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Bridging Relevance and Reasoning: Rationale Distillation in Retrieval-Augmented Generation (2412.08519v2)

Published 11 Dec 2024 in cs.CL

Abstract: The reranker and generator are two critical components in the Retrieval-Augmented Generation (i.e., RAG) pipeline, responsible for ranking relevant documents and generating responses. However, due to differences in pre-training data and objectives, there is an inevitable gap between the documents ranked as relevant by the reranker and those required by the generator to support answering the query. To address this gap, we propose RADIO, a novel and practical preference alignment framework with RAtionale DIstillatiOn. Specifically, we first propose a rationale extraction method that leverages the reasoning capabilities of LLMs to extract the rationales necessary for answering the query. Subsequently, a rationale-based alignment process is designed to rerank the documents based on the extracted rationales, and fine-tune the reranker to align the preferences. We conduct extensive experiments on two tasks across three datasets to demonstrate the effectiveness of our approach compared to baseline methods. Our code is released online to ease reproduction.

Summary

  • The paper presents RADIO, a rationale distillation mechanism that bridges the gap between document relevance and reasoning in RAG systems.
  • Methodology involves extracting rationales using LLMs and fine-tuning rerankers to align with generator needs, leading to significant performance gains.
  • Experiments across various QA and multi-choice tasks validate RADIO’s robustness and potential scalability in advancing AI retrieval and generation applications.

Bridging Relevance and Reasoning: Rationale Distillation in Retrieval-Augmented Generation

The paper "Bridging Relevance and Reasoning: Rationale Distillation in Retrieval-Augmented Generation" presents a novel approach to enhancing the performance of Retrieval-Augmented Generation (RAG) systems. This framework, termed RADIO, addresses a significant challenge in the RAG pipeline—the gap between the documents deemed relevant by rerankers and those that actually meet the generator’s reasoning requirements to accurately answer a query.

RAG systems integrate retrieval mechanisms with generation capabilities of LLMs. They are designed to mitigate issues such as hallucination by enhancing the adaptability of generative models to dynamic information needs. However, a fundamental problem persists due to the independent pretraining of reranker and generator components, often leading to preference misalignment. This paper's contribution centers on the introduction of a rationale distillation mechanism that aims to align these preferences effectively.

Key Methodologies

The RADIO framework involves two primary processes: rationale extraction and rationale-based alignment. The rationale extraction employs LLMs to generate rationales from a query and its known answer, serving as a bridge to derive the correct response. These rationales are used as a pivotal alignment signal for the reranker.

For the rationale-based alignment, the framework reranks documents using the established rationales and fine-tunes the reranker to be more consistent with the generator's needs. By reranking documents, the system aligns the reranker’s outputs with the generator’s optimal input requirements through direct rationale integration.

Experimental Results

The effectiveness of RADIO was validated through experiments conducted across two tasks encompassing three datasets: Open-domain QA (NQ and TriviaQA) and multi-choice questions (MMLU). The empirical analysis highlights several superior performance aspects of RADIO compared to traditional and state-of-the-art baselines, such as REPLUG and ARL2. Specifically, RADIO enhances RAG performance by ensuring reranker-generated document sets are more aligned with what the generator requires for accurate response generation.

Results demonstrate substantial improvements in EM and F1 scores across different rerankers and datasets, validating the model's effectiveness. The paper also underscores the adaptability of RADIO across various model architectures and task types, reflecting the methodological robustness and potential for scalability in diverse applications.

Implications and Future Directions

The introduction of rationale distillation in RAG systems holds significant implications for both theoretical advancement and practical applications. By explicitly bridging the reasoning gap between modular RAG components, the paper addresses a core limitation that could lead to enhanced consistency and accuracy in deployed models.

Future exploration may focus on extending the work beyond current LLM capabilities, examining the integration of RADIO with other AI systems that rely on complex reasoning and retrieval tasks. Another potential development could be exploring optimizing rationale generation itself, which could further tighten the reranker-generator alignment and push the boundaries of current generative retrieval systems.

In summary, the paper presents a well-founded and detailed framework that not only addresses the misalignment issues in RAG systems but also sets a foundation for future advancements in creating more robust and reliable AI applications.

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