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White-box vs Black-box: Bayes Optimal Strategies for Membership Inference (1908.11229v1)

Published 29 Aug 2019 in stat.ML, cs.CR, and cs.LG

Abstract: Membership inference determines, given a sample and trained parameters of a machine learning model, whether the sample was part of the training set. In this paper, we derive the optimal strategy for membership inference with a few assumptions on the distribution of the parameters. We show that optimal attacks only depend on the loss function, and thus black-box attacks are as good as white-box attacks. As the optimal strategy is not tractable, we provide approximations of it leading to several inference methods, and show that existing membership inference methods are coarser approximations of this optimal strategy. Our membership attacks outperform the state of the art in various settings, ranging from a simple logistic regression to more complex architectures and datasets, such as ResNet-101 and Imagenet.

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Summary

  • The paper theoretically shows that the effectiveness of Bayes optimal membership inference attacks depends on the training loss function, not model parameters, implying white-box attacks offer no inherent advantage over black-box.
  • The authors propose computationally tractable approximations for the optimal inference strategy, making it practical for real-world applications.
  • Empirical validation demonstrates that the proposed approximation methods achieve higher accuracy in membership inference compared to existing state-of-the-art techniques across various models and datasets.

An Analysis of Bayes Optimal Strategies for Membership Inference in White-box and Black-box Settings

The paper "White-box vs Black-box: Bayes Optimal Strategies for Membership Inference" investigates the problem of membership inference attacks and seeks to delineate optimal strategies based on Bayesian principles. Membership inference is the process of determining whether a particular sample was part of the training data used to construct a given machine learning model. The significance of this problem stems from its implications on data privacy, where unauthorized inference of training data can compromise privacy.

Key Findings and Contributions

The authors derive an optimal strategy for membership inference, grounded in Bayesian analysis. A notable conclusion of their analysis is that the effectiveness of such attacks is fundamentally dependent on the loss function used during model training, rather than the model parameters themselves. This insight has profound implications, particularly highlighting that white-box attacks, where the attacker has full access to model parameters, do not necessarily confer an advantage over black-box attacks, which operate without knowledge of the model parameters. Both types of attacks reach optimal performance given the same asymptotic scenario.

To address the tractability of the optimal strategy, which is theoretically sound yet impractical due to computational complexity, the authors propose several approximations for practical application. These approximations lead to new inference methods that align closely with state-of-the-art approaches, providing finer granularity in determining membership with improved accuracy.

The primary contributions outlined in the paper include:

  • Theoretical Insights: The paper establishes that under the right loss function, optimal membership inference strategies are independent of the classifier's parameters, equating the performance of black-box and white-box attacks.
  • Approximation Techniques: The authors introduce approximation methods for practical membership inference strategies. These include leveraging different statistics of the training loss to simplify the membership inference decision-making process.
  • Empirical Validation: The proposed methods are empirically validated on a range of settings from simple logistic regression models to complex architectures like ResNet-101 on the Imagenet dataset. The paper reports that these approximations outperform existing methods in accuracy.

Implications

On a theoretical front, the findings challenge the necessity of detailed model introspection (white-box access) for effective membership inference. By propounding that loss-centric strategies suffice, the paper shifts focus toward refining black-box attack methodologies, which are often easier to implement in real-world scenarios where model access may be restricted.

Practically, this research could pivot the developments in privacy-preserving machine learning. Understanding the equivalence in information gain between white-box and black-box settings under certain conditions might influence the choice of strategies to mitigate risk. There is also a suggestion that enhanced loss calibration can potentially serve as an effective safeguard against membership inference attacks.

Future Directions

Building on this work, future research could explore further refining these approximations, perhaps exploring the use of neural networks not only in traditional settings but also designing specific architectures tailored to mitigate membership inference vulnerabilities. Additionally, the direct application of these strategies in highly dynamic or adversarial settings could form a significant area of investigation. Moreover, advancing differential privacy mechanisms informed by these findings could lead to stronger privacy protections without substantial trade-offs in model performance.

In conclusion, the paper presents a rigorous, analytical approach to understanding and optimizing membership inference attacks, paving the way for more secure machine learning deployments while maintaining transparency in model behavior and data handling.

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