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Task-Oriented Dialogue with In-Context Learning (2402.12234v1)

Published 19 Feb 2024 in cs.CL

Abstract: We describe a system for building task-oriented dialogue systems combining the in-context learning abilities of LLMs with the deterministic execution of business logic. LLMs are used to translate between the surface form of the conversation and a domain-specific language (DSL) which is used to progress the business logic. We compare our approach to the intent-based NLU approach predominantly used in industry today. Our experiments show that developing chatbots with our system requires significantly less effort than established approaches, that these chatbots can successfully navigate complex dialogues which are extremely challenging for NLU-based systems, and that our system has desirable properties for scaling task-oriented dialogue systems to a large number of tasks. We make our implementation available for use and further study.

Citations (3)

Summary

  • The paper presents an innovative system that leverages LLMs to convert user input into a domain-specific language, achieving a 95.8% pass rate in task-oriented dialogue tests.
  • The system replaces traditional intent-based NLU with a generative approach, reducing development complexity and streamlining code maintenance.
  • The paper details a three-component architecture—including Business Logic, Dialogue Understanding, and Conversation Repair—that effectively handles complex conversational flows.

Enhancing Task-Oriented Dialogue with In-Context Learning and Deterministic Business Logic Execution

Introduction

The paper presents a system designed for constructing task-oriented dialogue systems that integrate the contextual learning capabilities of LLMs with the deterministic execution of business logic. The system distinguishes itself by using LLMs to translate user messages into a domain-specific language (DSL), thereby facilitating the progression of business logic. This approach is systematically compared against the prevalent intent-based natural language understanding (NLU) methodologies employed in the industry. The investigation unveils that chatbots developed using this system not only require substantially less effort to build but are also more adept at navigating complex dialogues that pose significant challenges for NLU-based systems.

Overcoming Limitations of Intent-Based NLU

The limitations inherent in intent-based NLU systems are well-documented. The paper meticulously outlines these shortcomings, such as the complexity and error-prone nature of maintaining a vast taxonomy of intents and the difficulties in accurately capturing user intent due to the rigid classification scheme. In contrast, the proposed system utilises a generative approach that leverages the in-context learning strength of LLMs, thus enabling a more nuanced comprehension and execution of user requests without a heavy reliance on predefined intents and entities.

System Architecture and Components

The architecture is delineated into three principal components: Business Logic, Dialogue Understanding, and Conversation Repair. Unique to this system, the concept of "flows" is introduced, describing the steps and conditions required to complete specific tasks such as money transfer or booking services. These flows are executed deterministically, ensuring reliable business logic execution. The Dialogue Understanding module is tasked with generating commands from user messages, a process significantly enhanced by the LLM's contextual awareness. Potentially, this feature could mitigate the historical challenges associated with intent and entity recognition in standard NLU systems. The Conversation Repair component is engineered to handle deviations from the "happy path", adeptly managing corrections, interruptions, and clarifications within dialogues.

Evaluation and Results

The system's efficacy was evaluated against a traditional intent-based NLU implementation using a suite of test conversations that span a range of dialogue patterns, including the happy path, corrections, and context switches. The results are compelling, indicating a 95.8% pass rate on these tests for the proposed system, markedly higher than the baseline intent-based approach. Additionally, the development metrics showcased a significantly reduced codebase and developmental overhead.

Implications and Future Directions

The implications of this work are wide-reaching, with practical and theoretical contributions to the field of AI and conversational interfaces. Practically, the system offers a rapid and less burdensome avenue for developing sophisticated task-oriented dialogue systems. Theoretically, it invites further research into the integration of deterministically executed business logic with the fluid, contextually aware interpretations provided by state-of-the-art LLMs. Future work could explore the performance of various LLMs across different languages and domains, the system's scalability, and methods to incorporate real-user feedback effectively.

Conclusion

This paper introduces a novel system that significantly advances the development and capabilities of task-oriented dialogue systems. By leveraging the contextual learning abilities of LLMs and combining them with deterministic business logic execution, the system addresses and overcomes many of the limitations present in current intent-based NLU approaches. The demonstrated efficiency in developing complex dialogue systems and the system's proficiency in handling a vast range of conversational intricacies herald a promising direction for future research and application in conversational AI.