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Matrix Calculus (for Machine Learning and Beyond) (2501.14787v1)

Published 7 Jan 2025 in math.HO, cs.LG, cs.NA, math.NA, and stat.ML

Abstract: This course, intended for undergraduates familiar with elementary calculus and linear algebra, introduces the extension of differential calculus to functions on more general vector spaces, such as functions that take as input a matrix and return a matrix inverse or factorization, derivatives of ODE solutions, and even stochastic derivatives of random functions. It emphasizes practical computational applications, such as large-scale optimization and machine learning, where derivatives must be re-imagined in order to be propagated through complicated calculations. The class also discusses efficiency concerns leading to "adjoint" or "reverse-mode" differentiation (a.k.a. "backpropagation"), and gives a gentle introduction to modern automatic differentiation (AD) techniques.

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Summary

  • The paper presents comprehensive MIT lecture notes that extend traditional calculus to matrices for machine learning and optimization.
  • It introduces differentiation as linear operators and details methods including the chain rule, Kronecker products, and finite-difference approximations.
  • The document emphasizes practical applications, particularly reverse-mode automatic differentiation for large-scale neural network optimization.

This document is lecture notes from an MIT course on matrix calculus, focusing on differentiation techniques applicable to machine learning and other advanced applications. It starts with an overview, motivating the need for matrix calculus beyond single-variable and vector calculus. The notes then cover several key concepts, including derivatives as linear operators, the chain rule, Kronecker products, finite-difference approximations, and differentiation in general vector spaces. Practical applications, such as optimization, are discussed, and automatic differentiation (AD) techniques like forward and reverse mode are introduced. The document explores reverse-mode differentiation and its practical uses in large-scale optimization problems like neural networks.

Here's a more detailed breakdown:

1. Overview and Motivation:

  • Extends calculus from scalars to vectors and matrices, highlighting its importance in modern applications.
  • Points out that differentiating matrices is not a straightforward generalization of scalar derivatives.
  • Emphasizes that differentiation and sensitivity analysis are more complex than typically taught.
  • Introduces "adjoint" or "reverse-mode" differentiation (backpropagation) and automatic differentiation (AD).
  • Provides examples of applications in machine learning, physical modeling (engineering design, topology optimization), and multivariate statistics.
  • Introduces matrix differential calculus with applications in the multivariate linear model and its diagnostics.

2. First Derivatives:

  • Reviews scalar calculus, focusing on linearization.
  • Presents a table mapping the shapes of first derivatives based on the inputs and outputs (scalar, vector, matrix).
  • Introduces the differential product rule for matrices.

3. Derivatives as Linear Operators:

  • Revisits the definition of a derivative in a way that generalizes to higher-order arrays and vector spaces.
  • Explains the concept of a derivative as a linear operator.
  • Introduces directional derivatives and their relationship to linear operators.
  • Discusses multivariable calculus, focusing on scalar-valued functions and gradient.
  • Extends multivariable calculus to vector-valued functions and Jacobian matrices.
  • Covers sum and product rules for differentiation.
  • Explains the chain rule for differentiation.
  • Details the computational cost of matrix multiplication and its importance in forward and reverse automatic differentiation (AD) modes.

4. Jacobians of Matrix Functions:

  • Discusses representing derivatives with Jacobian matrices for matrix inputs/outputs.
  • Introduces matrix vectorization and Kronecker products.
  • Provides a detailed example of the matrix-square function.
  • Explores properties of Kronecker products and their key identities.
  • Discusses the computational cost of using Kronecker products.

5. Finite-Difference Approximations:

  • Explains why approximate derivatives are computed instead of exact ones.
  • Presents a simple method for checking a derivative by comparing a finite difference to the (directional) derivative operator.
  • Analyzes the accuracy of finite differences, including truncation and roundoff errors.
  • Discusses the order of accuracy and its relationship to truncation error.
  • Considers more sophisticated finite-difference methods.

6. Derivatives in General Vector Spaces:

  • Generalizes the notion of derivatives to functions whose inputs and/or outputs are not simply scalars or column vectors.
  • Introduces inner products and norms on vector spaces.
  • Defines Hilbert spaces and gradients.
  • Discusses different inner products on Rn and weighted dot products.
  • Introduces Frobenius inner products and norms.
  • Defines norms and Banach spaces.

7. Nonlinear Root-Finding, Optimization, and Adjoint Differentiation:

  • Explains the application of derivatives to solve nonlinear equations using Newton's method.
  • Discusses optimization techniques, including nonlinear optimization and large-scale differentiation.
  • Presents applications of optimization in machine learning and engineering.
  • Introduces reverse-mode differentiation (adjoint method) and its efficiency.
  • Provides an example using tridiagonal matrices.

8. Derivative of Matrix Determinant and Inverse:

  • Presents a theorem for calculating the gradient of a matrix determinant.
  • Provides applications, including the derivative of a characteristic polynomial.
  • Discusses the logarithmic derivative.
  • Calculates the Jacobian of a matrix inverse.

9. Forward and Reverse-Mode Automatic Differentiation:

  • Explains automatic differentiation (AD) and its two modes.
  • Describes forward-mode AD using dual numbers.
  • Provides a detailed example using the Babylonian square root algorithm.
  • Outlines the algebraic view of dual numbers.
  • Critiques naive symbolic differentiation methods.

The lecture notes provide a comprehensive overview of matrix calculus and its applications in various fields, offering both theoretical explanations and practical examples. They aim to equip the reader with the tools and understanding necessary to tackle differentiation problems in complex, high-dimensional spaces.

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