Conformal Gross-Neveu-Yukawa Model Overview
- The conformal GNY model is a critical conformal field theory defined by tuning a Yukawa-coupled fermion–scalar system to quantum criticality.
- It employs multiple formulations, including the three-dimensional O(N) and 4-ε approaches, with analyses via bootstrap, 1/N expansion, and perturbative renormalization.
- High-precision studies using Monte Carlo and exact diagonalization reveal a detailed operator spectrum and establish the irrelevance of additional singlet deformations.
The conformal Gross–Neveu–Yukawa (GNY) model is the interacting conformal field theory obtained by tuning a Yukawa-coupled fermion–scalar system to criticality. In the three-dimensional formulation emphasized by mixed-correlator bootstrap studies, the theory contains a real scalar singlet and Majorana fermions transforming in the fundamental of ; in formulations it is often written with a real scalar and or Dirac fermions. At criticality it lies in the same universality class as the Gross–Neveu model after a Hubbard–Stratonovich transform, and it provides a conformal description of several fermionic quantum phase transitions together with supersymmetric, long-range, gauged, and boundary generalizations (Mitchell et al., 2024, Goykhman et al., 2020, Mihaila et al., 2017).
1. Field content, symmetries, and equivalent formulations
A standard three-dimensional Euclidean presentation is
$L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$
with a real scalar singlet and , 0, two-component Majorana fermions in the fundamental of 1. The Yukawa term 2 contracts spinor indices with the two-dimensional charge-conjugation matrix, and the global symmetry acts only on the fermion index 3 (Mitchell et al., 2024).
A closely related 4-dimensional form, widely used in 5 and 6 analyses, is
7
with a real scalar 8 and Dirac fermions 9. In the large-0 Gross–Neveu model one may instead start from
1
and introduce an auxiliary field 2 through the Hubbard–Stratonovich replacement
3
At criticality in 4, 5 acquires a nontrivial two-point function induced by the fermion loop, and the GN and GNY fixed points coincide (Goykhman et al., 2020).
The literature summarized here uses more than one flavor convention. Three-dimensional bootstrap work typically parameterizes the theory by Majorana fermions and an 6 symmetry, whereas many 7-expansion papers use four-component Dirac fermions and write 8 or 9 for the fermion multiplicity (Erramilli et al., 2022, Mihaila et al., 2017).
2. Interacting fixed point and renormalization-group structure
In the three-dimensional 0 theory, tuning to 1 produces an interacting conformal fixed point for all finite 2. The leading scalar singlets are the parity-odd 3 and the parity-even 4, both with scaling dimension below 5, followed by 6 and 7 (Mitchell et al., 2024).
Near four dimensions, the model is perturbatively renormalizable and admits a nontrivial infrared fixed point. In the 8 scheme, one convenient two-loop presentation uses renormalized couplings 9 and 0 with
1
2
The simultaneous zeros define the GNY fixed point, with
3
at leading order (Fei et al., 2016).
Higher-order perturbation theory substantially refines this picture. Three-loop calculations in 4 dimensions produced Padé estimates in 5 for several physically relevant flavor numbers; for example, in the convention of four-component Dirac fermions, the 6 estimates for 7 are 8, 9, and 0 (Mihaila et al., 2017). Five-loop renormalization extended the anomalous dimensions, 1-functions, and scalar mass operator to 2, and for 3 interpolating-polynomial estimates at 4 gave 5, 6, and 7 (Gracey et al., 30 Jul 2025).
A structurally important point is that the number of relevant singlet deformations equals the codimension of the critical manifold. Establishing the irrelevance of 8 and 9 therefore fixes the singlet-sector RG organization nonperturbatively (Mitchell et al., 2024).
3. Operator spectrum and conformal data
The operator content is commonly organized by parity, spin, and global-symmetry representation. In the three-dimensional $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$0 model, $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$1 are parity-odd singlets, while $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$2 are parity-even singlets. Large-$L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$3 and $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$4 analyses already indicate $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$5, but the ordering at small $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$6 requires nonperturbative control (Mitchell et al., 2024).
In the $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$7 expansion for $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$8, the basic low-lying dimensions are conventionally written as
$L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$9
with
0
1
These relations determine 2, 3, and 4 to next-to-leading order in 5 (Goykhman et al., 2020).
The same 6 program computes OPE data. Using conformal-triangle integrals, one obtains the normalized coefficients 7, 8, and 9 through next-to-leading order. In this framework, the dimensions 0 together with the 1 determine the CFT three-point functions and, through the bootstrap equations, constrain higher-point correlators (Goykhman et al., 2020).
This spectrum-based viewpoint is also central in three-dimensional precision studies. Mixed-correlator bootstrap analyses identify isolated islands for the leading dimensions 2, while later work uses those islands as input to isolate the next singlet scalars 3 and 4 (Erramilli et al., 2022, Mitchell et al., 2024).
4. Mixed-correlator bootstrap and rigorous bounds in 5
The three-dimensional numerical bootstrap for parity-preserving 6-invariant GNY CFTs simultaneously studies
7
together with mixed correlators such as 8, 9, and 0. Crossing is cast in semidefinite-program form,
1
and, after separating the identity and imposing positivity, as
2
To bound 3 and 4, one imposes additional gaps 5 and 6, scans over the previously allowed 7 archipelago, and uses a “tiptop” search together with an explicit OPE-scan (Mitchell et al., 2024).
Earlier mixed-correlator work had already isolated small islands for 8. At 9 with 00, the rigorous estimates are
01
02
03
For 04, without imposing supersymmetry, the island lies along 05 and has tip 06 (Erramilli et al., 2022).
