Lessons from the harmonic oscillator -- a reconciliation of the Frequency-Resolved Frozen Phonon Multislice Method with other theoretical approaches

Abstract: We compare the Frequency-Resolved Frozen Phonon Multislice (FRFPMS) method, introduced in Phys. Rev. Lett. 124, 025501 (2020), with other theoretical approaches used to account for the inelastic scattering of high energy electrons, namely the first-order Born approximation and the quantum excitation of phonons model. We show, that these theories lead to similar expressions for the single inelastically scattered intensity as a function of momentum transfer for an anisotropic quantum harmonic oscillator in a weak phase object approximation of the scattered waves, except for a too small smearing of the scattering potential by the effective Debye-Waller factor (DWF) in the FRFPMS method. We propose that this issue can be fixed by including an explicit DWF smearing into the potential and demonstrate numerically, that in any realistic situation, a FRFPMS approach revised in this way, correctly accounts for the single inelastically scattered intensity and the correct elastic scattering intensity. Furthermore our simulations illustrate that the only requirement for such a revised FRFPMS method is the smallness of mean squared displacements for all atomic species in all frequency bins. The analytical considerations for the FRFPMS method also explain the $1/\omega^2$-scaling of FRFPMS spectra observed in Phys. Rev. B 104, 104301 (2021) by the use of classical statistics in the molecular dynamics simulation. Moreover, we find that the FRFPMS method inherently adds the contributions of phonon loss and gain within each frequency bin. Both of these issues related to the frequency-scaling can be fixed by a system-independent post-processing step.