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Federated Learning with Buffered Asynchronous Aggregation (2106.06639v4)

Published 11 Jun 2021 in cs.LG

Abstract: Scalability and privacy are two critical concerns for cross-device federated learning (FL) systems. In this work, we identify that synchronous FL - synchronized aggregation of client updates in FL - cannot scale efficiently beyond a few hundred clients training in parallel. It leads to diminishing returns in model performance and training speed, analogous to large-batch training. On the other hand, asynchronous aggregation of client updates in FL (i.e., asynchronous FL) alleviates the scalability issue. However, aggregating individual client updates is incompatible with Secure Aggregation, which could result in an undesirable level of privacy for the system. To address these concerns, we propose a novel buffered asynchronous aggregation method, FedBuff, that is agnostic to the choice of optimizer, and combines the best properties of synchronous and asynchronous FL. We empirically demonstrate that FedBuff is 3.3x more efficient than synchronous FL and up to 2.5x more efficient than asynchronous FL, while being compatible with privacy-preserving technologies such as Secure Aggregation and differential privacy. We provide theoretical convergence guarantees in a smooth non-convex setting. Finally, we show that under differentially private training, FedBuff can outperform FedAvgM at low privacy settings and achieve the same utility for higher privacy settings.

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Authors (7)
  1. John Nguyen (13 papers)
  2. Kshitiz Malik (10 papers)
  3. Hongyuan Zhan (10 papers)
  4. Ashkan Yousefpour (19 papers)
  5. Michael Rabbat (64 papers)
  6. Mani Malek (6 papers)
  7. Dzmitry Huba (6 papers)
Citations (233)

Summary

Federated Learning with Buffered Asynchronous Aggregation

The paper "Federated Learning with Buffered Asynchronous Aggregation" introduces FedBuff, a novel optimization framework that integrates the principles of federated learning with buffered asynchronous aggregation to address the scalability and privacy concerns inherent in cross-device federated learning (FL) systems. Federated learning is a decentralized machine learning approach aimed at training a shared model across numerous clients without directly accessing their private data, thereby underscoring the significant demands for scalable and privacy-respecting solutions.

Motivation and Challenges

The authors identify two primary challenges in existing FL methodologies:

  1. Scalability: Synchronous federated learning (SyncFL) strategies, where client model updates are aggregated in unison, struggle with inefficiencies when scaling beyond a few hundred concurrent clients. This results in diminishing returns in terms of both model performance and training speed, akin to issues observed in large-batch training scenarios.
  2. Privacy: Despite the advantages of asynchronous federated learning (AsyncFL) in alleviating scalability bottlenecks, these methods face significant privacy issues. Aggregating individual client updates independently often conflicts with secure aggregation protocols and may lead to inadequate privacy protections.

Proposed Solution

FedBuff emerges as a pragmatic combination of synchronous and asynchronous FL, aiming to retain scalability without compromising privacy. The approach features:

  • Buffered Asynchronous Aggregation: FedBuff introduces a buffered approach that holds a configurable number, KK, of client updates before aggregating them. This aggregation within a secure buffer is crucial for ensuring compatibility with Secure Aggregation and differential privacy techniques.
  • Novel Model Update Mechanism: The algorithm allows clients to train and communicate asynchronously with the server. Aggregation only takes place after a buffer is filled with KK client updates, thus optimizing both performance and privacy without being tied to particular optimization algorithms.

Theoretical and Empirical Demonstrations

The paper includes a convergence analysis of FedBuff under smooth non-convex loss conditions, showing it requires O(1/(ϵ2Q))O(1/(\epsilon^2Q)) server iterations to achieve ϵ\epsilon-accuracy. Experimentally, FedBuff demonstrated an empirical efficiency improvement of up to 3.8 times over synchronous FL methods, and up to 2.5 times over traditional asynchronous techniques.

Key Numerical Results:

  • Efficiency Improvements: FedBuff exhibited significantly better efficiencies—3.3 times over synchronous FL and 2.5 times over asynchronous benchmarks on experiments.
  • Compatibility with Privacy Protocols: FedBuff showed competitive performance under privacy constraints, being compatible with Secure Aggregation and able to match or outperform other methods at both low and high privacy settings.

Implications and Future Directions

The FedBuff framework situates itself as a versatile approach capable of facilitating federated learning in settings where large-scale deployment is necessary and privacy is paramount. The buffering mechanism serves as a critical innovation, allowing for increased concurrency and reduced latency, crucial in federated systems with massive and diverse client bases such as edge devices and mobile phones.

Theoretical Contributions and Future Directions:

  • The paper extends the understanding of asynchronous updates in federated settings, particularly under privacy constraints, something not previously accommodating by standard fully asynchronous approaches.
  • Future extensions could involve adapting FedBuff to environments with even more stratified client heterogeneity or further integrating adaptive learning rates and momentum-based methods into the FedBuff architecture to enhance convergence speed and robustness.
  • Additional explorations in privacy-preserving techniques can be bolstered by securing a broader array of differential privacy guarantees while maintaining model accuracy and training efficiency.

Overall, FedBuff represents a significant stride in federated learning methodologies, tailored for vast, heterogeneous client ecosystems, and setting foundational work for future enhancements in both scalable and privacy-conscious distributed learning systems.