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A Survey on Channel Estimation and Practical Passive Beamforming Design for Intelligent Reflecting Surface Aided Wireless Communications

Published 4 Oct 2021 in cs.IT, cs.ET, eess.SP, and math.IT | (2110.01292v3)

Abstract: Intelligent reflecting surface (IRS) has emerged as a key enabling technology to realize smart and reconfigurable radio environment for wireless communications, by digitally controlling the signal reflection via a large number of passive reflecting elements in real-time. Different from conventional wireless communication techniques that only adapt to but have no or limited control over dynamic wireless channels, IRS provides a new and cost-effective means to combat the wireless channel impairments in a proactive manner. However, despite its great potential, IRS faces new and unique challenges in its efficient integration into wireless communication systems, especially its channel estimation and passive beamforming design under various practical hardware constraints. In this paper, we provide a comprehensive survey on the up-to-date research in IRS-aided wireless communications, with an emphasis on the promising solutions to tackle practical design issues. Furthermore, we discuss new and emerging IRS architectures and applications as well as their practical design problems to motivate future research.

Citations (330)

Summary

  • The paper systematically reviews IRS channel estimation strategies and passive beamforming designs for enhancing wireless communications.
  • It details the challenges of accurately estimating channels in fully-passive systems and addresses practical CSI limitations with tailored optimization methods.
  • It highlights future directions including active IRS architectures and deep learning techniques to improve network performance in beyond-5G settings.

A Survey on Channel Estimation and Practical Passive Beamforming Design for Intelligent Reflecting Surface Aided Wireless Communications

The survey "A Survey on Channel Estimation and Practical Passive Beamforming Design for Intelligent Reflecting Surface Aided Wireless Communications" systematically reviews the evolving landscape of Intelligent Reflecting Surface (IRS) technology in the context of wireless communications systems. The paper focuses on the integration of IRSs to enable smart and reconfigurable wireless environments, aiming to improve signal transmission by effectively combating wireless channel impairments. This essay explores three primary areas of the paper: IRS channel estimation strategies, passive beamforming design challenges under practical constraints, and potential future avenues for IRS deployment and enhancements.

IRS Channel Estimation

Channel estimation is a critical aspect of IRS technology, addressing the necessity to accurately characterize the channel interactions within IRS-aided systems. The paper divides these strategies primarily between the IRS architectures—semi-passive and fully-passive IRS. The semi-passive IRS, equipped with sensing devices, allows for separate channel estimation methodologies that focus on constructing full CSI through limited measurements, particularly relevant in mmWave or THz bands. Conversely, fully-passive IRS relies on cascaded channel estimation, given its entirely passive nature, posing unique challenges due to larger data scales involved with passive elements.

The survey identifies various techniques employed in cascading channel estimation, ranging from ON/OFF training patterns to more sophisticated full-ON reflection and codebook-based strategies. It further acknowledges the challenges in estimating channels in broadband and multi-IRS systems, where frequency selectivity and inter-IRS reflections introduce substantial complexity.

IRS Passive Beamforming Design

This section of the paper evaluates the practical passive beamforming designs under various scenarios of CSI availability. The IRS technology is faced with real-world constraints such as imperfect CSI due to errors in estimation or limited feedback channels. These constraints necessitate robust design methodologies that align with either deterministic or stochastic models of CSI error.

The survey also explores statistical and hybrid CSI scenarios where reliance on statistical data could potentially reduce real-time estimation overhead, though potentially at the cost of reduced immediacy in response to channel variations. Beam training and deep learning techniques are emphasized as strategies that can deliver efficient beamforming in IRS systems without real-time explicit CSI, indicating pathways to achieving reduced training overhead and complexity.

Hardware Constraints and Implications

Understanding hardware constraints and their implications in IRS design is another focal point of the paper. Real-world IRS implementations must contend with discrete reflection machinery, phase-dependent amplitude variations, and mutual coupling effects among closely positioned reflecting elements. By assessing these constraints, the paper highlights several approaches designed to mitigate their impacts, such as employing BCD optimization for phase error compensation or element-grouping strategies to address mutual coupling.

The survey provides insights into tackling these issues, recommending a balanced focus on practical design solutions that address both the intrinsic limitations of IRS hardware and the sophisticated signal processing demands of realistic environments.

Future Directions and Applications

Looking forward, the survey identifies new IRS architectures and emerging applications as key areas for future development. Active IRS, relaying IRS, and intelligent reflecting/transmitting surfaces represent new hardware paradigms that extend the capabilities of IRS technology. Furthermore, IRS applications extend beyond communications, with potential uses in wireless power transfer, RF sensing, and enhanced physical-layer security, all of which promise enhanced network functionality and reliability.

Each prospective application opens new research avenues, particularly given the unique channel estimation and signal processing requirements they impose. Establishing IRS technology as a mainstream solution in beyond-5G and 6G networks will require sustained development across these diverse challenges.

Conclusion

The survey comprehensively reviews the current status of IRS-aided wireless communications, offering valuable insights into the scientific and engineering challenges that accompany this promising technology. By systematically dissecting channel estimation, passive beamforming design, and hardware considerations, the paper builds a detailed understanding of both the limitations and potential optimizations for IRS. As the field of intelligent wireless communications continues to expand, IRS stands out as a versatile and transformative technology, capable of revolutionizing future wireless environments.

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