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Evolutionary Pre-Prompt Optimization for Mathematical Reasoning (2412.04291v1)

Published 5 Dec 2024 in cs.CL

Abstract: Recent advancements have highlighted that LLMs, when given a small set of task-specific examples, demonstrate remarkable proficiency, a capability that extends to complex reasoning tasks. In particular, the combination of few-shot learning with the chain-of-thought (CoT) approach has been pivotal in steering models towards more logically consistent conclusions. This paper explores the optimization of example selection for designing effective CoT pre-prompts and shows that the choice of the optimization algorithm, typically in favor of comparison-based methods such as evolutionary computation, significantly enhances efficacy and feasibility. Specifically, thanks to a limited exploitative and overfitted optimization, Evolutionary Pre-Prompt Optimization (EPPO) brings an improvement over the naive few-shot approach exceeding 10 absolute points in exact match scores on benchmark datasets such as GSM8k and MathQA. These gains are consistent across various contexts and are further amplified when integrated with self-consistency (SC)

Evolutionary Pre-Prompt Optimization for Mathematical Reasoning: An Examination

The paper "Evolutionary Pre-Prompt Optimization for Mathematical Reasoning" explores the optimization of the Chain-of-Thought (CoT) prompting method within LLMs to achieve enhanced performance in mathematical reasoning tasks. By employing evolutionary algorithms for pre-prompt selection, the authors demonstrate significant performance improvements across several benchmark datasets, including GSM8k, MathQA, SVAMP, and MATH. This paper provides important insights into how careful selection and arrangement of few-shot examples can lead to more accurate task resolution.

The researchers propose a novel technique named Evolutionary Pre-Prompt Optimization (EPPO), which leverages evolutionary algorithms for selecting an optimal set of few-shot prompts that lead the model towards improved performance. Numerical improvements exceeding 10 absolute points in exact match scores are reported, marking a substantial enhancement over traditional few-shot prompting strategies. The findings reveal that EPPO not only improves consistency in outcomes but also reduces computational complexity by optimizing prompt length.

Methods in Focus: Few-Shot Pre-Prompt Formula

The solution to the problem of example selection is approached as a combinatorial optimization challenge. The process begins with the representation of CoT prompts, where each example from a predetermined dataset is assigned an index. The objective is to construct a concise set of examples, termed a few-shot pre-prompt, that maximizes the model's performance. This involves varying the indices to reach the optimal combination. The optimization is achieved using black-box methods and evolutionary strategies, such as (1+1)-ES and DoubleFastGA, which are integral to achieving the desired performance metrics.

Information-Theoretic Insights: A Rigorous Approach to Overfitting

Crucially, the authors delve into the information-theoretic aspects of EPPO, introducing mathematical bounds to understand the generalization errors associated with the technique. They emphasize minimal data usage, employing binary feedback over greedy evaluations, which reduces overfitting risks—a common challenge in LLM training. The bounded nature of EPPO is contrasted against fine-tuning approaches that require extensive data input and can lead to overfitting.

Results: Quantitative Gains and Model Transferability

Experimental results show EPPO's effectiveness, with marked increases in exact match accuracy across several datasets. Notably, the method also transfers effectively across tasks and models, highlighting its adaptability. For example, when a model optimized using GSM8k prompts is applied on SVAMP, performance still surpasses traditional methods. Similarly, transferring pre-prompts between LLaMA2-7B and LLaMA2-70B models showed promising, albeit asymmetrical, results.

Combining with Other Strategies: Self-Consistency and Beyond

Further enhancing LLM reasoning capabilities, the authors integrate EPPO with the self-consistency mechanism, which aggregates multiple reasoning paths, leading to additional accuracy improvements. This combination suggests potential as an overarching framework that could complement other refinement methods such as fine-tuning and bootstrapping strategies.

Implications and Prospects for Future Research

This research extends the understanding of prompt-based learning mechanisms in LLMs, offering practical methodologies to improve reasoning without extensive retraining or data dependencies. The implications are profound as they suggest evolutionary approaches could be used to efficiently fine-tune behaviors in expansive, complex networks without significantly increasing computational overhead.

Future research could focus on expanding EPPO to other domains outside mathematical reasoning, potentially applying similar heuristic strategies to diverse tasks requiring structured logical thought processes. Additionally, exploration into more nuanced aspects of example selection and the interplay with model architecture might yield further optimization gains.

This paper establishes a rigorous, theoretically grounded, and experimentally validated approach to improving LLM mathematical reasoning performance through evolutionary pre-prompt optimization, paving the way for increased efficiency in AI model deployments across various applications.

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Authors (4)
  1. Mathurin Videau (6 papers)
  2. Alessandro Leite (7 papers)
  3. Marc Schoenauer (64 papers)
  4. Olivier Teytaud (45 papers)