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Multi-Label Classification of Patient Notes a Case Study on ICD Code Assignment

Published 27 Sep 2017 in cs.CL and cs.AI | (1709.09587v3)

Abstract: In the context of the Electronic Health Record, automated diagnosis coding of patient notes is a useful task, but a challenging one due to the large number of codes and the length of patient notes. We investigate four models for assigning multiple ICD codes to discharge summaries taken from both MIMIC II and III. We present Hierarchical Attention-GRU (HA-GRU), a hierarchical approach to tag a document by identifying the sentences relevant for each label. HA-GRU achieves state-of-the art results. Furthermore, the learned sentence-level attention layer highlights the model decision process, allows easier error analysis, and suggests future directions for improvement.

Citations (195)

Summary

  • The paper introduces a novel HA-GRU model that enhances transparency by pinpointing key sentences for ICD code assignment.
  • It rigorously compares SVM, CBOW, CNN, and HA-GRU architectures, with HA-GRU achieving a 55.86% Micro-F1 score on the MIMIC III dataset.
  • The study highlights that careful text preprocessing and hierarchical document segmentation are critical for automating complex clinical coding tasks.

Essay on Multi-Label Classification of Patient Notes: Case Study on ICD Code Assignment

The paper "Multi-Label Classification of Patient Notes: Case Study on ICD Code Assignment" presents a comprehensive study on leveraging neural network architectures for the task of assigning International Classification of Diseases (ICD) codes to electronic health records (EHRs). The assignment of ICD codes is a vital yet challenging task due to the voluminous number of potential codes and the complexity and length of clinical documents.

Methodology Overview

The authors rigorously investigate four distinct models for the ICD code assignment: Support Vector Machine (SVM) with a one-vs-all strategy, a continuous bag-of-words (CBOW) model, a convolutional neural network (CNN) model, and the Hierarchical Attention-bidirectional Gated Recurrent Unit (HA-GRU). The HA-GRU model emerges as a novel hierarchical model designed to enhance transparency of predictions by identifying sentences pertinent to each label using a learned sentence-level attention layer. This transparency aids in understanding decision processes and facilitates easier error analysis and model improvement paths.

Results and Insights

The experimentation utilizes the publicly available MIMIC datasets (MIMIC II and III), which have been de-identified for research use. Noteworthy is that the datasets comprise large vocabularies and encompass both structured and unstructured data pertinent to intensive care unit (ICU) patient stays. This study reveals that the HA-GRU model outperforms others when trained on the MIMIC III dataset for rolled-up ICD9 codes, achieving a Micro-F1 score of 55.86%, representing a significant improvement over comparative models, including a 2.8% improvement over the best baseline SVM.

The study underscores that careful preprocessing, such as tokenization and hierarchical document segmentation, significantly contributes to the enhanced effectiveness of the HA-GRU architecture. The CNN model, although robust, does not provide the transparency of sentence-level insights as effectively as HA-GRU. This observation is crucial as transparency in predictive modeling in healthcare is fundamental for clinical acceptance and interpretability.

Implications

Practically, the HA-GRU’s superior transparency can be instrumental for medical practitioners to understand the rationale behind specific ICD code assignments, thus fostering trust and facilitating expert validation. The hierarchical attention mechanism capitalizes on linguistic structures, particularly relevant sentences contributing to particular labels, which enhances model interpretability.

Theoretically, the proposed approach contributes to the field of extreme multi-label classification, which involves classifying each data point with the most relevant subset of labels from an extensively large label set. The study demonstrates how neural architectures can be adapted and applied to tackle multi-label classification challenges within complex clinical domains, such as healthcare.

Future Developments in AI

Future research may benefit from enhancing the HA-GRU model to incorporate discourse-level structures, as discharge summaries possess a distinct discourse architecture that could improve classification accuracy further. This could be pivotal in optimizing the performance of ICD code assignments across various settings and patient demographics, adapting models to different hospitals' EHR data with potential domain adaptation implications.

In conclusion, the paper offers substantial advancement in applying neural network techniques to automate ICD coding assignments efficiently while ensuring the process remains insightful for healthcare practitioners. As the field progresses, similar methodologies could be extrapolated to other healthcare automation tasks, broadening the scope and practical efficacy of machine learning in clinical informatics.

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