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Balakrishnan Integral Representation

Updated 4 July 2026
  • The Balakrishnan integral representation is a resolvent-based formula for fractional powers of positive or sectorial operators, providing a canonical approach to defining operators like the fractional Laplacian.
  • It extends to nonlinear contexts by representing the fractional p-Laplacian through a modified datum, transferring the nonlinearity from the operator to the input while preserving the integration structure.
  • The framework is equivalent to semigroup and extension formulas, offering unified representations for bounded domains and manifolds and facilitating numerical approximation methods.

Searching arXiv for recent and foundational papers relevant to the Balakrishnan integral representation. Balakrishnan integral representation is a resolvent-based formula for fractional powers of operators. In its classical linear form, for a positive or sectorial operator AA and $0AsA^s through an integral involving the resolvent (t+A)1(t+A)^{-1} or, equivalently, the semigroup generated by AA. In the setting of the Laplacian, this yields a standard representation of the fractional Laplacian. A recent nonlinear analogue replaces the linear datum by the nonlinear vertical difference Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot)), thereby representing the fractional pp-Laplacian through the resolvent of the ordinary Laplacian while preserving the characteristic Balakrishnan integration in the spectral parameter tt (Teso et al., 2020).

1. Classical operator-theoretic form

For a sectorial, or more generally positive, linear operator AA on a Banach space, Balakrishnan’s formula for the fractional power AsA^s, $0

$0

In the Laplacian convention used for $0

$0

and the paper on the fractional $0

$0

for the fractional Laplacian (Teso et al., 2020).

The essential structural feature is the integration of the resolvent response $0

A common misconception is to identify every resolvent integral with a Balakrishnan formula in the strict operator-theoretic sense. The classical formula is specifically tied to fractional powers of linear sectorial operators. Later nonlinear analogues preserve the integral architecture but not the full linear functional-calculus framework.

2. Nonlinear representation for the fractional $0

For AsA^s0 and AsA^s1, the fractional AsA^s2-Laplacian on AsA^s3 is defined for sufficiently smooth AsA^s4 by

AsA^s5

It is the subdifferential of the Gagliardo energy

AsA^s6

and for AsA^s7 it is nonlinear (Teso et al., 2020).

The Balakrishnan-type formula proved for this operator states that for AsA^s8, AsA^s9, (t+A)1(t+A)^{-1}0, and (t+A)1(t+A)^{-1}1, with the additional condition (t+A)1(t+A)^{-1}2 when (t+A)1(t+A)^{-1}3, one has

(t+A)1(t+A)^{-1}4

where

(t+A)1(t+A)^{-1}5

If one writes

(t+A)1(t+A)^{-1}6

then the formula becomes

(t+A)1(t+A)^{-1}7

The representation is nonlinear in a specific and limited sense. The resolvent (t+A)1(t+A)^{-1}8 is still the resolvent of the linear Laplacian, but the input to that resolvent is the nonlinear difference datum (t+A)1(t+A)^{-1}9. The paper explicitly emphasizes that AA0 is not being defined as a fractional power of the local nonlinear operator AA1 in the sense of linear operator theory; rather, the singular integral defining the nonlocal operator is re-expressed through a linear resolvent acting on nonlinear data. In that precise sense, the formula is a nonlinear Balakrishnan formula.

When AA2, AA3, and

AA4

Consequently,

AA5

so the nonlinear formula collapses to the classical Balakrishnan formula for AA6, after the normalization constants are matched.

3. Equivalence with semigroup and extension formulas

The same work develops three equivalent representations of the fractional AA7-Laplacian: a semigroup formula, an extension formula, and the Balakrishnan formula. The semigroup representation is

AA8

while the extension representation uses the solution of

AA9

and yields

Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))0

These are proved equivalent to the singular integral definition and to the Balakrishnan representation (Teso et al., 2020).

Representation Formula type Linear case Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))1
Semigroup Heat semigroup Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))2 Bochner subordination
Extension Caffarelli–Silvestre-type extension Classical extension formula
Balakrishnan Resolvent Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))3 Classical Balakrishnan formula

The passage from semigroup to resolvent uses the standard identity

Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))4

At the kernel level, the resolvent is written as convolution with Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))5, and

Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))6

The Balakrishnan formula is then obtained by integrating the semigroup representation against an exponential weight and exploiting the scaling of the resolvent kernel until the singular kernel Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))7 emerges.

