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On the Calibration of Large Language Models and Alignment (2311.13240v1)

Published 22 Nov 2023 in cs.CL

Abstract: As LLMs attract increasing attention and find widespread application, concurrent challenges of reliability also arise at the same time. Confidence calibration, an effective analysis method for gauging the reliability of deep models, serves as a crucial tool for assessing and improving their reliability. However, such investigation has been comparatively underexplored. In this work, we conduct a systematic examination of the calibration of aligned LLMs throughout the entire construction process, including pretraining and alignment training. At each stage, we investigate how different training settings, such as parameter scales and training data, affect model calibration. To thoroughly assess model calibration, we evaluate models on three most concerned aspects: generation, factuality and understanding. Our work sheds light on whether popular LLMs are well-calibrated and how the training process influences model calibration.

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Authors (5)
  1. Chiwei Zhu (6 papers)
  2. Benfeng Xu (15 papers)
  3. Quan Wang (130 papers)
  4. Yongdong Zhang (119 papers)
  5. Zhendong Mao (55 papers)
Citations (17)

Summary

Investigating the Calibration of LLMs Through Pretraining and Alignment Training

Introduction to Model Calibration

The calibration of LLMs plays a pivotal role in enhancing their reliability and usability, especially when applied in critical domains such as healthcare and law where accuracy is paramount. This paper focuses on examining the calibration process across both pretraining and alignment training stages, identifying how various factors such as parameter scales, training durations, and alignment methodologies influence model calibration.

Calibration in Pretraining

Parameter Scales and Training Dynamics

The paper begins by exploring the effects of parameter scales and training dynamics on model calibration during the pretraining stage.

  • Parameter Scales: It was found that larger models generally exhibit better calibration, suggesting that an increase in model size contributes positively to calibration accuracy. However, the degree to which parameter scaling affects calibration varies across different tasks.
  • Training Dynamics: Early improvements in calibration accuracy were noted at the commencement of pretraining, with further training stabilizing the calibration levels. Interestingly, even under-trained models displayed competent calibration, indicating that lengthy training is not always necessary for achieving satisfactory calibration states.

Calibration in Alignment Training

The investigation then extends into the alignment stage, where models are fine-tuned to perform tasks in alignment with human instructions or intents. This segment is crucial as it directly influences how well models can respond to specific directives, a foundational aspect of LLM utility.

Instruction Tuning and Its Effects

Instruction tuning, a method where models are fine-tuned using instruction-response pairs, was found to deteriorate model calibration. The degradation was more pronounced when models were fine-tuned with synthetic datasets, which lack the diversity of real-world instructionals. Among the strategies analyzed, parameter-efficient tuning methods like LoRA demonstrated effectiveness in reducing calibration errors introduced during instruction tuning.

The Role of Reinforcement Learning from Human Feedback (RLHF)

In the RLHF training phase, where models are refined based on human corrective feedback, little to no adverse impact on model calibration was observed. This suggests that RLHF, as a post-instruction-tuning calibration mechanism, does not exacerbate calibration issues and could potentially maintain or slightly improve the calibration state post-instruction tuning.

Task-Specific Observations and Implications

The research further explores how the calibration of LLMs varies when applied to different tasks - generating text, producing factual content, and understanding language. Each task presents unique challenges and opportunities for calibration improvement, with notable observations including:

  • Models generally exhibit better calibration in generating text and factual content when they are larger and have undergone more extensive training.
  • In alignment training, the calibration accuracy either improves or remains stable across various tasks, suggesting that alignment methodologies can be tailored to preserve or enhance model calibration.

Concluding Insights

This systematic examination sheds light on the intricate dynamics of LLM calibration throughout their development stages. The findings highlight the importance of considering parameter scales, training dynamics, and alignment methodologies in the pursuit of well-calibrated LLMs. Furthermore, the research opens avenues for future explorations into optimizing the calibration process, especially regarding the diversity of training datasets and the application of parameter-efficient tuning techniques.

Future Directions

The paper postulates on the future of AI development, emphasizing the need for continuing research into model calibration as a pathway to creating more reliable, accurate, and trustworthy LLMs. It calls for more detailed investigations into the relationships between model parameters, training methodologies, and their collective impact on model calibration.

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