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Restricted strong convexity and weighted matrix completion: Optimal bounds with noise (1009.2118v2)

Published 10 Sep 2010 in cs.IT, math.IT, math.ST, and stat.TH

Abstract: We consider the matrix completion problem under a form of row/column weighted entrywise sampling, including the case of uniform entrywise sampling as a special case. We analyze the associated random observation operator, and prove that with high probability, it satisfies a form of restricted strong convexity with respect to weighted Frobenius norm. Using this property, we obtain as corollaries a number of error bounds on matrix completion in the weighted Frobenius norm under noisy sampling and for both exact and near low-rank matrices. Our results are based on measures of the "spikiness" and "low-rankness" of matrices that are less restrictive than the incoherence conditions imposed in previous work. Our technique involves an $M$-estimator that includes controls on both the rank and spikiness of the solution, and we establish non-asymptotic error bounds in weighted Frobenius norm for recovering matrices lying with $\ell_q$-"balls" of bounded spikiness. Using information-theoretic methods, we show that no algorithm can achieve better estimates (up to a logarithmic factor) over these same sets, showing that our conditions on matrices and associated rates are essentially optimal.

Citations (510)

Summary

  • The paper introduces a Restricted Strong Convexity framework that robustly recovers low-rank matrices from noisy, incomplete data.
  • It derives non-asymptotic error bounds in the weighted Frobenius norm, proving near-optimal performance under diverse sampling schemes.
  • Empirical validations showcase the practical utility of the M-estimator approach in applications like recommendation systems and image reconstruction.

Restricted Strong Convexity and Weighted Matrix Completion: Optimal Bounds with Noise

The paper "Restricted Strong Convexity and Weighted Matrix Completion: Optimal Bounds with Noise" by Sahand Negahban and Martin J. Wainwright addresses the matrix completion problem under various sampling methods, extending the analysis to cases involving noise. It investigates matrix recovery using weighted Frobenius norms, presenting both theoretical justification and empirical evaluations.

Overview

The research focuses on reconstructing matrices, particularly those with low-rank structures, from incomplete and potentially noisy observations. This is a challenging problem encountered across several applications, including collaborative filtering (e.g., the Netflix challenge) where data is often sparse or partially corrupted.

Theoretical Contributions

The paper innovatively employs the concept of Restricted Strong Convexity (RSC) within the context of matrix completion. Unlike previous approaches that imposed strict incoherence conditions on matrices, this work introduces less restrictive measures such as "spikiness" and "low-rankness." These concepts allow the theoretical analysis to extend to a broader class of matrices under noise.

Key theoretical contributions include:

  • RSC Condition: The authors show that with high probability, a random observation operator satisfies RSC in a weighted setting. This is significant because traditional conditions like Restricted Isometry Property (RIP) do not hold for matrix completion.
  • Error Bounds: The paper derives non-asymptotic error bounds for matrix completion in noisy environments. These are presented in terms of the weighted Frobenius norm, and they apply to both exactly and approximately low-rank matrices.
  • Optimality: Leveraging information-theoretic methods, the authors demonstrate that their bounds are nearly optimal. No algorithm can achieve significantly better results (up to logarithmic factors), signifying the essential optimality of their approach.

Methodology

The researchers utilize an MM-estimator, which combines a data term and a weighted nuclear norm regularization. This estimator accommodates the spikiness and rank constraints effectively. The paper also extends its analysis to both uniform and non-uniform sampling models.

Numerical Results

The paper provides empirical validations of the theoretical results. Through simulations, the authors exhibit the consistency and performance of their proposed methods, reaffirming the derived bounds and the robustness of their approach in practical scenarios.

Implications and Future Directions

  • Practical Relevance: The methodology can be employed in real-world data scenarios where observations are incomplete and noisy, such as recommendation systems and image reconstruction.
  • Theoretical Insights: The use of RSC and introduction of less restrictive matrix conditions expands the theoretical framework usable in high-dimensional statistics and machine learning.
  • Future Research: The paper opens pathways for further exploration into different sampling schemes and robustness under varying noise models. Moreover, it suggests examining broader matrix classes and alternative regularization techniques.

In summary, this paper advances the field by establishing a robust framework for matrix completion through sophisticated theoretical tools and solid empirical backing, proving both practical and theoretical ideals.