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Revisit Micro-batch Clipping: Adaptive Data Pruning via Gradient Manipulation (2408.16204v1)

Published 29 Aug 2024 in cs.LG, cs.SD, and eess.AS

Abstract: Micro-batch clipping, a gradient clipping method, has recently shown potential in enhancing auto-speech recognition (ASR) model performance. However, the underlying mechanism behind this improvement remains mysterious, particularly the observation that only certain micro-batch sizes are beneficial. In this paper, we make the first attempt to explain this phenomenon. Inspired by recent data pruning research, we assume that specific training samples may impede model convergence during certain training phases. Under this assumption, the convergence analysis shows that micro-batch clipping can improve the convergence rate asymptotically at the cost of an additional constant bias that does not diminish with more training iterations. The bias is dependent on a few factors and can be minimized at specific micro-batch size, thereby elucidating the existence of the sweet-spot micro-batch size observed previously. We also verify the effectiveness of micro-batch clipping beyond speech models on vision and LLMs, and show promising performance gains in these domains. An exploration of potential limitations shows that micro-batch clipping is less effective when training data originates from multiple distinct domains.

Summary

  • The paper frames micro-batch clipping as adaptive data pruning, explaining how it improves convergence on smooth loss manifolds by handling "dragger" gradients, while noting a manageable bias term.
  • Empirical results show that micro-batch clipping improves performance across different domains, including ASR (up to 4.8% relative WER), Vision (1.5% Top-1 accuracy), and Language models.
  • A key limitation identified is reduced effectiveness with multi-domain data, highlighting the need for future research to enhance robustness across diverse datasets.

An Analysis of Adaptive Micro-batch Clipping for Model Convergence

The paper "Revisit Micro-batch Clipping: Adaptive Data Pruning via Gradient Manipulation" provides a detailed investigation into micro-batch clipping, a technique initially used for memory optimization in differentially private stochastic gradient descent (DP-SGD). The core objective of the paper is to better understand the mechanisms through which micro-batch clipping enhances model performance, as observed in automatic speech recognition (ASR) models, and to extend its application to other domains like vision and LLMs.

Key Findings and Theoretical Contributions

The authors establish a theoretical foundation for explaining how micro-batch clipping impacts model convergence. By framing micro-batch clipping as a form of data pruning, the paper introduces the concept of "dragger" gradients—samples that impede convergence at certain training phases. The assumption is that by temporarily suppressing these samples, model convergence can be accelerated.

A pivotal result from the convergence analysis indicates that micro-batch clipping asymptotically improves convergence rates on smooth loss manifolds, though it introduces a persistent bias term. This bias, notably dependent on the micro-batch size, is minimized at optimal sizes, explaining previously observed sweet spots for certain micro-batch sizes where the performance gains are maximized. Noteworthy is the finding that certain micro-batch sizes mitigate the additional bias and can be tuned to improve ASR model performance significantly, with specific configurations yielding a relative improvement of up to 4.8% in word error rate.

Empirical and Practical Insights

The paper also extends the empirical applicability of micro-batch clipping beyond ASR, demonstrating promising performance outcomes on vision and LLMs. For instance, in vision tasks with DeiT-B models trained on ImageNet, micro-batch clipping enhanced Top-1 accuracy by 1.5%. In LLMs using T5 on the superGlue dataset, adaptive clipping showed marginal overall improvements but highlighted challenges when training on multi-domain data.

Limitations and Future Work

A critical limitation of micro-batch clipping is its reduced effectiveness with data from diverse domains. This issue underscores a potential pitfall when datasets are unbalanced or mixed, as the method may inadvertently suppress valuable gradients from underrepresented domains, thus complicating fairness and model performance.

To address these concerns, future research could aim to develop refined micro-batch clipping techniques that maintain performance across multi-domain datasets. Additionally, enhancing theoretical understanding of the relationship between micro-batch size and the constant bias term remains an open area for further paper. Another promising direction would investigate alternative gradient manipulation techniques for data pruning, potentially leading to novel ways to optimize training in large-scale models.

Conclusion

The research offers substantial contributions towards understanding and harnessing micro-batch clipping for optimized model training. Through both theoretical and empirical lenses, the work elucidates how adaptive gradient manipulation can improve convergence rates and model performance. As AI research progresses, techniques like micro-batch clipping will likely become integral to training large models, particularly as data diversity continues to grow. The paper sets the stage for continued exploration and refinement of these methodologies in the quest for more efficient, fair, and performant AI systems.

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