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Efficient, Compact and Low Loss Thermo-Optic Phase Shifter in Silicon

Published 14 Oct 2014 in physics.optics and cond-mat.mes-hall | (1410.3616v1)

Abstract: We design a resistive heater optimized for efficient and low-loss optical phase modulation in a silicon-on-insulator (SOI) waveguide and characterize the fabricated devices. Modulation is achieved by flowing current perpendicular to a new ridge waveguide geometry. The resistance profile is engineered using different dopant concentrations to obtain localized heat generation and maximize the overlap between the optical mode and the high temperature regions, while simultaneously minimizing optical loss due to free-carrier absorption. A 61.6 micrometer-long phase shifter was fabricated in a CMOS process with oxide cladding and two metal layers. The device features a phase-shifting efficiency of 24.77 +/- 0.43 mW/pi and a -3 dB modulation bandwidth of 130.0 +/- 5.59 kHz. The insertion loss measured for 21 devices across an 8-inch wafer was only 0.23 +/- 0.13 dB. Considering the prospect of densely integrated photonic circuits, we also quantify the separation necessary to isolate thermo-optic devices in the standard 220 nm SOI platform.

Citations (296)

Summary

  • The paper demonstrates a novel thermo-optic phase shifter achieving a Ï€-phase shift at 24.77 mW using a ridge waveguide for precise heat localization.
  • It delivers a compact design with a 61.6 μm device length and an ultra-low insertion loss of 0.23 dB, outperforming conventional implementations.
  • Empirical and simulation results confirm its scalability for integrated photonic circuits, offering significant potential in telecommunications and quantum optics.

Efficient, Compact, and Low Loss Thermo-Optic Phase Shifter in Silicon

The paper presents a notable advancement in the design and implementation of thermo-optic phase shifters (TOPS) in silicon-on-insulator (SOI) technology. While previous efforts have been directed toward achieving efficient phase modulation, this study introduces a thermo-optic phase shifter that improves upon conventional designs by optimizing efficiency, compactness, and loss mitigation.

Device Design and Fabrication

The authors have engineered a thermo-optic phase shifter that is both compact and low loss, leveraging a novel ridge waveguide geometry. The device incorporates precisely controlled doping concentrations that localize heat generation and optimize overlap with the optical mode, minimizing free-carrier absorption losses. Fabricated using a CMOS-compatible process, the phase shifter achieves a length of 61.6 μm, a notable reduction compared to prior designs that often extended beyond hundreds of micrometers.

Performance Metrics

  • Phase-Shifting Efficiency: The phase shifter demonstrates a power requirement of 24.77 ± 0.43 mW per Ï€-phase shift (PÏ€), alongside a -3 dB modulation bandwidth of 130.0 ± 5.59 kHz. These metrics indicate an improved trade-off between power consumption and response speed, facilitated by precise heat localization.
  • Insertion Loss: The device exhibits an impressively low insertion loss of 0.23 ± 0.13 dB, surpassing expectations for densely integrated photonic circuits.
  • Isolation of Thermal Effects: The authors investigate the necessary separation to avoid thermal cross-talk in photonic circuits, which is pivotal for the development of large-scale integration scenarios.

Device Simulation and Characterization

Simulations performed using COMSOL Multiphysics illustrate the precise voltage and temperature fields within the phase shifter, underscoring the effective thermal confinement near the waveguide. Experimentation validated these simulations, demonstrating the phase shifter's alignment with theoretical predictions.

Empirical measurements involved integrating the phase shifter within a Mach-Zehnder Interferometer (MZI) configuration. The characterization outcomes affirm the device's capacity for efficient phase modulation with low power dissipation, confirming the potential for scalability in photonic integrated circuits (PICs).

Implications and Future Prospects

The results contribute significant insights applicable to the fields of telecommunications, data interconnects, and emerging quantum photonics. The phase shifter's compatibility with standard SOI platforms and its integration capability within CMOS processes underscore its practical utility.

Moreover, the successful mitigation of free-carrier absorption losses opens avenues for utilizing such devices in loss-sensitive applications like quantum optics, where maintaining high interference visibility and quality factor tuning is paramount.

As the demand for high-density PICs grows, this work suggests that carefully engineered thermo-optic devices can achieve the stringent performance metrics necessary for next-generation computational and communication paradigms. Further exploration could focus on extending the device's operational bandwidth and reducing its energy footprint even further, continuously pushing the bounds of what's achievable within integrated photonics.

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