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BERTgrid: Contextualized Embedding for 2D Document Representation and Understanding (1909.04948v2)

Published 11 Sep 2019 in cs.CL, cs.CV, and cs.LG

Abstract: For understanding generic documents, information like font sizes, column layout, and generally the positioning of words may carry semantic information that is crucial for solving a downstream document intelligence task. Our novel BERTgrid, which is based on Chargrid by Katti et al. (2018), represents a document as a grid of contextualized word piece embedding vectors, thereby making its spatial structure and semantics accessible to the processing neural network. The contextualized embedding vectors are retrieved from a BERT LLM. We use BERTgrid in combination with a fully convolutional network on a semantic instance segmentation task for extracting fields from invoices. We demonstrate its performance on tabulated line item and document header field extraction.

Citations (105)

Summary

  • The paper introduces BERTgrid, a novel approach using BERT contextualized embeddings to represent documents spatially, preserving layout for enhanced understanding.
  • Experiments on an invoice dataset showed BERTgrid achieved a significant 6.02% relative improvement over the Chargrid baseline in structured information extraction.
  • BERTgrid advances document intelligence by combining NLP and computer vision, offering higher accuracy for tasks like extracting data from complex financial and legal documents.

Overview of "BERTgrid: Contextualized Embedding for 2D Document Representation and Understanding"

The paper "BERTgrid: Contextualized Embedding for 2D Document Representation and Understanding" introduces an innovative approach named BERTgrid, designed to enhance the semantic extraction capabilities in document intelligence tasks. This work significantly builds upon prior efforts such as Chargrid, by integrating contextualized embeddings derived from the BERT LLM. The study explores the utility of BERTgrid in extracting structured information from invoices, a task that benefits substantially from maintaining document layout information.

Problem Definition

The primary issue addressed in the paper is the inadequate handling of two-dimensional (2D) document layout details in traditional NLP. Classical NLP methods often disregard spatial document information, which leads to information loss and diminished performance on tasks involving heavily formatted documents, such as invoices. The necessity for preserving spatial layout is critical for successful data extraction, particularly in scenarios where semantic information is inherently linked to document structure.

BERTgrid Approach

BERTgrid retains the spatial structure of documents by representing them as a grid of contextualized word-piece embedding vectors. This stands in contrast to prior methods focusing on character-level grids with static embeddings. By leveraging BERT, an advanced pre-trained LLM, BERTgrid effectively captures the semantics of word pieces in context, thereby enhancing understanding and extraction tasks.

The representation involves creating a grid where each word piece is embedded using dense vectors, capturing semantic nuance. The spatial context is also leveraged, providing a robust feature descriptor that allows neural network models to perform document-related tasks with higher fidelity.

Experimental Results

BERTgrid's efficacy was demonstrated on an invoice dataset, highlighting substantial performance improvements over prior methods like Chargrid and Wordgrid. Specific attention was given to tasks involving both header and line item field extraction from invoices. Notably, BERTgrid achieved an average performance of 64.21%, which increased to 65.48% when combined with Chargrid inputs, offering a 6.02% relative improvement over the Chargrid baseline.

The results underscore BERTgrid's utility in effectively interpreting and extracting information from documents with complex layouts, owing to its reliance on contextualized embeddings and the preservation of spatial data.

Implications and Future Work

The development of BERTgrid marks a significant stride in document representation and understanding, offering a compelling combination of NLP and computer vision capabilities. The integration of contextualized embeddings aids in addressing semantic disambiguation challenges in structured documents. Practically, this can advance systems requiring high accuracy in data extraction from formatted textual data, like financial documents, legal papers, and more.

Future work could involve extending BERTgrid to other domains, tailoring the approach for different document types, and exploring methods to integrate 2D positional encoding directly within the BERT pre-training phase. Moreover, comprehensive evaluations across diverse document types and further enhancements to the neural architectures could extend the range and performance of 2D document understanding systems.

In summary, the integration of BERTgrid within the document intelligence paradigm sets a precedent for leveraging contextual embeddings across 2D document spaces, offering promising directions for subsequent research and application in automated document processing systems.

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