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Conformal Gross-Neveu-Yukawa Model Overview

Updated 7 July 2026
  • The conformal GNY model is a critical conformal field theory defined by tuning a Yukawa-coupled fermion–scalar system to quantum criticality.
  • It employs multiple formulations, including the three-dimensional O(N) and 4-ε approaches, with analyses via bootstrap, 1/N expansion, and perturbative renormalization.
  • High-precision studies using Monte Carlo and exact diagonalization reveal a detailed operator spectrum and establish the irrelevance of additional singlet deformations.

The conformal Gross–Neveu–Yukawa (GNY) model is the interacting conformal field theory obtained by tuning a Yukawa-coupled fermion–scalar system to criticality. In the three-dimensional O(N)O(N) formulation emphasized by mixed-correlator bootstrap studies, the theory contains a real scalar singlet and NN Majorana fermions transforming in the fundamental of O(N)O(N); in d=4ϵd=4-\epsilon formulations it is often written with a real scalar and NN or NfN_f Dirac fermions. At criticality it lies in the same universality class as the Gross–Neveu model after a Hubbard–Stratonovich transform, and it provides a conformal description of several fermionic quantum phase transitions together with supersymmetric, long-range, gauged, and boundary generalizations (Mitchell et al., 2024, Goykhman et al., 2020, Mihaila et al., 2017).

1. Field content, symmetries, and equivalent formulations

A standard three-dimensional Euclidean presentation is

$L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$

with ϕ\phi a real scalar O(N)O(N) singlet and ψi\psi_i, NN0, two-component Majorana fermions in the fundamental of NN1. The Yukawa term NN2 contracts spinor indices with the two-dimensional charge-conjugation matrix, and the global symmetry acts only on the fermion index NN3 (Mitchell et al., 2024).

A closely related NN4-dimensional form, widely used in NN5 and NN6 analyses, is

NN7

with a real scalar NN8 and Dirac fermions NN9. In the large-O(N)O(N)0 Gross–Neveu model one may instead start from

O(N)O(N)1

and introduce an auxiliary field O(N)O(N)2 through the Hubbard–Stratonovich replacement

O(N)O(N)3

At criticality in O(N)O(N)4, O(N)O(N)5 acquires a nontrivial two-point function induced by the fermion loop, and the GN and GNY fixed points coincide (Goykhman et al., 2020).

The literature summarized here uses more than one flavor convention. Three-dimensional bootstrap work typically parameterizes the theory by Majorana fermions and an O(N)O(N)6 symmetry, whereas many O(N)O(N)7-expansion papers use four-component Dirac fermions and write O(N)O(N)8 or O(N)O(N)9 for the fermion multiplicity (Erramilli et al., 2022, Mihaila et al., 2017).

2. Interacting fixed point and renormalization-group structure

In the three-dimensional d=4ϵd=4-\epsilon0 theory, tuning to d=4ϵd=4-\epsilon1 produces an interacting conformal fixed point for all finite d=4ϵd=4-\epsilon2. The leading scalar singlets are the parity-odd d=4ϵd=4-\epsilon3 and the parity-even d=4ϵd=4-\epsilon4, both with scaling dimension below d=4ϵd=4-\epsilon5, followed by d=4ϵd=4-\epsilon6 and d=4ϵd=4-\epsilon7 (Mitchell et al., 2024).

Near four dimensions, the model is perturbatively renormalizable and admits a nontrivial infrared fixed point. In the d=4ϵd=4-\epsilon8 scheme, one convenient two-loop presentation uses renormalized couplings d=4ϵd=4-\epsilon9 and NN0 with

NN1

NN2

The simultaneous zeros define the GNY fixed point, with

NN3

at leading order (Fei et al., 2016).

Higher-order perturbation theory substantially refines this picture. Three-loop calculations in NN4 dimensions produced Padé estimates in NN5 for several physically relevant flavor numbers; for example, in the convention of four-component Dirac fermions, the NN6 estimates for NN7 are NN8, NN9, and NfN_f0 (Mihaila et al., 2017). Five-loop renormalization extended the anomalous dimensions, NfN_f1-functions, and scalar mass operator to NfN_f2, and for NfN_f3 interpolating-polynomial estimates at NfN_f4 gave NfN_f5, NfN_f6, and NfN_f7 (Gracey et al., 30 Jul 2025).

A structurally important point is that the number of relevant singlet deformations equals the codimension of the critical manifold. Establishing the irrelevance of NfN_f8 and NfN_f9 therefore fixes the singlet-sector RG organization nonperturbatively (Mitchell et al., 2024).