The 2024 bootstrap study then proved that the next singlet scalars are irrelevant for 07 (Mitchell et al., 2024):
| 08 | lower bound on 09 | lower bound on 10 |
|---|---|---|
| 2 | 11 | 12 |
| 4 | 13 | 14 |
| 8 | 15 | 16 |
These inequalities imply that there are only two relevant singlet scalars, 17 and 18, in the singlet sector at those values of 19. They also remove an assumption built into the earlier islands: the irrelevance of 20 and 21 is no longer an external bootstrap input but a rigorously established consequence. In particular, perturbations of 22-type or 23-type flow back to the same critical fixed point, so no additional multicritical fixed points appear in the singlet sector for 24 (Mitchell et al., 2024).
5. Supersymmetric, long-range, and classified extensions
The GNY family has distinguished supersymmetric limits. In the 25 Majorana case, formal continuation yields the supersymmetric 26 model, with couplings satisfying 27 through 28 and dimensions obeying 29 to the same order. A one-sided Padé extrapolation gives 30 in 31, in agreement with the 32 33 minimal SCFT picture (Fei et al., 2016). Independent bootstrap evidence appears in the 34 archipelago, where the spectrum aligns along the supersymmetric relation 35 without imposing SUSY as an assumption (Erramilli et al., 2022).
A two-dimensional supersymmetric GNY theory has also been solved with Lightcone Conformal Truncation. There the model depends on a single dimensionless coupling 36, has a critical point at 37, and flows in the IR to the Tricritical Ising Model. A fit at 38 gives 39, consistent with the TIM value 40, while beyond the critical point the gap remains nearly zero, in agreement with a massless Goldstino on the SUSY-broken side (Fitzpatrick et al., 2019).
Long-range generalizations replace the local fermion kinetic term by a nonlocal one controlled by an exponent 41. In that setting, the long-range GN model flows in the UV to a nontrivial critical CFT while the long-range GNY model flows in the IR to the same CFT. The matching holds for scaling dimensions and cubic OPE coefficients: for example,
42
and
43
coinciding term by term with the long-range GN data under 44 and 45 (Chai et al., 2021).
A broader 2025 classification of 46 GNY-like models with 47 real scalars and 48 symmetry found that nontrivial unitary fixed points with unbroken 49 occur only for 50. The resulting six universality classes are: for 51, standard 52 GNY, chiral Ising, and quarter-GNY; for 53, chiral XY; and for 54, chiral Heisenberg and the new orthogonal Heisenberg CFT with 55 symmetry (Mitchell et al., 12 Dec 2025).
6. Gauged and boundary extensions
A major gauged relative is the chiral QED56–GNY theory, a 57-dimensional 58 gauge theory with 59 four-component Dirac fermions coupled to a scalar order parameter. In 60, the one-loop 61-functions are
62
63
There is a unique infrared-stable fixed point with all couplings nonzero when 64 and 65. For the chiral-Ising case 66, Padé 67 at 68 gives 69 and 70 for 71, and the proposed duality to the noncompact 72 deconfined critical point would require 73 (Zhou et al., 2020).
The small-74 QED75–GNY problem also illustrates a technical controversy. In strict 76 with two-component spinors, Aslamazov–Larkin diagrams contribute because
77
These diagrams were missed in earlier 78 and large-79 treatments with four-component fermions. Including them changes 80, 81, and the singlet bilinear dimension, while leaving the adjoint bilinear unchanged at 82. For 83, Padé and Borel–Padé resumations give 84 or 85, and 86 or 87, in reasonable agreement with numerical studies of the Néel–VBS transition (Boyack et al., 2018).
Boundary criticality provides another extension. By a Weyl transformation, half-space Gross–Neveu criticality can be studied in Euclidean AdS. Near four dimensions, the Wilson–Fisher fixed point of the GNY model has three boundary conformal phases: 88, corresponding to Neumann boundary conditions on the scalar; 89, corresponding to Dirichlet; and 90, in which the bulk scalar acquires a classical expectation value. The flows 91 and 92 are driven by relevant boundary deformations 93 and 94, and the AdS free energies satisfy the ordering expected from the boundary 95-theorem (Giombi et al., 2021).
7. Numerical realizations and direct spectroscopy
Large-scale numerical simulation has made the conformal GNY model directly accessible. In a designer quantum Monte Carlo study of the 96 chiral-Ising GNY critical point, the continuum action was taken as
97
Model design enlarged the ultraviolet linear-dispersion region and matched bare boson and fermion velocities to suppress finite-size drift. Using projector QMC together with self-learning updates, the study found 98, 99, 00, 01, and 02 on systems up to 03. The Matsubara conductivity obeyed
04
and the designer model recovered the free-fermion value 05 to 06 accuracy (Liu et al., 2019).
Exact diagonalization on 07 provides a complementary route to the operator spectrum. For a single Dirac cone, the sphere Dirac operator is
08
with eigenspinors given by spinor spherical harmonics. Many-body energies on 09 are converted to scaling dimensions through
10
with the nonuniversal velocity 11 fixed by 12. In the 13 (14) case, exact diagonalization at 15 found 16, 17, 18, 19, 20, 21, and 22, with the stress tensor fixed exactly at 23. The same spectrum revealed two previously uncharacterized higher primaries, a nonconserved spin-1 current 24 with 25 and a composite fermion 26 with 27 (Gao et al., 21 Apr 2025).
Taken together, bootstrap islands, high-order 28-expansions, 29 CFT data, Monte Carlo, and spherical exact diagonalization now provide a tightly constrained picture of conformal GNY criticality. The most robust nonperturbative conclusion in the standard 30 31 singlet sector is that, for 32, the only relevant singlet scalars are 33 and 34, while the next parity-odd and parity-even singlets are rigorously irrelevant (Mitchell et al., 2024).