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Causal Machine Learning: A Survey and Open Problems (2206.15475v2)

Published 30 Jun 2022 in cs.LG and stat.ME

Abstract: Causal Machine Learning (CausalML) is an umbrella term for machine learning methods that formalize the data-generation process as a structural causal model (SCM). This perspective enables us to reason about the effects of changes to this process (interventions) and what would have happened in hindsight (counterfactuals). We categorize work in CausalML into five groups according to the problems they address: (1) causal supervised learning, (2) causal generative modeling, (3) causal explanations, (4) causal fairness, and (5) causal reinforcement learning. We systematically compare the methods in each category and point out open problems. Further, we review data-modality-specific applications in computer vision, natural language processing, and graph representation learning. Finally, we provide an overview of causal benchmarks and a critical discussion of the state of this nascent field, including recommendations for future work.

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Authors (5)
  1. Jean Kaddour (18 papers)
  2. Aengus Lynch (8 papers)
  3. Qi Liu (485 papers)
  4. Matt J. Kusner (39 papers)
  5. Ricardo Silva (55 papers)
Citations (106)

Summary

Overview of "Causal Machine Learning: A Survey and Open Problems"

The paper "Causal Machine Learning: A Survey and Open Problems" provides a comprehensive examination of how causal inference methods are being integrated into ML to solve complex real-world tasks. It begins by acknowledging the traditional successes of ML through empirical risk minimization on i.i.d. data but underscores the limitations of these methods when confronted with distribution shifts, biased predictions, and interpretability issues. This survey aims to illuminate how causal inference can address such challenges by formalizing causal assumptions within ML models and frameworks.

Core Concepts and Contributions

The authors organize the paper around several key concepts:

  1. Causality in ML: The paper contends that integrating causal inference into ML frameworks could systematically resolve issues such as generalization under data shifts, control in generative models, and fairness.
  2. Structural Causal Models (SCMs): SCMs form the theoretical backbone for causal ML, providing a structured approach to reason about interventions and counterfactuals. SCMs allow practitioners to model how changes to the data-generating process affect outcomes, a critical step for deploying ML systems in changing environments.
  3. Survey of Causal ML Approaches: The authors present a taxonomy of causal methods across classical and novel ML tasks. They explore:
    • Causal Supervised Learning
    • Causal Generative Modeling
    • Causal Explanations
    • Causal Fairness
    • Causal Reinforcement Learning

For each domain, the paper outlines current methodologies, notable results, and potential for further integration with causal principles.

Numerical Results and Open Problems

Quantitative comparisons and strong empirical results remain sparse for most causal ML methods due to the complexity of accurately simulating realistic causal interventions. The authors highlight that creating benchmarks that include interventional and counterfactual ground-truth data is a priority for advancing causal ML research. They also stress the need for effective software ecosystems to smoothen transitions from observational to causal inference-based models, which are currently lacking.

Implications and Future Directions

Practically, causal inference could enhance model robustness, interpretability, and fairness. The paper advocates for a refined focus on counterfactual reasoning within ML systems, suggesting that advanced techniques for SCMs and causal inference can yield more reliable models, especially under data scarcity or shifting distributions, a scenario commonly encountered in real-world applications.

On a theoretical level, the authors call for more exploratory synergies between causality and other domains like meta-learning and adversarial robustness. The notion that causal structure can guide data augmentation processes proposes a bridge between direct empirical risk minimization and the principled constraints of causality.

Conclusion

Kaddour et al.'s survey is an impactful contribution to the growing dialogue between causal inference and machine learning. By mapping out existing research, highlighting existing challenges, and suggesting future directions, the paper sets the stage for deeper adoption of causal principles in machine learning. However, it makes clear that substantial theoretical, practical, and computational work is yet to be done, specifically in creating robust evaluation criteria and enhancing integration capabilities of causal models within popular ML frameworks.