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Representation Shattering in Transformers: A Synthetic Study with Knowledge Editing (2410.17194v5)

Published 22 Oct 2024 in cs.LG

Abstract: Knowledge Editing (KE) algorithms alter models' weights to perform targeted updates to incorrect, outdated, or otherwise unwanted factual associations. However, recent work has shown that applying KE can adversely affect models' broader factual recall accuracy and diminish their reasoning abilities. Although these studies give insights into the potential harms of KE algorithms, e.g., performance evaluations on benchmarks, little is understood about why such destructive failures occur. Motivated by this, we define a novel synthetic task in which a Transformer is trained from scratch to internalize a "structured" knowledge graph. The structure enforces relationships between entities of the graph, such that editing a factual association has "trickling effects" on other entities (e.g., altering X's parent is Y to Z affects who X's siblings' parent is). Through evaluations of edited models on this task, we show that KE inadvertently affects representations of entities beyond the targeted one, distorting relevant structures that allow a model to infer unseen knowledge about an entity. We call this phenomenon representation shattering and demonstrate that it degrades models' factual recall and reasoning performance. We further corroborate our findings in naturalistic settings with pre-trained Llama and Mamba models as well. Overall, our work yields a precise mechanistic hypothesis to explain why KE has adverse effects on model abilities.

Citations (1)

Summary

  • The paper demonstrates that Knowledge Editing can cause representation shattering, resulting in widespread disruptions in a model's internal structures.
  • A synthetic task based on structured knowledge graphs reveals how modulating specific weights leads to distortions in both related and unrelated entity representations.
  • Experiments, including validations on GPT-2-XL, show a proportional link between edit magnitude and degradation in factual recall and reasoning performance.

Representation Shattering in Transformers: A Synthetic Study with Knowledge Editing

The paper "Representation Shattering in Transformers: A Synthetic Study with Knowledge Editing" addresses the intricate effects of Knowledge Editing (KE) on Transformer models, focusing on the phenomenon the authors term "representation shattering". The study emphasizes the potential disruptive impact of KE on a model’s ability to maintain coherent factual and reasoning capabilities, particularly in the context of structured knowledge graphs. By employing a synthetic task, the authors provide insights into how modulating certain weights within model architectures can inadvertently lead to widespread distortions of internal representations.

Overview and Methodology

The paper sheds light on KE techniques, which aim to modify a Transformer model's weights to update or correct specific factual knowledge without affecting unrelated information. These techniques address the static nature of model training pipelines that can render a model's knowledge outdated as real-world information evolves. The authors argue that although prior evaluations of KE have highlighted the negative ramifications on factual recall and reasoning, little is known about the underlying causes of these issues.

To systematically explore these effects, the authors employ a synthetic task where a Transformer model is trained on sequences derived from traversals over a structured knowledge graph. This graph determines relationships among entities, enforcing a structure that ensures consistent models of association. The synthetic setup allows for meticulous examination of how modifying specific knowledge within a model can lead to "trickling effects" that reverberate through the represented entity space, impacting unrelated knowledge.

Results and Implications

By analyzing the effects of KE in their synthetic setup, the authors uncover representation shattering, where latent representations associated with unaffected entities are inadvertently distorted. This distortion compromises the model’s overarching internalized knowledge structures. Specifically, the authors demonstrate that, following an edit, the geometric structure of model representations is disrupted, correlating with noticeable degradation in both factual recall and reasoning performance. The findings illuminate the crucial interplay between knowledge edit distance (i.e., how significantly an edit alters entity relationships) and the extent of representation shattering, highlighting a proportional relationship between the two.

The research further extends these findings to naturalistic models, including experiments on a pretrained GPT-2-XL, to validate the presence of representation shattering in more complex and naturally trained models. This extension bolsters the relevance of the observed phenomenon beyond controlled synthetic environments.

Theoretical and Practical Significance

The paper posits a mechanistic hypothesis that representation shattering could be an inherent consequence of KE methods applied to Transformer models. This hypothesis offers a new dimension of understanding model behavior post-editing, suggesting that any KE strategy must account for the pervasive interdependencies among internal representations and actively mitigate distortion effects to achieve accuracy without compromising broader model capabilities.

This research has significant implications for the future of AI system maintenance and reliability. As AI systems increasingly rely on dynamic and interactive environments, the ability to update models with new knowledge without adverse side effects becomes paramount. The work calls for advancements in KE techniques that can preserve global coherence and structure within a model's representation space. Furthermore, the methodology and findings of this paper open avenues for further research into improving Transformer architecture robustness, enhancing the theoretical understanding of representation learning, and developing refined KE algorithms that minimize representation shattering.

Overall, the paper’s novel insights and rigorous approach add valuable dimensions to our understanding of transforming factual AI knowledge while advocating for strategies to alleviate the complexities introduced by such transformations within model architectures.

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