3. Operator spectrum and conformal data

The operator content is commonly organized by parity, spin, and global-symmetry representation. In the three-dimensional $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$0 model, $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$1 are parity-odd singlets, while $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$2 are parity-even singlets. Large-$L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$3 and $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$4 analyses already indicate $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$5, but the ordering at small $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$6 requires nonperturbative control (Mitchell et al., 2024).

In the $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$7 expansion for $L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$8, the basic low-lying dimensions are conventionally written as

$L=\tfrac12(\partial \phi)^2+\tfrac12\,\psi_i\,\slashed\partial\,\psi_i+\tfrac12\,m^2\phi^2+\tfrac14\,\lambda\,\phi^4+\tfrac12\,g\,\phi\,\psi_i\psi_i,$9

with

ϕ\phi0

ϕ\phi1

These relations determine ϕ\phi2, ϕ\phi3, and ϕ\phi4 to next-to-leading order in ϕ\phi5 (Goykhman et al., 2020).

The same ϕ\phi6 program computes OPE data. Using conformal-triangle integrals, one obtains the normalized coefficients ϕ\phi7, ϕ\phi8, and ϕ\phi9 through next-to-leading order. In this framework, the dimensions O(N)O(N)0 together with the O(N)O(N)1 determine the CFT three-point functions and, through the bootstrap equations, constrain higher-point correlators (Goykhman et al., 2020).

This spectrum-based viewpoint is also central in three-dimensional precision studies. Mixed-correlator bootstrap analyses identify isolated islands for the leading dimensions O(N)O(N)2, while later work uses those islands as input to isolate the next singlet scalars O(N)O(N)3 and O(N)O(N)4 (Erramilli et al., 2022, Mitchell et al., 2024).

4. Mixed-correlator bootstrap and rigorous bounds in O(N)O(N)5

The three-dimensional numerical bootstrap for parity-preserving O(N)O(N)6-invariant GNY CFTs simultaneously studies

O(N)O(N)7

together with mixed correlators such as O(N)O(N)8, O(N)O(N)9, and ψi\psi_i0. Crossing is cast in semidefinite-program form,

ψi\psi_i1

and, after separating the identity and imposing positivity, as

ψi\psi_i2

To bound ψi\psi_i3 and ψi\psi_i4, one imposes additional gaps ψi\psi_i5 and ψi\psi_i6, scans over the previously allowed ψi\psi_i7 archipelago, and uses a “tiptop” search together with an explicit OPE-scan (Mitchell et al., 2024).

Earlier mixed-correlator work had already isolated small islands for ψi\psi_i8. At ψi\psi_i9 with NN00, the rigorous estimates are

NN01

NN02

NN03

For NN04, without imposing supersymmetry, the island lies along NN05 and has tip NN06 (Erramilli et al., 2022).

The 2024 bootstrap study then proved that the next singlet scalars are irrelevant for NN07 (Mitchell et al., 2024):

NN08 lower bound on NN09 lower bound on NN10
2 NN11 NN12
4 NN13 NN14
8 NN15 NN16

These inequalities imply that there are only two relevant singlet scalars, NN17 and NN18, in the singlet sector at those values of NN19. They also remove an assumption built into the earlier islands: the irrelevance of NN20 and NN21 is no longer an external bootstrap input but a rigorously established consequence. In particular, perturbations of NN22-type or NN23-type flow back to the same critical fixed point, so no additional multicritical fixed points appear in the singlet sector for NN24 (Mitchell et al., 2024).

5. Supersymmetric, long-range, and classified extensions

The GNY family has distinguished supersymmetric limits. In the NN25 Majorana case, formal continuation yields the supersymmetric NN26 model, with couplings satisfying NN27 through NN28 and dimensions obeying NN29 to the same order. A one-sided Padé extrapolation gives NN30 in NN31, in agreement with the NN32 NN33 minimal SCFT picture (Fei et al., 2016). Independent bootstrap evidence appears in the NN34 archipelago, where the spectrum aligns along the supersymmetric relation NN35 without imposing SUSY as an assumption (Erramilli et al., 2022).

A two-dimensional supersymmetric GNY theory has also been solved with Lightcone Conformal Truncation. There the model depends on a single dimensionless coupling NN36, has a critical point at NN37, and flows in the IR to the Tricritical Ising Model. A fit at NN38 gives NN39, consistent with the TIM value NN40, while beyond the critical point the gap remains nearly zero, in agreement with a massless Goldstino on the SUSY-broken side (Fitzpatrick et al., 2019).

Long-range generalizations replace the local fermion kinetic term by a nonlocal one controlled by an exponent NN41. In that setting, the long-range GN model flows in the UV to a nontrivial critical CFT while the long-range GNY model flows in the IR to the same CFT. The matching holds for scaling dimensions and cubic OPE coefficients: for example,

NN42

and

NN43

coinciding term by term with the long-range GN data under NN44 and NN45 (Chai et al., 2021).

