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Anisotropic Capillary Convex Bodies

Updated 6 July 2026
  • Anisotropic capillary convex bodies are convex shapes defined by direction-dependent surface energies that yield equilibrium configurations like full-space Wulff shapes and truncated versions in constrained geometries.
  • They are characterized through advanced tools such as the Cahn–Hoffman map, anisotropic curvature measures, and Minkowski-type formulas, linking geometric invariants with capillary conditions.
  • Applications include the study of anisotropic curvature flows, rigidity theorems, and capillary boundary problems in half-spaces, providing a comprehensive framework for anisotropic convex geometry.

Anisotropic capillary convex bodies are convex bodies whose interfacial energy is governed by a direction-dependent surface tension rather than a constant one, so that the distinguished equilibrium shapes are Wulff shapes in the full space and truncated Wulff shapes in a half-space or other constrained geometries. In the smooth setting, the subject is formulated through the Cahn–Hoffman map, anisotropic principal curvatures, and higher-order anisotropic mean curvatures; in the nonsmooth convex setting, it is encoded by anisotropic support, area, and curvature measures arising from anisotropic Steiner formulas and mixed volumes (Santilli, 2021, Gao et al., 2024).

1. Anisotropic surface energy and Wulff geometry

Let CRn+1C\subset \mathbb{R}^{n+1} be a convex body. In one standard formulation, the anisotropy is a uniformly convex C2C^2-norm φ\varphi on Rn+1\mathbb{R}^{n+1}, with dual norm

φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.

The associated Wulff shape is

Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.

If φ\varphi is uniformly convex and C2C^2, then WφW_\varphi is a smooth, strictly convex hypersurface, and its Euclidean unit normal is a C1C^1-diffeomorphism onto C2C^20. The corresponding Cahn–Hoffman map C2C^21 satisfies

C2C^22

This realizes the geometric duality between the anisotropy and its Wulff crystal (Santilli, 2021).

For a convex body C2C^23, the anisotropic perimeter, or anisotropic surface energy, is

C2C^24

and when C2C^25 comes from a support function C2C^26 on C2C^27, this is equivalent to

C2C^28

The minimizer of C2C^29 under a volume constraint is, up to translation and scaling, the Wulff shape φ\varphi0. In capillarity language, Wulff shapes model equilibrium shapes of anisotropic liquid droplets or crystals (Santilli, 2021).

A parallel convex-analytic formulation starts from a convex body φ\varphi1 with φ\varphi2. Its gauge φ\varphi3, support function φ\varphi4, and polar body φ\varphi5 satisfy

φ\varphi6

For a set of finite perimeter φ\varphi7, the anisotropic surface energy associated with φ\varphi8 is

φ\varphi9

and the anisotropic isoperimetric inequality states

Rn+1\mathbb{R}^{n+1}0

with equality if and only if Rn+1\mathbb{R}^{n+1}1 is, up to translation and null sets, a dilate of Rn+1\mathbb{R}^{n+1}2. This is the Wulff inequality in convex-geometric form (Bianchi et al., 2024).

In the half-space setting, an anisotropic capillary convex body is modeled by a bounded domain Rn+1\mathbb{R}^{n+1}3 whose free boundary Rn+1\mathbb{R}^{n+1}4 is a strictly convex anisotropic capillary hypersurface and whose remaining boundary lies in the supporting hyperplane. The canonical model is a truncated Wulff shape

Rn+1\mathbb{R}^{n+1}5

with Rn+1\mathbb{R}^{n+1}6 chosen so that the anisotropic capillary boundary condition is satisfied (Gao et al., 2024).

2. Curvature, support functions, and measure-theoretic invariants

For a smooth convex hypersurface, anisotropic curvature is defined through the anisotropic normal. With anisotropy Rn+1\mathbb{R}^{n+1}7 satisfying

Rn+1\mathbb{R}^{n+1}8

the Cahn–Hoffman map is

Rn+1\mathbb{R}^{n+1}9

the anisotropic Gauss map is

φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.0

and the anisotropic Weingarten map is

φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.1

Its eigenvalues φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.2 are the anisotropic principal curvatures, and the normalized anisotropic φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.3-th mean curvatures are

φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.4

In the norm language of φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.5, the anisotropic mean curvatures φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.6 are the symmetric functions of the anisotropic principal curvatures φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.7 (Gao et al., 2024, Santilli, 2021).

