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One-shot Robust Federated Learning of Independent Component Analysis (2505.20532v1)

Published 26 May 2025 in cs.LG and stat.ML

Abstract: This paper investigates a general robust one-shot aggregation framework for distributed and federated Independent Component Analysis (ICA) problem. We propose a geometric median-based aggregation algorithm that leverages $k$-means clustering to resolve the permutation ambiguity in local client estimations. Our method first performs k-means to partition client-provided estimators into clusters and then aggregates estimators within each cluster using the geometric median. This approach provably remains effective even in highly heterogeneous scenarios where at most half of the clients can observe only a minimal number of samples. The key theoretical contribution lies in the combined analysis of the geometric median's error bound-aided by sample quantiles-and the maximum misclustering rates of the aforementioned solution of $k$-means. The effectiveness of the proposed approach is further supported by simulation studies conducted under various heterogeneous settings.

Summary

Insights into One-shot Robust Federated Learning of Independent Component Analysis

The paper introduces a novel framework to tackle Independent Component Analysis (ICA) in federated learning settings, particularly addressing issues of permutation ambiguity and heterogeneity across clients. The distinctive approach proposed involves a one-shot robust aggregation method leveraging geometric median-based aggregation combined with kk-means clustering. This innovative methodology offers significant contributions to federated ICA, an area traditionally challenged by non-convexity and data heterogeneity.

Core Contributions

  1. Two-stage Aggregation Algorithm:
    • Sign and Permutation Ambiguity Resolution: The method begins by mitigating sign ambiguity through inner-product alignment with a benchmark client’s estimator. Subsequently, permutation ambiguity is addressed by applying kk-means clustering, which partitions client-provided estimators into clusters corresponding to identical columns of the mixing matrix.
    • Robust Geometric Median Aggregation: While kk-means clustering provides a basic form of aggregation, the paper enhances robustness by employing geometric median aggregation within each cluster. This approach is resistant to outliers and inconsistent data, ensuring reliable estimations even in highly heterogeneous scenarios.
  2. Theoretical Guarantees:
    • Error Bound and Misclustering Rates: The paper provides rigorous theoretical guarantees for the proposed method, elucidating the geometric median's robustness through sample quantiles analysis and establishing upper bounds on misclustering rates.
    • Consistency Assurance: Under certain conditions, the estimator is demonstrably consistent provided that more than half of the client estimators remain accurate, making the method suitable for practical federated learning setups.

Practical and Theoretical Implications

The approach has significant practical implications. The robustness inherent to geometric median aggregation allows effective learning from distributed data sources without needing frequent synchronization or assumptions of data homogeneity. Theoretically, the methodology offers insights into overcoming permutation challenges in non-convex ICA tasks, fostering future studies in federated learning models where data is siloed and varied.

Future Research Directions

The paper paves the way for various potential advancements in federated learning and ICA:

  • Extension to Other Non-convex Models: Researchers may explore adapting this aggregation framework to similar non-convex models beyond ICA.
  • Optimizing Communication Efficiency: Investigating communication-efficient variants could further enhance federated learning protocols, minimizing resource usage while maintaining robustness.
  • Application in Real-world Datasets: Implementing the model in realistic environments, such as medical imaging or edge IoT systems, could affirm its practical utility and uncover new challenges.

This paper makes substantial strides in the field of federated learning by addressing core challenges through innovative theoretical models and practical algorithms, making it a valuable reference for researchers aiming to refine distributed learning processes further.

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