A broader 2025 classification of NN46 GNY-like models with NN47 real scalars and NN48 symmetry found that nontrivial unitary fixed points with unbroken NN49 occur only for NN50. The resulting six universality classes are: for NN51, standard NN52 GNY, chiral Ising, and quarter-GNY; for NN53, chiral XY; and for NN54, chiral Heisenberg and the new orthogonal Heisenberg CFT with NN55 symmetry (Mitchell et al., 12 Dec 2025).

6. Gauged and boundary extensions

A major gauged relative is the chiral QEDNN56–GNY theory, a NN57-dimensional NN58 gauge theory with NN59 four-component Dirac fermions coupled to a scalar order parameter. In NN60, the one-loop NN61-functions are

NN62

NN63

There is a unique infrared-stable fixed point with all couplings nonzero when NN64 and NN65. For the chiral-Ising case NN66, Padé NN67 at NN68 gives NN69 and NN70 for NN71, and the proposed duality to the noncompact NN72 deconfined critical point would require NN73 (Zhou et al., 2020).

The small-NN74 QEDNN75–GNY problem also illustrates a technical controversy. In strict NN76 with two-component spinors, Aslamazov–Larkin diagrams contribute because

NN77

These diagrams were missed in earlier NN78 and large-NN79 treatments with four-component fermions. Including them changes NN80, NN81, and the singlet bilinear dimension, while leaving the adjoint bilinear unchanged at NN82. For NN83, Padé and Borel–Padé resumations give NN84 or NN85, and NN86 or NN87, in reasonable agreement with numerical studies of the Néel–VBS transition (Boyack et al., 2018).

Boundary criticality provides another extension. By a Weyl transformation, half-space Gross–Neveu criticality can be studied in Euclidean AdS. Near four dimensions, the Wilson–Fisher fixed point of the GNY model has three boundary conformal phases: NN88, corresponding to Neumann boundary conditions on the scalar; NN89, corresponding to Dirichlet; and NN90, in which the bulk scalar acquires a classical expectation value. The flows NN91 and NN92 are driven by relevant boundary deformations NN93 and NN94, and the AdS free energies satisfy the ordering expected from the boundary NN95-theorem (Giombi et al., 2021).

7. Numerical realizations and direct spectroscopy

Large-scale numerical simulation has made the conformal GNY model directly accessible. In a designer quantum Monte Carlo study of the NN96 chiral-Ising GNY critical point, the continuum action was taken as

NN97

Model design enlarged the ultraviolet linear-dispersion region and matched bare boson and fermion velocities to suppress finite-size drift. Using projector QMC together with self-learning updates, the study found NN98, NN99, O(N)O(N)00, O(N)O(N)01, and O(N)O(N)02 on systems up to O(N)O(N)03. The Matsubara conductivity obeyed

O(N)O(N)04

and the designer model recovered the free-fermion value O(N)O(N)05 to O(N)O(N)06 accuracy (Liu et al., 2019).

Exact diagonalization on O(N)O(N)07 provides a complementary route to the operator spectrum. For a single Dirac cone, the sphere Dirac operator is

O(N)O(N)08

with eigenspinors given by spinor spherical harmonics. Many-body energies on O(N)O(N)09 are converted to scaling dimensions through

O(N)O(N)10

with the nonuniversal velocity O(N)O(N)11 fixed by O(N)O(N)12. In the O(N)O(N)13 (O(N)O(N)14) case, exact diagonalization at O(N)O(N)15 found O(N)O(N)16, O(N)O(N)17, O(N)O(N)18, O(N)O(N)19, O(N)O(N)20, O(N)O(N)21, and O(N)O(N)22, with the stress tensor fixed exactly at O(N)O(N)23. The same spectrum revealed two previously uncharacterized higher primaries, a nonconserved spin-1 current O(N)O(N)24 with O(N)O(N)25 and a composite fermion O(N)O(N)26 with O(N)O(N)27 (Gao et al., 21 Apr 2025).

Taken together, bootstrap islands, high-order O(N)O(N)28-expansions, O(N)O(N)29 CFT data, Monte Carlo, and spherical exact diagonalization now provide a tightly constrained picture of conformal GNY criticality. The most robust nonperturbative conclusion in the standard O(N)O(N)30 O(N)O(N)31 singlet sector is that, for O(N)O(N)32, the only relevant singlet scalars are O(N)O(N)33 and O(N)O(N)34, while the next parity-odd and parity-even singlets are rigorously irrelevant (Mitchell et al., 2024).

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