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Does Learning Require Memorization? A Short Tale about a Long Tail (1906.05271v4)

Published 12 Jun 2019 in cs.LG and stat.ML

Abstract: State-of-the-art results on image recognition tasks are achieved using over-parameterized learning algorithms that (nearly) perfectly fit the training set and are known to fit well even random labels. This tendency to memorize the labels of the training data is not explained by existing theoretical analyses. Memorization of the training data also presents significant privacy risks when the training data contains sensitive personal information and thus it is important to understand whether such memorization is necessary for accurate learning. We provide the first conceptual explanation and a theoretical model for this phenomenon. Specifically, we demonstrate that for natural data distributions memorization of labels is necessary for achieving close-to-optimal generalization error. Crucially, even labels of outliers and noisy labels need to be memorized. The model is motivated and supported by the results of several recent empirical works. In our model, data is sampled from a mixture of subpopulations and our results show that memorization is necessary whenever the distribution of subpopulation frequencies is long-tailed. Image and text data is known to be long-tailed and therefore our results establish a formal link between these empirical phenomena. Our results allow to quantify the cost of limiting memorization in learning and explain the disparate effects that privacy and model compression have on different subgroups.

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Authors (1)
  1. Vitaly Feldman (71 papers)
Citations (442)

Summary

An Expert Overview of "Does Learning Require Memorization? A Short Tale about a Long Tail"

The paper "Does Learning Require Memorization? A Short Tale about a Long Tail" by Vitaly Feldman addresses a fundamental question in modern machine learning: Is memorization necessary for learning? This question emerges from the observation that state-of-the-art learning algorithms, particularly in deep learning, tend to memorize training data, posing privacy concerns and challenging theoretical explanations of generalization.

The core contribution of the paper lies in providing a conceptual framework and theoretical model to explain why memorization is indeed necessary for achieving near-optimal generalization error on natural data distributions. These distributions, particularly in image and text data, often exhibit long-tailed characteristics, where a few examples dominate while many others are rare or atypical. The paper rigorously argues that memorization, even of outliers and noisy labels, is necessary due to this long-tailed nature.

Theoretical Model and Findings

The paper constructs a theoretical model where data is sampled from a mixture of subpopulations. Crucially, the frequencies of these subpopulations are chosen from a long-tailed distribution. Under such a distribution, memorization becomes statistically beneficial. Specifically, it shows that to minimize the generalization error, even rare instances need to be memorized. The paper quantifies the cost of limiting memorization, such as through regularization or differential privacy, which further supports the necessity of memorization for learning from long-tailed distributions.

The model extends to demonstrate the disparate effects on different subgroups when memorization is constrained. In essence, the memorization needed for fitting data translates into a broader capacity to generalize, which is compromised when limiting this memorization. The paper leverages this framework to better understand why current privacy-preserving techniques such as differential privacy lead to higher generalization errors in practice.

Practical Implications and Future Developments

Practically, the insights from this paper hold significant implications for designing learning algorithms that are both effective and sensitive to privacy concerns. The findings suggest that memorization cannot be entirely avoided if we are to maintain high accuracy, particularly in datasets with a pronounced long-tail effect. Balancing memorization with privacy and model efficiency will be crucial.

This work opens up several avenues for future research. One immediate extension could involve further exploration into how machine learning models can balance memorization and generalization in a controlled manner, particularly under resource constraints or stringent privacy requirements. Additionally, empirical research can be expanded to test the theoretical predictions across diverse real-world datasets.

Overall, the paper provides a profound theoretical insight into the role of memorization in learning and sets the stage for further innovations in designing learning algorithms that respect privacy without compromising on performance.