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A categorical view on the converse Lyapunov theorem (2306.00509v1)

Published 1 Jun 2023 in math.DS and math.CT

Abstract: In 1892, Lyapunov provided a fundamental contribution to stability theory by introducing so-called Lyapunov functions and Lyapunov equilibria. He subsequently showed that, for linear systems, the two concepts are equivalent. These concepts have since been extended to diverse types of dynamical systems, and in all settings the equivalence remains valid. However, this involves an often technical proof in each new setting where the concepts are introduced. In this article, we investigate a categorical framework where these results can be unified, exposing a single underlying reason for the equivalence to hold in all cases. First we define what is a dynamical system. Then we introduce the notion of a level-set morphism, which in turn allows us to define the concepts of a Lyapunov equilibrium and a Lyapunov function in a categorical setting. We conclude by a proof of their equivalence.

Summary

  • The paper establishes the equivalence of Lyapunov functions and equilibria through a novel categorical framework.
  • It employs level-set morphisms and monovariants within category theory to rigorously formalize stability in dynamical systems.
  • This categorical proof of the converse Lyapunov theorem unifies diverse stability results and paves the way for streamlined future research.

A Categorical View on the Converse Lyapunov Theorem

The paper "A Categorical View on the Converse Lyapunov Theorem" by Sébastien Mattenet and Raphaël Jungers explores the equivalence of Lyapunov functions and Lyapunov equilibria within the field of dynamical systems through the lens of category theory. This work addresses a fundamental challenge in the paper of stability in dynamical systems: while it is well-established that the existence of a Lyapunov function implies a Lyapunov equilibrium, proving this equivalence in diverse settings requires complex and specialized machinery. The paper leverages category theory to propose a unified framework that explains this equivalence across various types of dynamical systems.

Dynamical Systems and Monovariants

The authors begin by defining dynamical systems using category theory parlance. They consider these systems as actions of time, modeled as a timeline, on states. This formalism allows for a categorical representation of deterministic closed dynamical systems. The paper introduces monovariants—quantities that are non-decreasing or non-increasing over time—and explores their categorical properties. In particular, a monovariant can be viewed as a kind of lax cocone in categorical terms, offering insights into the system's evolution constraints.

Level-Set Morphisms and Their Role

Central to this work is the notion of level-set morphisms. A level-set morphism is employed to capture the essence of a Lyapunov function's role in defining an equilibrium. The paper rigorously defines these morphisms within the categorical framework and illustrates their significance in characterizing the system's behavior.

The authors also discuss invariants, which constitute equivalence classes, and extend this concept to monovariants by defining a level-set paradigm. An emphasis is placed on understanding the properties of invariants through their level-sets, which elucidates the critical role they play in describing dynamical system behavior.

Equivalence of Lyapunov Functions and Equilibria

The paper meticulously presents categorical definitions for equilibrium and Lyapunov functions, leading to the core result: the equivalence between Lyapunov functions and Lyapunov equilibria. This is achieved by firstly establishing the conditions under which an attractor is also an equilibrium and subsequently employing these definitions to provide a categorical proof of equivalence.

The Converse Lyapunov Theorem

A significant contribution of this research is its categorical proof of the converse Lyapunov theorem. The theorem asserts that if a forward dynamical system possesses a Lyapunov equilibrium, then a corresponding Lyapunov function must exist, and vice versa. This is established through a series of lemmas and theorems that demonstrate how properties of equilibria map onto properties of the associated Lyapunov function via level-set morphisms.

Implications and Future Directions

The implications of this work are significant both theoretically and practically. The categorical approach unifies various proofs and concepts related to dynamical systems' stability, potentially simplifying and streamlining future research in the area. It lays the groundwork for additional exploration into how changes or constraints on a Lyapunov function might translate to the system's constraint—or vice versa. This can better inform the design and control of complex systems where stability is a critical feature.

In summary, the paper provides a rigorous categorical framework that not only bridges existing gaps in the equivalence proof for Lyapunov theory but also enhances our understanding of dynamical systems' properties through a categorical lens. This contribution is poised to influence future research in category theory applications to control and system theory.

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