This equivalence is structurally important. It shows that the Balakrishnan representation is not an isolated formal identity but one face of a three-way correspondence: Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))8 The paper describes the underlying mechanism as a splitting procedure in which the nonlinearity is moved into the datum while the linear Laplacian supplies the semigroup, extension operator, and resolvent.

4. Normalization and limiting regimes

A central issue is the choice of the normalization constant Φp(u(x0)u())\Phi_p(u(x_0)-u(\cdot))9. The paper selects it so that the operator depends continuously on both pp0 and pp1, in particular so that

pp2

and

pp3

The proposed normalization is

pp4

For pp5, this recovers the standard constant of the fractional Laplacian,

pp6

The corresponding Balakrishnan prefactor then becomes compatible with the known linear constant (Teso et al., 2020).

The same normalization governs the limiting behavior of the Balakrishnan formula. As pp7, the weight pp8 concentrates near pp9, while the constant tt0 behaves like tt1. Combined with the singular-integral asymptotics, this yields the local limit tt2. As tt3, the paper states that the natural limit under this normalization is the zero operator for sufficiently regular functions.

These limits also clarify the status of the nonlinear representation. It is calibrated to interpolate continuously between nonlocal and local regimes and between nonlinear and linear exponents. That continuity is one of the main reasons the normalization problem is not merely conventional.

5. Spectral-type operators on domains and manifolds

The semigroup and Balakrishnan formulas motivate spectral-type definitions on bounded domains. If tt4 is smooth and tt5 denotes the Dirichlet heat semigroup, the paper defines

tt6

For tt7, this is exactly the spectral fractional Laplacian generated by the Dirichlet Laplacian; for tt8, the paper presents it as a natural nonlinear generalization (Teso et al., 2020).

A corresponding domain Balakrishnan formula is also proposed: tt9 The equivalence between the semigroup and Balakrishnan definitions on bounded domains is explicitly left as an open problem.

The paper further proposes a manifold version. On a Riemannian manifold AA0, with AA1 the Laplace–Beltrami operator and AA2 its heat semigroup, the same philosophy leads to

AA3

Several consequences are attached to this framework. The paper proposes alternative characterizations of the seminorm

AA4

through both semigroup and Balakrishnan expressions. It also proposes numerical schemes based on quadrature in AA5 together with discretization of resolvent problems AA6. The paper notes that these inherit parallelization advantages known for the linear spectral fractional Laplacian.

A second common misconception is that a spectral-type fractional AA7-Laplacian on a domain must coincide with the restricted operator obtained by extending AA8 by zero outside AA9 and applying the whole-space definition. The paper states explicitly that the spectral-type construction differs from that restricted operator.

The term “Balakrishnan integral representation” also appears in a distinct arithmetic-geometric setting. For elliptic curves over imaginary quadratic fields, the quadratic Chabauty literature uses Coleman integrals

AsA^s0

to form symmetric bilinear functions

AsA^s1

and then represents a AsA^s2-adic height pairing as

AsA^s3

In that paper, this quadratic expression in Coleman integrals is explicitly called the Balakrishnan integral representation of the height pairing, and it underlies the quadratic Chabauty function

AsA^s4

used to determine integral points (Jha, 2023).

This arithmetic usage is terminologically related to Balakrishnan’s work through the research lineage of Balakrishnan and collaborators, but it is conceptually different from the classical operator-theoretic Balakrishnan formula for fractional powers. The shared theme is representational: a nontrivial object is encoded through integrals or quadratic expressions built from more elementary analytic data.

A further neighboring development arises in generalized fractional calculus. A bicomplex Prabhakar-function study establishes Mellin–Barnes, Laplace, and Mellin integral representations such as

AsA^s5

and

AsA^s6

That paper explicitly presents these transform formulas as structurally close to Balakrishnan-type formulas, because the kernels behave like scalar resolvent-type functions and suggest operator substitutions of the form AsA^s7 in a sectorial calculus (Sharma et al., 18 May 2026).

This suggests a broader encyclopedic picture. In the strict sense, the Balakrishnan integral representation belongs to resolvent-based fractional powers of operators. In a wider sense, it functions as a template: one integrates a resolvent or a transform kernel against a singular weight to reconstruct a fractional or nonlocal object. The nonlinear fractional AsA^s8-Laplacian formula is the clearest direct extension of that template, because it preserves the Balakrishnan integration in AsA^s9 while relocating the nonlinearity from the operator to the datum.

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