Channel Estimation for mmWave MIMO-OFDM Systems in High-Mobility Scenarios: Instantaneous Model or Statistical Model? (2403.02942v2)
Abstract: Classical linear statistical models, like the first-order auto-regressive (AR) model, are commonly used as channel model in high-mobility scenarios. However, compared to sub-6G, the effect of Doppler frequency shifts is more significant at millimeter wave (mmWave) frequencies, and the effectiveness of the statistical channel model in high-mobility mmWave scenarios should be reconsidered. In this paper, we investigate the channel estimation for mmWave multiple-input multiple-output-(MIMO) orthogonal frequency division multiplexing (OFDM) systems in high-mobility scenarios, with the focus on the comparison between the instantaneous channel model and the statistical channel model. For the instantaneous model, by leveraging the low-rank nature of mmWave channels and the multidimensional characteristics of MIMO-OFDM signals across space, time, and frequency, the received signals are structured as a fourth-order tensor fitting a low-rank CANDECOMP/PARAFAC (CP) model. Then, to solve the CP decomposition problem, an estimation of signal parameters via rotational invariance techniques (ESPRIT)-type decomposition based channel estimation method is proposed by exploring the Vandermonde structure of factor matrix, and the channel parameters are then estimated from the factor matrices. We analyze the uniqueness condition of the CP decomposition and develop a concise derivation of the Cramer-Rao bound (CRB) for channel parameters. Simulations show that our method outperforms the existing benchmarks. Furthermore, the results based on the wireless environment generated by Wireless InSite verify that the channel estimation based on the instantaneous channel model performs better than that based on the statistical channel model. Therefore, the instantaneous channel model is recommended for designing channel estimation algorithm for mmWave systems in high-mobility scenarios.
- S. Rangan, T. S. Rappaport, and E. Erkip, “Millimeter-wave cellular wireless networks: Potentials and challenges,” Proceedings of the IEEE, vol. 102, no. 3, pp. 366–385, 2014.
- S. A. Busari, K. M. S. Huq, S. Mumtaz, L. Dai, and J. Rodriguez, “Millimeter-wave massive mimo communication for future wireless systems: A survey,” IEEE Commun. Surveys Tut., Dec. 2017.
- J. Lee, G.-T. Gil, and Y. H. Lee, “Channel estimation via orthogonal matching pursuit for hybrid mimo systems in millimeter wave communications,” IEEE Trans. Commun., vol. 64, no. 6, pp. 2370–2386, Jun. 2016.
- X. Li, J. Fang, H. Li, and P. Wang, “Millimeter wave channel estimation via exploiting joint sparse and low-rank structures,” IEEE Trans. Wireless Commun., vol. 17, no. 2, pp. 1123–1133, Feb 2018.
- Z. Gao, C. Hu, L. Dai, and Z. Wang, “Channel estimation for millimeter-wave massive mimo with hybrid precoding over frequency-selective fading channels,” IEEE Commun. Lett., vol. 20, no. 6, pp. 1259–1262, Apr. 2016.
- T.-H. Chou, N. Michelusi, D. J. Love, and J. V. Krogmeier, “Compressed training for dual-wideband time-varying sub-terahertz massive mimo,” IEEE Trans. Commun., vol. 71, no. 6, pp. 3559–3575, Jun. 2023.
- T. G. Kolda and B. W. Bader, “Tensor decompositions and applications,” SIAM Review, vol. 51, no. 3, pp. 455–500, 2009. [Online]. Available: https://doi.org/10.1137/07070111X
- A. Cichocki, D. Mandic, L. De Lathauwer, G. Zhou, Q. Zhao, C. Caiafa, and H. A. PHAN, “Tensor decompositions for signal processing applications: From two-way to multiway component analysis,” IEEE Signal Process. Mag., vol. 32, no. 2, pp. 145–163, Feb. 2015.
- M. Sørensen and L. De Lathauwer, “Blind signal separation via tensor decomposition with vandermonde factor: Canonical polyadic decomposition,” IEEE Trans. Signal Process., vol. 61, no. 22, pp. 5507–5519, Nov 2013.
- Z. Zhou, J. Fang, L. Yang, H. Li, Z. Chen, and R. S. Blum, “Low-rank tensor decomposition-aided channel estimation for millimeter wave mimo-ofdm systems,” IEEE J. Sel. Areas Commun., vol. 35, no. 7, pp. 1524–1538, Apr. 2017.
- L. Xu, F. Wen, and X. Zhang, “A novel unitary parafac algorithm for joint doa and frequency estimation,” IEEE Commun. Lett., vol. 23, no. 4, pp. 660–663, Jan. 2019.
- Z. Zhou, L. Liu, and J. Zhang, “Fd-mimo via pilot-data superposition: Tensor-based doa estimation and system performance,” IEEE J. Sel. Topics in Signal Process., vol. 13, no. 5, pp. 931–946, Aug. 2019.
- Y. Lin, S. Jin, M. Matthaiou, and X. You, “Tensor-based channel estimation for millimeter wave mimo-ofdm with dual-wideband effects,” IEEE Trans. Commun., vol. 68, no. 7, pp. 4218–4232, Mar. 2020.
- J. Du, M. Han, Y. Chen, L. Jin, and F. Gao, “Tensor-based joint channel estimation and symbol detection for time-varying mmwave massive mimo systems,” IEEE Trans. Signal Process., vol. 69, pp. 6251–6266, Nov. 2021.
