Reinforcement learning with distance-based incentive/penalty (DIP) updates for highly constrained industrial control systems

Abstract: Typical reinforcement learning (RL) methods show limited applicability for real-world industrial control problems because industrial systems involve various constraints and simultaneously require continuous and discrete control. To overcome these challenges, we devise a novel RL algorithm that enables an agent to handle a highly constrained action space. This algorithm has two main features. First, we devise two distance-based Q-value update schemes, incentive update and penalty update, in a distance-based incentive/penalty update technique to enable the agent to decide discrete and continuous actions in the feasible region and to update the value of these types of actions. Second, we propose a method for defining the penalty cost as a shadow price-weighted penalty. This approach affords two advantages compared to previous methods to efficiently induce the agent to not select an infeasible action. We apply our algorithm to an industrial control problem, microgrid system operation, and the experimental results demonstrate its superiority.