Papers
Topics
Authors
Recent
Gemini 2.5 Flash
Gemini 2.5 Flash
119 tokens/sec
GPT-4o
56 tokens/sec
Gemini 2.5 Pro Pro
43 tokens/sec
o3 Pro
6 tokens/sec
GPT-4.1 Pro
47 tokens/sec
DeepSeek R1 via Azure Pro
28 tokens/sec
2000 character limit reached

Towards Understanding Regularization in Batch Normalization (1809.00846v4)

Published 4 Sep 2018 in cs.LG, cs.CV, cs.SY, and stat.ML

Abstract: Batch Normalization (BN) improves both convergence and generalization in training neural networks. This work understands these phenomena theoretically. We analyze BN by using a basic block of neural networks, consisting of a kernel layer, a BN layer, and a nonlinear activation function. This basic network helps us understand the impacts of BN in three aspects. First, by viewing BN as an implicit regularizer, BN can be decomposed into population normalization (PN) and gamma decay as an explicit regularization. Second, learning dynamics of BN and the regularization show that training converged with large maximum and effective learning rate. Third, generalization of BN is explored by using statistical mechanics. Experiments demonstrate that BN in convolutional neural networks share the same traits of regularization as the above analyses.

User Edit Pencil Streamline Icon: https://streamlinehq.com
Authors (4)
  1. Ping Luo (340 papers)
  2. Xinjiang Wang (32 papers)
  3. Wenqi Shao (89 papers)
  4. Zhanglin Peng (14 papers)
Citations (174)

Summary

Understanding Regularization in Batch Normalization

Batch Normalization (BN) remains an integral element of deep neural networks, prominently used across diverse domains such as computer vision, speech recognition, and natural language processing. The paper "Towards Understanding Regularization in Batch Normalization" investigates the intrinsic properties of BN, focusing on its regularization effects. Through theoretical dissection and empirical validation, this work aims to unravel the implicit and explicit facets of regularization emanating from BN, which contribute to its widespread efficacy in contemporary models.

The research outlines three focal results regarding BN's regularization, learning dynamics, and generalization ability, offering a structured breakdown of BN's role within a single-layer perceptron that includes a kernel layer, a BN layer, and a nonlinear activation function like ReLU. The methodology extends naturally to multi-layered architectures, providing broader insights into BN's operation in deep networks.

Decomposition and Regularization

BN is conceptually decomposed into two forms: population normalization (PN) and gamma decay. This decomposition is pivotal as it frames BN as an explicit regularizer. The results spotlight how BN discourages dependency on any single neuron, supporting a distribution where neurons maintain equal magnitude, thereby reducing overfitting. In addition, the regularization strength is tied inversely to the batch size, signifying diminished generalization with larger batches—a finding that experimental validation supports. The paper reveals that BN regularizes training by aligning the network toward configurations that penalize large-gradient norms and inter-neuron correlations, thereby enhancing model robustness.

Learning Dynamics and Convergence

Utilizing ordinary differential equations, the paper analytically demonstrates that networks employing BN converge with a larger maximum and effective learning rate compared to those using weight normalization (WN) or no normalization. This results in faster and steadier training progress. The derivation of maximum and effective learning rates through statistical mechanics substantiates BN's capacity to accommodate and thrive with high learning rates, an asset that optimizes training stability and efficiency.

Generalization via Statistical Mechanics

Exploring the generalization capability of BN through a teacher-student model in a high-dimensional setting where both sample size and neuron count are large, the research rigorously compares BN with WN and vanilla stochastic gradient descent (SGD). Utilizing statistical mechanics, it provides insightful analyses about the different error behaviors under varying effective loads. Notably, the superiority of BN in handling noise and fostering better generalization compared to its counterparts is pronounced, highlighting its practical influence on model performance.

Implications and Future Directions

The paper's analytical framework answers significant empirical observations related to BN's effectiveness and provides quantifiable insights into BN's regularization abilities, optimization characteristics, and generalization enhancement. This understanding of BN can inform the development of more sophisticated normalization techniques and optimization protocols. The potential exploration into normalization methods similar to BN, such as layer or instance normalization, could yield fruitful advancements in network training methodologies.

Conclusion

This comprehensive paper provides a meticulous examination of the regularization mechanics in BN and its implications for network optimization and generalization. By elucidating the theoretical underpinnings and verifying them through empirical studies, this paper equips researchers with deeper insights into BN's operational strengths, laying the groundwork for future enhancements and applications in deep learning architectures.

Youtube Logo Streamline Icon: https://streamlinehq.com