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RARe: Retrieval Augmented Retrieval with In-Context Examples (2410.20088v1)

Published 26 Oct 2024 in cs.CL, cs.AI, and cs.IR
RARe: Retrieval Augmented Retrieval with In-Context Examples

Abstract: We investigate whether in-context examples, widely used in decoder-only LLMs, can improve embedding model performance in retrieval tasks. Unlike in LLMs, naively prepending in-context examples (query-document pairs) to the target query at inference time does not work out of the box. We introduce a simple approach to enable retrievers to use in-context examples. Our approach, RARe, finetunes a pre-trained model with in-context examples whose query is semantically similar to the target query. This can be applied to adapt various base architectures (i.e., decoder-only LLMs, retriever models) and consistently achieves performance gains of up to +2.72% nDCG across various open-domain retrieval datasets (BeIR, RAR-b). In particular, we find RARe exhibits stronger out-of-domain generalization compared to models using queries without in-context examples, similar to what is seen for in-context learning in LLMs. We further provide analysis on the design choices of in-context example augmentation and lay the foundation for future work in this space.

An Overview of Retrieval Augmented Retrieval with In-Context Examples

The paper "RARe: Retrieval Augmented Retrieval with In-Context Examples" explores the promising intersection of in-context learning and information retrieval (IR) by introducing a novel methodology called Retrieval Augmented Retrieval with In-Context Examples (RARe). This work investigates the potential of in-context examples to enhance the performance of retrieval models, drawing parallels with their established utility in LLMs. Unlike LLMs, where in-context examples can be directly integrated into the model's input sequence to enhance capacity, integrating these examples into retrieval tasks requires a more nuanced approach.

Key Contributions and Methodology

RARe is predicated on the hypothesis that in-context examples, if leveraged effectively, can enhance retrieval models' generalization capabilities, particularly in out-of-domain scenarios. The authors introduce an approach whereby pre-trained retrieval models are fine-tuned using examples whose queries have a semantic resemblance to the target query. This methodology not only refines the retrieval model's query format but also integrates standard fine-tuning practices with contrastive learning. By encoding these in-context examples alongside the target query during both training and evaluation, RARe seeks to provide task-relevant information that aids in document retrieval.

The innovation hinges on a subtle but crucial alteration in how queries are structured during training. The RARe approach involves augmenting the target query with in-context examples, facilitating the transfer of semantic understanding from similar past queries. This is achieved by reformulating the queries to include in-context informational pairs, comprising query-document tuples semantically linked to the target. The authors subsequently employ a contrastive learning objective to train the modified retrieval model, thereby orienting the model's learning process toward utilizing these augmented queries effectively.

Empirical Evaluation and Results

The paper reports empirical results across a suite of retrieval tasks, demonstrating that RARe consistently improves retrieval performance. Specifically, performance evaluations on benchmarks such as BeIR and RAR-b reveal that RARe yields an improvement of up to +2.72% in nDCG@10 scores, underscoring its effectiveness across both standard and reasoning-oriented tasks.

The robustness of RARe is particularly highlighted in its out-of-domain generalization capabilities. Compared to traditional retrieval models devoid of in-context example augmentation, RARe shows enhanced adaptability, similar in performance to the benefits of in-context learning observed in LLMs. The detailed examination of various retrieval settings confirms the hypothesis that semantically related in-context examples can successfully translate to improved model performance in diverse retrieval scenarios.

Implications and Future Directions

The introduction of RARe offers substantial implications for the development of IR systems and the broader understanding of fine-tuning principles in neural retrieval. By effectively translating in-context learning principles from language generation to retrieval tasks, this work opens avenues for deploying robust and adaptive retrieval systems that can leverage the semantic richness of historical queries.

Future research could address several intriguing directions emanating from RARe's findings. Firstly, the exploration of different strategies for selecting and integrating in-context examples could further optimize retrieval effectiveness. Secondly, investigating the interplay between model architecture variations and the efficacy of in-context learning could yield insights relevant to a broader array of downstream applications. Finally, extending this approach to multilingual or cross-lingual retrieval contexts could capitalize on the strengths of in-context learning across different languages and domains.

In conclusion, the RARe methodology broadens the horizon for retrieval models, embedding the versatile capacity of in-context examples into the retrieval process. As research in IR continues to evolve, the principles underlying RARe will likely become a keystone in the ongoing development of neural architectures designed for expansive and complex information ecosystems.

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Authors (4)
  1. Atula Tejaswi (3 papers)
  2. Yoonsang Lee (31 papers)
  3. Sujay Sanghavi (97 papers)
  4. Eunsol Choi (76 papers)
Citations (1)
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