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Conan-embedding: General Text Embedding with More and Better Negative Samples (2408.15710v2)

Published 28 Aug 2024 in cs.CL

Abstract: With the growing popularity of RAG, the capabilities of embedding models are gaining increasing attention. Embedding models are primarily trained through contrastive loss learning, with negative examples being a key component. Previous work has proposed various hard negative mining strategies, but these strategies are typically employed as preprocessing steps. In this paper, we propose the conan-embedding model, which maximizes the utilization of more and higher-quality negative examples. Specifically, since the model's ability to handle preprocessed negative examples evolves during training, we propose dynamic hard negative mining method to expose the model to more challenging negative examples throughout the training process. Secondly, contrastive learning requires as many negative examples as possible but is limited by GPU memory constraints. Therefore, we use a Cross-GPU balancing Loss to provide more negative examples for embedding training and balance the batch size across multiple tasks. Moreover, we also discovered that the prompt-response pairs from LLMs can be used for embedding training. Our approach effectively enhances the capabilities of embedding models, currently ranking first on the Chinese leaderboard of Massive text embedding benchmark

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Summary

  • The paper introduces dynamic hard negative mining that evolves sample difficulty with the model's training state.
  • It employs cross-GPU batch balance loss to provide diverse, high-quality negative examples, improving retrieval and reranking tasks.
  • Experiments on the Chinese Massive Text Embedding Benchmark validate its effectiveness with top-ranking performance across multiple NLP tasks.

An Insight into the Conan-embedding Model: Enhancing Embedding Models with Improved Negative Sampling Techniques

The paper "Conan-embedding: General Text Embedding with More and Better Negative Samples," authored by Shiyu Li et al., proposes a novel approach to improve the performance of text embedding models by leveraging dynamic hard negative mining and cross-GPU balancing loss strategies. This methodological innovation addresses significant challenges in embedding models, particularly focusing on the quality and quantity of negative examples during training.

Introduction

Embedding models are increasingly vital in NLP applications for representing texts in a high-dimensional continuous space. These models play crucial roles in retrieval-augmented generation (RAG) systems, where the quality of embeddings directly impacts the generative outcomes. Despite advancements, traditional methods for hard negative mining have constraints, particularly when limited to preprocessing steps. This paper introduces the Conan-embedding model, enhancing embedding performance iteratively by adapting to changes in training dynamics.

Methods

The paper details a two-stage training workflow, comprising pre-training and supervised fine-tuning phases. The pre-training utilizes large-scale datasets filtered rigorously and fine-tunes with specialized datasets aligning with specific tasks such as retrieval and semantic textual similarity (STS).

Dynamic Hard Negative Mining

Dynamic hard negative mining iteratively adjusts the negative samples exposed to the model as training progresses. This method ensures that the model consistently encounters challenging examples, maintaining the difficulty of negative samples relative to the current model state. This approach helps avoid the plateauing effect observed in static negative sampling techniques, thereby continually pushing the embedding model to refine its discriminative capability.

Cross-GPU Batch Balance Loss

Another significant innovation is the Cross-GPU Batch Balance (CBB) Loss. This method distributes negative examples across multiple GPUs, enhancing the diversity and quantity of negative samples seen by the embedding model. By balancing the batch size across GPUs, the paper argues for more stable and effective optimization, diminishing the search space inconsistencies that typically arise in sequential random task training.

Experiments and Results

Extensive experimentation demonstrates the efficacy of the proposed methods. The Conan-embedding model was evaluated on the Chinese Massive Text Embedding Benchmark (CMTEB), where it achieved top-ranking performance across six different tasks, including classification, clustering, reranking, retrieval, STS, and pair classification.

Detailed ablation studies reveal the impact of individual components. Dynamic hard negative mining and CBB Loss independently improve model performance compared to vanilla finetuning methods. When combined, these techniques facilitate substantial enhancements in retrieval and reranking tasks, indicating improved recall capabilities due to the exposure to higher quality and more numerous negative samples.

Implications and Future Work

The implications of this research are twofold. Practically, it provides a robust framework for enhancing text embedding models, making them more adept at various NLP tasks, particularly in large-scale, diverse datasets. Theoretically, the paper opens avenues for further exploration into dynamic data-driven training workflows and resource-efficient optimization strategies, especially in distributed computing environments.

Looking forward, these innovations could be extended to other domains within machine learning, such as image or speech recognition, where embedding models and negative sampling play crucial roles. Future research might focus on automated strategies for dynamic negative sampling, further optimizing computational resource usage, and exploring cross-task data balance techniques to enhance multi-task learning frameworks.

In conclusion, the Conan-embedding model presents a robust advancement in the development of embedding models, showcasing significant performance improvements through innovative methods in negative sampling and cross-GPU balanced training. This work sets a precedent for future studies aimed at refining embedding techniques, with promising applications across various aspects of AI and machine learning.

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