertheless survive. For the transport Green function
25
the equation-of-motion treatment shows that the 26-dependence enters through 27 or 28, producing an exact 29 symmetry of transport observables (Eckern et al., 2021). The average dot occupation also obeys this symmetry, whereas the spectral function calculated within an analogous decoupling scheme does not, because some lifetime-cutoff processes appear only at fourth order in the hybridization (Eckern et al., 2021). This distinction is a formal subtlety rather than a contradiction: transport and spectroscopy are controlled by different Green functions in the assisted-hopping Anderson model.
In the Falicov–Kimball model, dynamical mean-field theory shows that correlated hopping can strongly enhance thermoelectric response by reshaping the two-particle transport function more dramatically than the one-particle DOS. On the Bethe lattice, the transport coefficients follow from
30
with 31, 32, and 33 (Dobushovskyi et al., 2016). Correlated hopping generates sharp resonant features in 34 when a two-particle resonance condition is met, while the one-particle DOS remains comparatively smooth (Dobushovskyi et al., 2016). Bringing the Fermi level near the resonant frequency strongly increases electrical conductivity, thermal conductivity, and thermoelectric power (Dobushovskyi et al., 2016). In a related DMFT study on the hypercubic lattice, the most pronounced thermoelectric effects occur for 35, and for 36, 37, half filling of 38-electrons, and 39, the Seebeck coefficient reaches 40 at 41, with power factor enhanced by more than an order of magnitude and 42 at 43 (Shvaika, 2014). Doping to 44, 45 yields 46 and 47 (Shvaika, 2014).
When hopping between occupied sites is strongly reduced, correlated hopping can induce localization and an in-gap band. In the microdoped Mott-insulator phase of the correlated-hopping Falicov–Kimball model, taking 48 with 49 makes 50, so hopping is completely blocked on 51-occupied sites (Dobushovskyi et al., 2020). For 52, this produces a third narrow band inside the Mott gap whose spectral weight is 53 (Dobushovskyi et al., 2020). In the limit 54, the band shrinks to a 55-peak carrying no transport weight; for slightly positive 56, it broadens into a narrow resonant mid-gap band, giving a giant low-temperature Seebeck response whose sign can be switched by microdoping (Dobushovskyi et al., 2020).
Localization phenomena also arise in quasiperiodic systems with correlated off-diagonal structure. In a one-dimensional chain with AAH on-site modulation and Fibonacci or Bronze-Mean hopping sequences, the Hamiltonian
57
uses 58 arranged quasiperiodically (Karmakar et al., 3 Jun 2025). The reported diagnostics—IPR, NPR, and fractal dimension—show a reentrant localization-delocalization-localization sequence: a fully localized regime beyond 59, followed by reentrant delocalization windows 60 for Fibonacci and 61 for Bronze Mean, before a final localized phase at large 62 (Karmakar et al., 3 Jun 2025). The effect is attributed to the interplay of diagonal quasiperiodicity and correlated binary hopping with long-range order (Karmakar et al., 3 Jun 2025).
6. Methods, realizations, and recurring misconceptions
Correlated-hopping models are studied by a diverse set of methods, and the method is usually tightly matched to the physical regime. Strong-coupling and Schrieffer–Wolff projections are used when 63, as in the multi-orbital nanomagnet problem (Matysiak et al., 2021). Cluster mean-field theory, exact diagonalization, and analytical strong-coupling expansion are combined for bosonic lattice models with extended correlated hopping (Stasińska et al., 2019, Stasińska et al., 2020). Matrix product state simulations diagnose equilibrium topology and quantized pumping in one-dimensional mixtures (Padhan et al., 1 Mar 2025). DMFT gives exact charge and heat transport in infinite-dimensional Falicov–Kimball models with correlated hopping (Shvaika, 2014, Dobushovskyi et al., 2016, Dobushovskyi et al., 2020). Equation-of-motion Green-function methods address linear and nonlinear transport in Anderson-type quantum dots (Eckern et al., 2021, Eckern et al., 2024).
Experimental implementations span several platforms. Ultracold fermions in optical lattices can realize correlated-hopping models by a modulated magnetic field near a Feshbach resonance; for 64 in a 65 nm lattice, the data give 66 Hz, 67 kHz, and 68 Hz, allowing 69 to be tuned from the Hubbard limit to the 70-symmetric point 71 (Liberto et al., 2013). In cavity QED, alkaline-earth atoms such as 72 and 73 with 74 can reach 75 kHz while 76 kHz, with typical working parameters 77, 78, and 79 (Chu et al., 2022). In atomic mixtures, density-dependent tunneling can be engineered via resonant Floquet modulation of inter-species interactions or Feshbach-induced occupation-dependent lattice shifts (Padhan et al., 1 Mar 2025). In mesoscopic transport, detection protocols emphasize bias- and gate-dependent asymmetries of differential conductance and thermopower (Eckern et al., 2024).
Several recurrent misconceptions are corrected by the literature. First, correlated hopping is not merely a small perturbative correction to 80. In 81, 82 suffices to reduce the calculated antiferromagnetic exchange from 83 meV to the experimental 84 meV (Matysiak et al., 2021). In Falicov–Kimball models, even modest 85 can change the preferred ordered state from checkerboard to stripes or segregation and strongly alter finite-temperature critical behaviour (Cencarikova et al., 2010). Second, the main signatures are not limited to spectral functions. Several studies emphasize that two-particle transport functions or nonlinear response reveal stronger and cleaner correlated-hopping effects than one-particle DOS alone (Dobushovskyi et al., 2016, Eckern et al., 2024). Third, correlated hopping need not only renormalize pre-existing band topology or magnetism. The one-dimensional mixture with staggered 86 and density-dependent 87 shows that topological order can be induced through specific interaction couplings, without inheriting from a corresponding single-particle Hamiltonian (Padhan et al., 1 Mar 2025).
Taken together, these results define correlated hopping as a kinetic interaction channel of broad scope rather than a model-specific embellishment. Across cold atoms, nanomagnets, quantum dots, Falicov–Kimball systems, and quasiperiodic lattices, the same formal ingredient—occupation-dependent tunneling—recurrently controls exchange renormalization, symmetry breaking, clustering, hidden order, anomalous transport, localization, and interaction-driven topology (Liberto et al., 2013, Matysiak et al., 2021, Chu et al., 2022, Padhan et al., 1 Mar 2025).