Beyond smooth boundaries, several measure-theoretic frameworks have been developed. One construction starts from the anisotropic distance

φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.8

the anisotropic normal bundle

φ(u)=sup{vu:φ(v)=1}.\varphi^*(u)=\sup\{v\cdot u : \varphi(v)=1\}.9

and generalized anisotropic principal curvatures on Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.0. For convex bodies, this yields anisotropic curvature measures Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.1 and a local Steiner formula

Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.2

for Borel Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.3. In the smooth case,

Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.4

and, in particular,

Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.5

so Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.6 is the anisotropic surface energy measure (Santilli, 2021).

A second construction, due to Huang, Li, Xiao, and Zhou, defines anisotropic curvature measures Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.7 as the coefficients in the local anisotropic Steiner formula

Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.8

where Wφ=Bφ,Bφ={xRn+1:φ(x)1}.W_\varphi=\partial B_\varphi^*,\qquad B_\varphi^*=\{x\in\mathbb{R}^{n+1}:\varphi^*(x)\le 1\}.9 is a local anisotropic φ\varphi0-parallel set. The total measures satisfy

φ\varphi1

the anisotropic mixed volumes relative to the Wulff shape φ\varphi2, and

φ\varphi3

is exactly the anisotropic surface energy (Andrews et al., 2021).

A third, relative-differential-geometric framework fixes a gauge body φ\varphi4, regular and strictly convex, and defines anisotropic area measures on φ\varphi5 by

φ\varphi6

together with anisotropic support measures φ\varphi7 and anisotropic curvature measures

φ\varphi8

In the φ\varphi9 setting, these are represented by the symmetric functions C2C^20 of the relative principal radii: C2C^21 This framework is explicitly tied to relative normalization and gauge-body geometry (Schneider, 10 Jun 2025).

The coexistence of C2C^22, C2C^23, and C2C^24 is not a contradiction. It reflects different normalizations and geometric models—norm-based anisotropy, Wulff-relative mixed volumes, and relative differential geometry—all organized around anisotropic parallel sets and mixed-volume expansions. This suggests that anisotropic capillary convex bodies are naturally studied through several complementary measure theories rather than through a single canonical formalism.

3. Rigidity in the full space: Wulff shapes, tangential bodies, and curvature relations

A central rigidity theorem states that a convex body whose anisotropic curvature measure is proportional to anisotropic perimeter must be a Wulff shape. More precisely, if C2C^25 is a convex body, C2C^26 is a uniformly convex C2C^27-norm, C2C^28, and

C2C^29

as Radon measures on WφW_\varphi0, then there exist WφW_\varphi1 and WφW_\varphi2 such that

WφW_\varphi3

Equivalently, for any WφW_\varphi4, if

WφW_\varphi5

then WφW_\varphi6 is a translate and homothety of the Wulff shape. This theorem generalizes Schneider’s Euclidean characterization of balls and resolves the conjecture of Andrews and Wei (Santilli, 2021).

The proof combines an anisotropic Heintze–Karcher type inequality, anisotropic Minkowski formulas, and Newton–Maclaurin inequalities. Under the proportionality hypothesis one derives a lower bound for the first anisotropic mean curvature, then equality in the chain of inequalities forces anisotropic umbilicity,

WφW_\varphi7

and hence all anisotropic distance level sets are translates and homotheties of the Wulff shape (Santilli, 2021).

A related rigidity result uses the curvature measures WφW_\varphi8: if a convex body WφW_\varphi9 satisfies

C1C^10

with C1C^11, then C1C^12 is a rescaled Wulff shape. In particular, C1C^13 forces Wulff geometry. This extends classical results of Schneider and Kohlmann to the anisotropic setting and is used crucially in the long-time analysis of anisotropic volume-preserving curvature flows (Andrews et al., 2021).

By contrast, Schneider’s theory of anisotropic area measures yields a different rigidity class. If C1C^14 is the gauge body and C1C^15, then

C1C^16

holds if and only if C1C^17 is homothetic to a C1C^18-tangential body of C1C^19. Here the conclusion is not necessarily a Wulff shape but a tangential body determined by the gauge geometry (Schneider, 10 Jun 2025).

