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Intrinsic Evaluation of RAG Systems for Deep-Logic Questions (2410.02932v1)

Published 3 Oct 2024 in cs.AI

Abstract: We introduce the Overall Performance Index (OPI), an intrinsic metric to evaluate retrieval-augmented generation (RAG) mechanisms for applications involving deep-logic queries. OPI is computed as the harmonic mean of two key metrics: the Logical-Relation Correctness Ratio and the average of BERT embedding similarity scores between ground-truth and generated answers. We apply OPI to assess the performance of LangChain, a popular RAG tool, using a logical relations classifier fine-tuned from GPT-4o on the RAG-Dataset-12000 from Hugging Face. Our findings show a strong correlation between BERT embedding similarity scores and extrinsic evaluation scores. Among the commonly used retrievers, the cosine similarity retriever using BERT-based embeddings outperforms others, while the Euclidean distance-based retriever exhibits the weakest performance. Furthermore, we demonstrate that combining multiple retrievers, either algorithmically or by merging retrieved sentences, yields superior performance compared to using any single retriever alone.

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Summary

  • The paper presents the Overall Performance Index (OPI), uniting LRCR and BERT similarity to assess RAG systems' logical reasoning.
  • It employs the LangChain framework with GPT-4o fine-tuning on the RAG-Dataset-12000, comparing methods including kNN and DPS.
  • The study shows that combining retrievers enhances performance, offering a robust approach for optimizing deep-logic question-answering systems.

Intrinsic Evaluation of RAG Systems for Deep-Logic Questions

The paper under discussion presents a detailed investigation into the intrinsic evaluation of Retrieval Augmented Generation (RAG) systems, specifically focused on deep-logic questions. The authors introduce the Overall Performance Index (OPI) as a composite measure to assess the quality of RAG systems. Notably, the OPI is the harmonic mean of two pivotal metrics: the Logical-Relation Correctness Ratio (LRCR) and BERT embedding similarity scores between generated and ground-truth answers.

Methodology

The research employs the LangChain framework, a popular RAG tool, and evaluates its performance using a logical relations classifier derived from fine-tuning GPT-4o. The dataset utilized for testing, RAG-Dataset-12000 from Hugging Face, provides the necessary complexity and depth for logical reasoning evaluation.

Several retrieval approaches were analyzed, including dot-product similarity (DPS), k-Nearest Neighbors (kNN), BM25, Support Vector Machine (SVM), Maximum Marginal Relevance (MMR), Euclidean Distance (EDI), and TF-IDF. The paper reveals that the cosine similarity-based retrievers, specifically kNN and DPS, achieve commendable performance metrics.

Results and Analysis

A key finding of the paper is the strong correlation between BERT embedding similarity scores and extrinsic evaluation scores, implying that the intrinsic metric OPI effectively captures the quality of logical reasoning in RAG systems. Among individual retrievers, kNN demonstrated superior performance, closely followed by DPS. MMR's balance between diversity and relevance was effective for answer generation but less so for logical relation accuracy.

The paper also explores the impact of combining multiple retrievers. The results suggest that combining retrievers algorithmically or through sentence merging enhances overall performance. Specifically, combinations like A-Seven and S-Seven, which integrate a range of retrieval methods, significantly outperform individual retrievers.

Implications and Future Directions

The implications of this research extend to both theoretical and practical domains. The proposed OPI provides a robust framework for evaluating RAG systems, which is critical for applications requiring deep logical reasoning, such as complex question-answering tasks. Practically, the insights about retriever combinations could inform the development of more effective RAG configurations, optimizing both performance and resource utilization.

The work suggests several avenues for future research. Evaluating other RAG tools and LLMs in similar deep-logic contexts could validate and extend these findings. Additionally, developing a method for quantifying the depth of logical relations could further enhance the assessment of RAG systems. The potential creation of datasets that annotate logical relation depths would support these efforts, providing a valuable resource for further advancements.

In conclusion, this paper significantly contributes to the understanding and evaluation of RAG systems in contexts requiring deep-logical reasoning, providing a foundation for continued research and development in this field.

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