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RichRAG: Crafting Rich Responses for Multi-faceted Queries in Retrieval-Augmented Generation (2406.12566v3)

Published 18 Jun 2024 in cs.CL

Abstract: Retrieval-augmented generation (RAG) effectively addresses issues of static knowledge and hallucination in LLMs. Existing studies mostly focus on question scenarios with clear user intents and concise answers. However, it is prevalent that users issue broad, open-ended queries with diverse sub-intents, for which they desire rich and long-form answers covering multiple relevant aspects. To tackle this important yet underexplored problem, we propose a novel RAG framework, namely RichRAG. It includes a sub-aspect explorer to identify potential sub-aspects of input questions, a multi-faceted retriever to build a candidate pool of diverse external documents related to these sub-aspects, and a generative list-wise ranker, which is a key module to provide the top-k most valuable documents for the final generator. These ranked documents sufficiently cover various query aspects and are aware of the generator's preferences, hence incentivizing it to produce rich and comprehensive responses for users. The training of our ranker involves a supervised fine-tuning stage to ensure the basic coverage of documents, and a reinforcement learning stage to align downstream LLM's preferences to the ranking of documents. Experimental results on two publicly available datasets prove that our framework effectively and efficiently provides comprehensive and satisfying responses to users.

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Authors (6)
  1. Shuting Wang (11 papers)
  2. Mang Wang (14 papers)
  3. Weipeng Chen (56 papers)
  4. Yutao Zhu (63 papers)
  5. Zhicheng Dou (113 papers)
  6. Xin Yu (192 papers)
Citations (5)

Summary

The paper "RichRAG: Crafting Rich Responses for Multi-faceted Queries in Retrieval-Augmented Generation" addresses a significant challenge in the domain of retrieval-augmented generation (RAG) frameworks. Typical RAG models are well-suited for responding to questions with clear intents and concise answers, but often fall short when dealing with broad, open-ended queries that necessitate rich, multifaceted responses.

To tackle this issue, the authors propose a novel RAG framework termed RichRAG. This framework is specifically designed to handle open-ended queries by generating responses that comprehensively cover multiple aspects of a user's question. RichRAG consists of several key components:

  1. Sub-Aspect Explorer: This module identifies potential sub-aspects of the input query, effectively breaking down broad questions into manageable sub-components.
  2. Multi-faceted Retriever: This component builds a diverse candidate pool of external documents related to the identified sub-aspects. By leveraging a wide range of information sources, it ensures that the generated responses are well-rounded and not limited to a single perspective.
  3. Generative List-Wise Ranker: This is the core module of RichRAG. It ranks the candidate documents based on their relevance and usefulness, considering the preferences of the downstream LLM. The ranker operates in two stages:
    • Supervised Fine-Tuning: Ensures basic coverage of documents, making sure all sub-aspects of the query are represented.
    • Reinforcement Learning: Aligns the ranking with the preferences of the LLM to enhance the final quality of the generated response.

The experimental evaluation of RichRAG was conducted on two publicly available datasets, demonstrating the framework's effectiveness and efficiency in generating comprehensive responses. The results indicate that RichRAG can produce responses that are not only rich in content but also satisfying from a user perspective, by covering various aspects of their queries.

Overall, RichRAG represents a significant improvement in the retrieval-augmented generation landscape, specifically for handling broad, open-ended queries where traditional methods fail to deliver satisfying responses.

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