Gradual Domain Adaptation via Manifold-Constrained Distributionally Robust Optimization (2410.14061v1)

Abstract: The aim of this paper is to address the challenge of gradual domain adaptation within a class of manifold-constrained data distributions. In particular, we consider a sequence of $T\ge2$ data distributions $P_1,\ldots,P_T$ undergoing a gradual shift, where each pair of consecutive measures $P_i,P_{i+1}$ are close to each other in Wasserstein distance. We have a supervised dataset of size $n$ sampled from $P_0$, while for the subsequent distributions in the sequence, only unlabeled i.i.d. samples are available. Moreover, we assume that all distributions exhibit a known favorable attribute, such as (but not limited to) having intra-class soft/hard margins. In this context, we propose a methodology rooted in Distributionally Robust Optimization (DRO) with an adaptive Wasserstein radius. We theoretically show that this method guarantees the classification error across all $P_i$s can be suitably bounded. Our bounds rely on a newly introduced {\it {compatibility}} measure, which fully characterizes the error propagation dynamics along the sequence. Specifically, for inadequately constrained distributions, the error can exponentially escalate as we progress through the gradual shifts. Conversely, for appropriately constrained distributions, the error can be demonstrated to be linear or even entirely eradicated. We have substantiated our theoretical findings through several experimental results.

• The paper introduces a DRO-based algorithm, DRODA, that leverages an adaptive Wasserstein radius to improve gradual domain adaptation.
• It employs a manifold constraint to control error propagation, yielding a novel theoretical bound on generalization error.
• Experiments validate its effectiveness in minimizing errors during sequential domain shifts with limited labeled data.

Gradual Domain Adaptation via Manifold-Constrained Distributionally Robust Optimization

The paper entitled "Gradual Domain Adaptation via Manifold-Constrained Distributionally Robust Optimization" investigates the problem of gradual domain adaptation (GDA) in machine learning, addressing the challenge of adapting models under scenarios of gradual data distribution shifts. It leverages Distributionally Robust Optimization (DRO) within a manifold-constrained framework, presenting a methodology to achieve smaller generalization errors when transitioning through sequential domain shifts.

Problem Setting

The authors consider a sequence of distributions $P_1, \ldots, P_T$ exhibiting gradual shifts, with supervised data available only from an initial distribution $P_0$. Subsequent distributions provide only unlabeled i.i.d. samples. The paper formulates this setting by employing the Wasserstein distance to quantify the closeness of consecutive distributions.

Proposed Methodology

Rooted in DRO, the paper proposes an algorithm, $\mathsf{DRODA}$, that utilizes an adaptive Wasserstein radius. Crucially, this radius is governed by the robust loss experienced in the prior stage, thereby improving adaptability to new domains. A core aspect of their approach is the introduction of a compatibility measure designed to quantify the dynamics of error propagation. This measure is critical in constraining the distributions to a predefined manifold, ensuring that the error introduced as the sequence evolves is minimized, or potentially eradicated.

Theoretical Contributions

The paper's theoretical contribution is significant in presenting a novel bound on the generalization error that evolves sublinearly across the sequence of distributions. By integrating the concept of compatibility, conditions are identified wherein error propagation is either linear or eliminated, particularly when distributions are highly compatible with the hypothesis class. The formal theoretical derivations showcase scenarios like the Gaussian Mixture Model and extend these principles to more complex, expandable distribution families.

Key theorems illustrate, for example, that in a two-component Gaussian mixture model scenario with minor separations, the manifold constraint helps maintain an error rate close to the Bayes' optimal. By constraining the hypothesis to linear classifiers, the paper proves a robustness aspect over exponential constraints, emphasizing the role of the manifold on error dynamics.

Experimental Validation

For empirical validation, experiments were conducted using scenarios analogous to real-world settings. The findings demonstrate how the proposed method can strategically mitigate error propagation more effectively than standard domain adaptation techniques. This underscores the applicability of the proposed algorithm in realistic tasks where labeled data is frequently scarce and costly.

Implications and Future Prospects

Practically, the proposed framework provides a viable solution to enhance the robustness of machine learning models in dynamic, real-world environments where data attributes can evolve over time. Theoretical advancements point towards further exploration in optimizing Wasserstein metrics and enhancing the scalability of DRO methods when faced with high-dimensional data.

Theoretically, the implications of embedding manifold constraints open pathways for future research in how these constraints can leverage other forms of data transition dynamics, potentially focusing on non-linear classification tasks and broader distribution families.

In conclusion, this paper provides a rigorous exploration of domain adaptation through manifold constraints within the DRO paradigm, offering both substantial theoretical insights and practical tools for machine learning practitioners tackle gradual distribution shifts efficiently.