- R. Zhang, L. Cheng, S. Wang, Y. Lou, W. Wu, and D. W. K. Ng, “Tensor decomposition-based channel estimation for hybrid mmwave massive mimo in high-mobility scenarios,” IEEE Trans. Commun., vol. 70, no. 9, pp. 6325–6340, Jul. 2022.
- S. A. A. Shah, E. Ahmed, M. Imran, and S. Zeadally, “5g for vehicular communications,” IEEE Commun. Mag., vol. 56, no. 1, pp. 111–117, Jan. 2018.
- G. Noh, B. Hui, and I. Kim, “High speed train communications in 5g: Design elements to mitigate the impact of very high mobility,” IEEE Wireless Commun., vol. 27, no. 6, pp. 98–106, Oct. 2020.
- B. Ai, A. F. Molisch, M. Rupp, and Z.-D. Zhong, “5g key technologies for smart railways,” Proc. IEEE, vol. 108, no. 6, pp. 856–893, 2020.
- Q. Qin, L. Gui, P. Cheng, and B. Gong, “Time-varying channel estimation for millimeter wave multiuser MIMO systems,” IEEE Trans. Veh. Technol., Jul. 2018.
- L. Cheng, G. Yue, D. Yu, Y. Liang, and S. Li, “Millimeter wave time-varying channel estimation via exploiting block-sparse and low-rank structures,” IEEE Access, vol. 7, pp. 123 355–123 366, 2019.
- C. Lin, J. Gao, R. Jin, and C. Zhong, “Self-adaptive measurement matrix design and channel estimation in time-varying hybrid mmwave massive mimo-ofdm systems,” IEEE Trans. Commun., vol. 72, no. 1, pp. 618–629, Jan. 2024.
- X. Liu, W. Wang, X. Song, X. Gao, and G. Fettweis, “Sparse channel estimation via hierarchical hybrid message passing for massive mimo-ofdm systems,” IEEE Trans. Wireless Commun., vol. 20, no. 11, pp. 7118–7134, May 2021.
- S. Srivastava, C. S. K. Patro, A. K. Jagannatham, and L. Hanzo, “Sparse, group-sparse, and online bayesian learning aided channel estimation for doubly-selective mmwave hybrid mimo ofdm systems,” IEEE Trans. Commun., vol. 69, no. 9, pp. 5843–5858, Jun. 2021.
- J. Wang, W. Zhang, Y. Chen, Z. Liu, J. Sun, and C.-X. Wang, “Time-varying channel estimation scheme for uplink mu-mimo in 6g systems,” IEEE Trans. Veh. Technol., vol. 71, no. 11, pp. 11 820–11 831, Jul. 2022.
- N. D. Sidiropoulos, L. De Lathauwer, X. Fu, K. Huang, E. E. Papalexakis, and C. Faloutsos, “Tensor decomposition for signal processing and machine learning,” IEEE Trans. Signal Process., vol. 65, no. 13, pp. 3551–3582, Apr. 2017.
- 3GPP, “5G; NR; user equipment (UE) radio transmission and reception; part 1: Range 1 stand alone,” 3rd Generation Partnership Project (3GPP), Technical Specification (TS) 38.101, Jul. 2023, version 17.10.0. [Online]. Available: https://www.etsi.org/deliver/etsi_ts/138100_138199/13810101/
- A. Alkhateeb and R. W. Heath, “Frequency selective hybrid precoding for limited feedback millimeter wave systems,” IEEE Trans. Commun., vol. 64, no. 5, pp. 1801–1818, May 2016.
- J. B. Kruskal, “Three-way arrays: rank and uniqueness of trilinear decompositions, with application to arithmetic complexity and statistics,” Linear Algebra and its Applications, vol. 18, no. 2, pp. 95–138, 1977. [Online]. Available: https://www.sciencedirect.com/science/article/pii/0024379577900696
- N. D. Sidiropoulos and R. Bro, “On the uniqueness of multilinear decomposition of n-way arrays,” Journal of Chemometrics, vol. 14, no. 3, pp. 229–239, 2000. [Online]. Available: https://analyticalsciencejournals.onlinelibrary.wiley.com/doi/abs/10.1002/1099-128X%28200005/06%2914%3A3%3C229%3A%3AAID-CEM587%3E3.0.CO%3B2-N
- J. Zhang, D. Rakhimov, and M. Haardt, “Gridless channel estimation for hybrid mmwave mimo systems via tensor-esprit algorithms in dft beamspace,” IEEE J. Sel. Topics Signal Process., vol. 15, no. 3, pp. 816–831, 2021.
- J. Zhang, I. Podkurkov, M. Haardt, and A. Nadeev, “Channel estimation and training design for hybrid analog-digital multi-carrier single-user massive mimo systems,” in WSA 2016; 20th International ITG Workshop on Smart Antennas, 2016, pp. 1–8.
- T. E. Bogale, L. B. Le, and X. Wang, “Hybrid analog-digital channel estimation and beamforming: Training-throughput tradeoff,” IEEE Transactions on Communications, vol. 63, no. 12, pp. 5235–5249, 2015.
- A. Uschmajew, “Local convergence of the alternating least squares algorithm for canonical tensor approximation,” SIAM J. Matrix Anal. Appl., vol. 33, no. 2, pp. 639–652, 2012. [Online]. Available: https://doi.org/10.1137/110843587
- C. Eckart and G. Young, “The approximation of one matrix by another of lower rank,” Psychometrika, vol. 1, pp. 211–218, Sep. 1936.
- Remcom, Wireless InSite. [Online]. Available: https://www.remcom.com/wireless-insite