Relationship between topological entropy and topological horseshoes

Characterize the relationship between topological entropy and the existence of topological horseshoes for area-preserving homeomorphisms or diffeomorphisms of annuli, including whether the absence of a topological horseshoe implies zero topological entropy.

Background

The paper uses results about rotation numbers for zero-entropy area-preserving maps of annuli and notes that positive topological entropy forces the existence of a topological horseshoe. It also observes that the converse implication is not generally available.

The unresolved relationship is relevant to the dynamical framework underlying the paper: a stronger equivalence between entropy and horseshoes could clarify when rotation-number methods apply to annular invariant sets.

References

The converse does not necessarily hold. The relation of the topological entropy and existence of topological horseshoes is not clear .

— Invariant sets and spectral rigidity of Hamiltonian diffeomorphisms  (2610.12279 - Alizadeh et al., 8 Oct 2026) in Remark 2.3, Section 2.3 (subsection “Poincaré rotation number”)