This distinction rules out a common oversimplification. Not every proportionality relation among anisotropic measures characterizes a Wulff shape. Proportionality between anisotropic curvature measures and anisotropic perimeter yields Wulff rigidity (Santilli, 2021), whereas proportionality between anisotropic area measures of orders C2C^200 and C2C^201 characterizes C2C^202-tangential bodies of the gauge body (Schneider, 10 Jun 2025).

4. Half-space capillarity, truncated Wulff shapes, and rigidity

In the half-space C2C^203, anisotropic capillarity is formulated for a compact orientable hypersurface C2C^204 with C2C^205, enclosing a bounded domain C2C^206. If C2C^207 is positive and C2C^208, the anisotropic capillary boundary condition is

C2C^209

or equivalently

C2C^210

depending on notation. Geometrically, this prescribes a constant anisotropic contact angle along the boundary plane (Gao et al., 2024, Jia et al., 2022).

The model solutions are truncated Wulff shapes,

C2C^211

also called C2C^212-capillary Wulff shapes. Their anisotropic normal satisfies

C2C^213

and the capillary condition fixes the vertical placement of the center C2C^214 (Gao et al., 2024).

For anisotropic capillary hypersurfaces, a capillary support function is defined by

C2C^215

A basic characterization asserts that C2C^216 is a nonzero constant if and only if C2C^217 is an C2C^218-capillary Wulff shape. This makes C2C^219 the anisotropic capillary analogue of the support function used in classical spherical-cap rigidity (Gao et al., 2024).

The integral-geometric core of the half-space theory is a generalized anisotropic Hsiung–Minkowski formula. For a smooth function C2C^220 on C2C^221 and C2C^222,

C2C^223

where C2C^224 is the Newton transformation and C2C^225 is an explicit tangential vector field. Setting C2C^226 constant recovers the capillary Minkowski identity

C2C^227

Together with the anisotropic Heintze–Karcher inequality

C2C^228

with equality if and only if C2C^229 is an C2C^230-capillary Wulff shape, these identities drive a broad family of Alexandrov-type rigidity results (Gao et al., 2024).

One consequence is the anisotropic Alexandrov theorem in the half-space: any embedded anisotropic capillary hypersurface with constant anisotropic mean curvature is a truncated Wulff shape. The same conclusion holds for constant higher anisotropic mean curvature C2C^231, C2C^232, under the same capillarity assumptions (Jia et al., 2022).

A stronger classification is available at the level of stability. Any compact immersed anisotropic capillary constant anisotropic mean curvature hypersurface in the half-space is weakly stable if and only if it is a truncated Wulff shape. In dimension three, a stable anisotropic capillary minimal surface with Euclidean area growth is a half-plane (Guo et al., 2023).

The half-space theory also admits Willmore-type inequalities. For an unbounded closed convex set C2C^233 and a compact embedded hypersurface C2C^234 with C2C^235 satisfying

C2C^236

one has

C2C^237

In a half-space, this yields the capillary inequality

C2C^238

with equality if and only if C2C^239 is an anisotropic C2C^240-capillary Wulff cap (Jia et al., 2024).

5. Mixed volumes, capillary Minkowski problems, and support-function PDEs

Anisotropic capillary convex bodies are closely tied to support-function formulations of Minkowski-type problems. In the half-space, the capillary support-function framework is especially transparent in the Euclidean capillary theory. For a convex capillary hypersurface C2C^241 with contact angle C2C^242, the capillary Gauss map takes values in a spherical cap C2C^243, and the support function C2C^244 on C2C^245 satisfies

C2C^246

The capillary mixed volumes are then expressed by

C2C^247

where C2C^248 is the mixed discriminant. This leads to a theory of capillary quermassintegrals and a capillary Alexandrov–Fenchel inequality for mixed volumes of capillary convex bodies in the half-space (Mei et al., 2024).

That theory is isotropic, but it supplies an analytic template for the anisotropic case. This suggests that anisotropic capillary mixed volumes should be built from anisotropic support functions on an anisotropic cap domain, an anisotropic curvature operator replacing C2C^249, and a Robin boundary condition expressing anisotropic Young’s law. The isotropic paper itself formulates this as a blueprint for extension rather than as an established anisotropic theorem (Mei et al., 2024).

In the fully anisotropic half-space theory, generalized Minkowski formulas already lead to uniqueness results for capillary curvature prescription problems. If C2C^250 is strictly convex and anisotropic C2C^251-capillary, and if

C2C^252

for a smooth function C2C^253 with C2C^254, then C2C^255 is an C2C^256-capillary Wulff shape. This is the uniqueness statement for the anisotropic Orlicz–Christoffel–Minkowski problem in the capillary setting. In particular, when C2C^257 with C2C^258, it yields the corresponding uniqueness result for the capillary C2C^259-Minkowski problem in Euclidean capillary convex bodies geometry (Gao et al., 2024).

More generally, linear and nonlinear curvature identities of the forms

C2C^260

or

C2C^261

with the monotonicity hypotheses stated in the source, force C2C^262 to be an C2C^263-capillary Wulff shape (Gao et al., 2024).

The capillary support-function PDE perspective also appears in newer work on capillary Minkowski problems in the half-space. In the Euclidean capillary setting, the capillary C2C^264 dual Minkowski problem is reduced to a Monge–Ampère type equation with Robin boundary condition on the unit spherical cap, and there exists a unique smooth solution provided C2C^265 (Gao, 3 Oct 2025). Since that result is formulated for Euclidean capillary hypersurfaces, its direct anisotropic analogue remains a separate question.

6. Flows, erosion, monotonicity, and analytical extensions

A major dynamical result is the convergence of volume-preserving anisotropic curvature flows to Wulff shapes. For a smooth closed strictly convex hypersurface C2C^266, the flow

C2C^267

with C2C^268 chosen to preserve enclosed volume, exists for all time and converges in the Hausdorff sense to the Wulff shape. In the cases C2C^269, C2C^270, or C2C^271, the Hausdorff convergence improves to smooth and exponential convergence (Andrews et al., 2021).

This flow result is not merely asymptotic. Its proof uses the curvature-measure rigidity theorem: after extracting a limit convex body C2C^272, weak continuity of anisotropic curvature measures gives a relation of the form

C2C^273

and the characterization theorem then identifies C2C^274 as a scaled Wulff shape (Andrews et al., 2021). In that sense, anisotropic curvature measures provide both static classification and dynamic compactness.

A related erosion theory is provided by anisotropic inner parallel bodies. Given convex bodies C2C^275, the inner parallel sets

C2C^276

satisfy

C2C^277

and the anisotropic isoperimetric quotient

C2C^278

is nonincreasing, generically strictly decreasing. Equality characterizes homothety to tangential bodies of C2C^279 (Crasta, 2021). This gives a complementary picture: Wulff geometry is the equilibrium of volume-preserving curvature relaxation, whereas tangential-body geometry governs self-similar anisotropic erosion.

Monotonicity under inclusion is another structural property with direct capillarity implications. If C2C^280 is positively C2C^281-homogeneous and convex, and C2C^282 are convex bodies, then

C2C^283

Stefani further proved a quantitative lower bound on the perimeter deficit C2C^284 in terms of the Hausdorff distance and a critical cross-section of C2C^285 (Stefani, 2016). This is the anisotropic version of the monotonicity of surface area for nested convex bodies.

That monotonicity is highly rigid. Among weighted isotropic perimeters, only constant multiples of the Euclidean perimeter satisfy monotonicity on nested convex bodies. Although the analogous result fails for general weighted anisotropic perimeters, an analogous characterization does hold for radially weighted anisotropic densities C2C^286: if monotonicity holds for all nested convex bodies, then the radial weight C2C^287 must be constant (Saracco et al., 2023). This rules out another common misconception: spatial inhomogeneity is not generically compatible with the inclusion-monotonicity that homogeneous anisotropic capillary energies enjoy.

Finally, anisotropic symmetrization provides the functional-analytic counterpart of Wulff rigidity. For a convex body C2C^288 and anisotropic perimeter C2C^289, the Wulff inequality identifies dilates of C2C^290 as the unique volume-constrained minimizers. In the Sobolev setting, double symmetrization yields

C2C^291

and equality forces level sets to be homothetic to the relevant Wulff-type convex bodies (Bianchi et al., 2024). This suggests that anisotropic capillary convex bodies are not only geometric equilibria of surface-tension problems but also the extremal level-set geometries of a wider class of anisotropic variational inequalities.

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